21 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Compliance Manager - Asset Management/ UCITS Knowledge Required

Salary:
Competitive Salary
Location:
London
Job Type:
Permanent
Date Posted:
29-Aug-2015 00:00Save job

Compliance Manager - Asset Management/UCITS Knowledge Required London Competitive Salary Our client, a leading Asset-Management company are looking to hire a Compliance Manager to join them Knowledge Required London... to hire a Compliance Manager to join... Responsibilities of the Compliance Manager will include:... to: o Monitoring Compliance o Risk Management... it relates to compliance) o Complaints Handling... ensure an appropriate compliance monitoring programme across...


Senior Fund Administrator, Top-Tier Private Equity

Salary:
£35, 000-£40, 000
Location:
London
Job Type:
Permanent
Date Posted:
29-Aug-2015 00:00Save job

Our client is a leading mid-market buy-out business based in the City. A new role has arisen within the Fund Finance team for an experienced... all aspects of accounting, tax, administration and... systems and processes Compliance reporting in respect... preferred) or an Asset Management business Experience of... Investran administration and accounting system preferred The Opportunity: To further your Private Equity experience, ...


Middle Office TPA Oversight Specialist, Asset Management

Salary:
£50k.00 - £65k.00 pa
Location:
London
Job Type:
Permanent
Date Posted:
28-Aug-2015 17:30Save job

A fantastic opportunity for an accomplished Operations Analyst with proven third party administration oversight experience to join this top performing asset manager. TPA Oversight Analysts... come from an asset management background with prior... capacity, partnering with asset management teams internally to... services, risk & compliance, technology to name just a few to articulate business processes, issues and solutions pertaining to operational matters....


UK Financial Controller

Salary:
GBP - GBP pa
Location:
West End
Job Type:
Permanent
Date Posted:
28-Aug-2015 15:51Save job

Our client, a leading global investment manager, currently seeks a UK Financial Controller, to be based in London. The UK Financial Controller will be responsible... development of the accounting function. - Responsible... UK corporates ensuring compliance with Group accounting policies - Ensuring compliance with FCA reporting... Responsible for UK accounting records, systems and... (ideally within an asset management). - Hands on...


Compliance Advisor / Compliance Manager / Senior Compliance

Salary:
£80,000 - £90,000
Location:
London
Job Type:
Permanent
Date Posted:
28-Aug-2015 11:17Save job

Our Client, a global investment bank based in London are currently recruiting an experienced Compliance Advisor to work with their EMEA Retail Compliance team in... their EMEA Retail Compliance team in their... office to provide compliance advise to the... financial institution preferably asset management ∑ 5-8 years of compliance / legal experience within EMEA... knowledge of Luxembourg compliance regulations ∑ AIFMD...


Regulatory Testing and Monitoring Analyst

Salary:
£75,000 per annum
Location:
London
Job Type:
Permanent
Date Posted:
28-Aug-2015 09:40Save job

My Client a Global Banking firm based in the City are currently recruiting within their Central Compliance Team. The role will help to drive through... of risk based compliance Management information. Skills/... required: - Proven Compliance testing or other... - Strong generalist compliance/ regulatory experience is... within a central compliance shared service function.... best practice. - Asset management experience is preferable.


KYC Onboarding - Wealth Management

Salary:
£35k - £40k pa
Location:
London
Job Type:
Permanent
Date Posted:
27-Aug-2015 17:18Save job

KYC Onboarding - Wealth Management A world renowned financial services house is seeking to make a hire into their onboarding function. This role will be... in the wider compliance function by assisting... wealth/wealth management institution. Asset management or investment banking... please contact the compliance team on [Phone number removed] or [Email address removed]


Compliance Advisory

Salary:
£65k - £90k pa + Competitive Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
27-Aug-2015 09:52Save job

Compliance Advisory A leading Investment Manager is looking for an experienced compliance professional to join their compliance team; this is an advisory focussed role so... for an experienced compliance professional to join their compliance team; this is... advisory within the compliance department of an asset management firm. * Ability to review promotional material and ideally approve financial promotions. * A good...


Accountant - Hedge Fund

Salary:
£50k pa + BONUS + BENEITS
Location:
Surrey
Job Type:
Permanent
Date Posted:
27-Aug-2015 09:13Save job

Accountant - Hedge Fund £50,000 + Bonus (20% - 100%) + Benefits Surrey The Company They are a well-established and highly reputable hedge fund involved... fund and statutory accounting as well as... finance, operations and compliance work. Specifically: * Daily fund accounting and preparation of... full monthly management accounts including daily bookkeeping... * Year-end statutory accounts together with preparation... departmental tasks from compliance, legal to record...


Business Analyst

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
27-Aug-2015 00:00Save job

Business Analyst July 2015 Role: Business Analyst Location: