47 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Senior Product Development Manager

Salary:
£80, 000-£90, 000
Location:
London
Job Type:
Permanent
Date Posted:
17-Sep-2014 14:05Add to My Shortlist

The Role: The successful candidate will work alongside the Head of Product Development on overall business strategy and commercial developments, contributing to defining and developing... full range of asset management products An in... environment associated with asset management activities in order to ensure compliance with regulatory and capital requirements. Ability to interpret and evaluate information and make authoritative recommendations. Good Relationship building, ...


Investment Analyst

Salary:
£41k.00 - £45k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
17-Sep-2014 12:23Add to My Shortlist

Investment Analyst Major Financial Services Group have an opening for an individual with advanced excel with between 2 and 5 years in a Reporting environment... analysis, performance and compliance with risk limits... Responsible for monitoring compliance of investment portfolios... ideas presented by asset management houses and investment banks Work closely with the Risk and Capital Management teams to ensure a strong...


Product Development, Asset Management

Salary:
£Attractive Package
Location:
London
Job Type:
Permanent
Date Posted:
17-Sep-2014 11:36Add to My Shortlist

High calibre individual with a strong understanding of both UCITs and non-UCITS environments and significant funds experience sought by this prestigious global house. The successful... teams, sales and compliance and legal. There will also... product management in compliance with all relevant... from product development, compliance or strategic management and will be comfortable working in a project environment. The ability to...


Regulatory Reporting / Threshold Monitoring (Surrey)

Salary:
£ Negotiable + Bonus + Bens
Location:
Surrey
Job Type:
Permanent
Date Posted:
17-Sep-2014 00:00Add to My Shortlist

Highly regarded Investment House wish to recruit an individual at Assistant manager status to oversee the daily production and work of their UK Regulatory Reporting... Reporting or a legal or compliance background, preferably with an Asset Management company, demonstrable experience of disclosures for EMEA jurisdictions in relation to Major Shareholdings, ESMA Shorts, Takeover Panel and Investment Trust reporting, proven experience in...


Product Control (Asset Management)

Salary:
£45k - £60k pa
Location:
London
Job Type:
Permanent
Date Posted:
16-Sep-2014 16:21Add to My Shortlist

Product Control Maldon partners is working with an investment manager who are looking for a recently Qualified ACA to join their investment team. This role... responsible for the accounting and oversight of... business. Responsibilities * Account and monitor for... positions, whether market, compliance or reputational risk... Month-end procedures preparing accounts for posting to the firms general ledger Requirements * Newly...


Compliance Advisory Analyst - Investment Management

Salary:
£200.00 - £240.00 p/day
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
16-Sep-2014 15:43Add to My Shortlist

Compliance Advisory Analyst - Investment Management Global Asset Management organisation based in the City has an interim opening for a Compliance Analyst to join there Compliance... Investment Management Global Asset Management organisation based in... opening for a Compliance Analyst to join there Compliance Advisory team. The... assist the Senior Compliance Managers and Head... of Risk and Compliance in managing the... with the Senior Compliance Manager UK Advisory...


Senior Compliance Manager

Salary:
Neg
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-Sep-2014 15:10Add to My Shortlist

Role Overview: The Compliance Department of a globally asset management company provides advice and support; you will be an integral part of this team. Competitive market globally asset management company provides advice... Responsibilities: * Provide compliance advisory support to... enrichment of the compliance monitoring plan and... surveillance monitoring of compliance with Market Abuse... relevant front office compliance policies and procedures... * Assist with Compliance training Requirements: *...


Compliance Advisory and Monitoring Officer / Manager

Salary:
£50k - £60k pa + pension, insurance, lunch, STL
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-Sep-2014 15:09Add to My Shortlist

Compliance Advisory and Monitoring Officer /Manager: This global asset manager is looking to hire a Compliance Officer to join their small but growing London-based office.... to hire a Compliance Officer to join... two main areas: Compliance Monitoring and Advisory.... manage and mitigate compliance risk 3. Running... the firm's internal compliance monitoring programme 4.... Handbook * Significant compliance experience * Methodical...


Risk & Controls Consultant

Salary:
Neg
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-Sep-2014 14:31Add to My Shortlist

RLAM is one of the UKs leading fund management companies, managing investment, pension fund and other assets on behalf of a wide range of clients.... Internal Audit or Compliance experience within a... industry. Experience within Asset Management would be advantageous. Excellent Communication skills, both written and oral. Excellent knowledge of Microsoft applications i.e. Word, Excel, and PowerPoint. Ability to manipulate date, ...


Financial Promotions Associate

Salary:
£45k.00 - £55k.00 pa + bonus and benefits
Location:
London
Job Type:
Permanent
Date Posted:
16-Sep-2014 10:46Add to My Shortlist

An internationally renowned Investment Management firm, based in the heart of the City is searching for a bi-lingual compliance analyst with prior exposure to financial... key contact for compliance matters relating to... with the Distribution Compliance and Sales and... key. Supporting the Compliance Director in keeping... to provide broad compliance support to the... of the European Compliance team you will...


Regulatory Reporting Assistant Manager

Salary:
£40k.00 - £43k.00 pa + bonus and benefits
Location:
London
Job Type:
Permanent
Date Posted:
16-Sep-2014 10:05Add to My Shortlist

A global Asset Management firm is searching for an Assistant Manager to join its Regulatory Reporting Team. You will be tasked with submitting various shareholding disclosure... from the firm's Legal and Compliance Departments. As the... experience, preferably within asset management. You will need to be able to demonstrate experience of disclosures for EMEA jurisdictions in relation to Major Shareholdings, ESMA Shorts, Takeover...


Compliance Analyst

Salary:
£43k - £53k pa + excellent benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-Sep-2014 09:08Add to My Shortlist

Compliance Analyst £43,000- £53,000 plus excellent benefits An asset manager which is London based is looking to recruit a bright and dynamic compliance advisory analyst... bright and dynamic compliance advisory analyst into their busy compliance advisory team. The... audit * General compliance monitoring * Monitoring... will need demonstrable asset management * Experience in... technical competencies The Compliance division at Cameron... trainees to Global Compliance Directors.


Fund Services Consultant / Business Analyst

Salary:
£600 - £700 p/day
Location:
London
Job Type:
Contract/Interim
Date Posted:
16-Sep-2014 08:56Add to My Shortlist

Senior Consultant Fund Services New contract opportunity for an experienced Consultant / senior BA, expert in Fund Services and middle office outsourcing, to join one... outsourcing / fund accounting / asset management is essential. Fund... fund services or asset management. Experience of working... Frank and FATCA compliance). Significant knowledge of the capital markets and an understanding of the key operations processes that...


Executive Director Alt' Investment Funds & Asset Management Ratings

Salary:
Upon Application
Location:
Berlin
Job Type:
Permanent
Date Posted:
16-Sep-2014 00:00Add to My Shortlist

My client a German headquartered Ratings Agency seeks an Executive Director Alternative Investment Funds & Asset Management Ratings based in Berlin and the UK. Tasks &... based bonds and asset management companies * Development... with regard to compliance and regulation Professional... large rating agency, asset management or risk-management firm * Expert knowledge of real asset funds (tangible and intangible assets) as well as...


Compliance Officer, Financial Promotions

Salary:
£80-100k Plus Package
Location:
London
Job Type:
Permanent
Date Posted:
15-Sep-2014 14:51Add to My Shortlist

Our Client a leading Investment Manager is looking to idenitfy a Compliance Officer for their Distribution business. The role will have overall responsibility for Compliance... overall responsibility for Compliance in London with... Promotions & Cross-Border Compliance as well as general Compliance tasks including but... not limited to; Compliance Monitoring, updating Registers... understanding of the Asset Management Industry and specific experience within...


Head of Compliance EMEA-Asset Manager

Salary:
£120k - £130k pa + Extensive benefits package
Location:
City Of London
Job Type:
Permanent
Date Posted:
15-Sep-2014 09:15Add to My Shortlist

A leading US Fund manager with $150 billion AUM and a global presence are seeking to hire a Head of Compliance covering the EMEA region.... or other major asset management regulatory regimes Currently... Extensive experience of Asset Management regulatory environment Good package and bonus is available depending on the level and calibre of the candidate. Badenoch & Clark is acting as an...


Generalist Compliance - Asset Management

Salary:
£500 - £1000 per day
Location:
London
Job Type:
Contract/Interim
Date Posted:
13-Sep-2014 00:00Add to My Shortlist

One of the world's largest independent investment management firms is looking to recruit a senior compliance associate to join their London team. The role will support the Legal Services and Compliance Group; supporting a variety of legal and compliance activities. Key responsibilities (among others): * Procedures, internal controls and testing/monitoring * Supporting the Anti-Money Laundering Program * Marketing approvals *...


Marketing Executive

Salary:
£35,000 - £40,000
Location:
London
Job Type:
Contract/Interim
Date Posted:
13-Sep-2014 00:00Add to My Shortlist

Our client is seeking a Marketing Executive to join the Marketing team in London. The individual will work as part of a team and be... Group, Investment Marketing, Legal and Compliance, and Information Services.... * Liaise with Legal and Compliance, Product Management, and... marketing experience within Asset Management * Strong organisational skills, proven ability to multi-task, can effectively prioritise * Ability...


Asset Management - Investment Writer

Salary:
£400 per day
Location:
London
Job Type:
Contract/Interim
Date Posted:
13-Sep-2014 00:00Add to My Shortlist

Our top tier Asset Management client is looking for an Investment Writer to join the Investment Writing team. * To provide investment information for marketing, sales... Marketing to follow compliance procedures for the... factual proofs for compliance review of all... of the retail asset management industry, products and services/financial markets/financial services marketing and the needs/interests of intermediaries * Good interpersonal skills and...


Compliance Officer

Salary:
£50k.00 - £70k.00 pa + bonus and benefits
Location:
London
Job Type:
Permanent
Date Posted:
12-Sep-2014 17:48Add to My Shortlist

A global Investment Management business is searching for a Compliance Officer to join its growing business. The role will sit within a new division focussed... UK Head of Compliance, the position will... see you provide compliance support and advice... the provision of compliance support to the funds authorised compliance director based out... experience of retail asset management or UK regulated funds...


Compliance Associate

Salary:
£35k.00 - £48k.00 pa + bonus and benefits
Location:
London
Job Type:
Permanent
Date Posted:
12-Sep-2014 17:40Add to My Shortlist

The London based Compliance Department principally provides services to the European hub of the Distribution business, its entities and activities and to European domiciled funds.... focused on providing compliance support to the... information to address compliance and corporate governance... Work with other Compliance staff in London, ... in course of Compliance work as required... working within a compliance department / compliance...


Business Data Management

Salary:
Market Leading
Location:
London
Job Type:
Permanent
Date Posted:
12-Sep-2014 16:59Add to My Shortlist

A global investment management company is looking to extend their Data services team. This global asset management company deal with a wide variety of clients and... internal departments including compliance and legal * Main point... experience within the asset management industry, comprehensive understanding of static data and market data ideally within the investment management industry * Ability to demonstrate business analysis skills...


Operational Risk Manager

Salary:
Market Leading
Location:
London
Job Type:
Contract/Interim
Date Posted:
12-Sep-2014 16:59Add to My Shortlist

Our client is a leading Asset Management company. They are currently looking for an Operational Risk Manager to join their busy team based in London. Key... the business *Ensure compliance with risk management... risk experience within Asset management. A chance to work within a non-hierarchical workplace, that encourages a great work/life balance. Mason Blake acts as an employment agency for permanent recruitment...


Compliance & Operational Risk Analyst

Salary:
£50k - £55k pa
Location:
London
Job Type:
Permanent
Date Posted:
12-Sep-2014 16:23Add to My Shortlist

My client, a leading Life & Pensions company, is offering a fantastic opportunity for a driven Compliance & Operational Risk Analyst to join their Investments/Asset Management... to join their Investments/Asset Management arm after a... The Role As Compliance & Operational Risk... promoting a positive compliance culture. As Compliance & Operational Risk... the risk based Compliance Monitoring Programme, to... provide assurance of compliance with regulatory requirements, ...


Senior Compliance & Operational Risk Analyst

Salary:
£65k - £70k pa
Location:
London
Job Type:
Permanent
Date Posted:
12-Sep-2014 16:09Add to My Shortlist

My client, a leading Life & Pensions company, is offering a fantastic opportunity for a driven Senior Compliance & Operational Risk Analyst to join their... to join their Investments/Asset Management arm after a... Role As Senior Compliance & Operational Risk... promoting a positive compliance culture. As Senior Compliance & Operational Risk... the risk based Compliance Monitoring Programme, to... provide assurance of compliance with regulatory requirements, ...


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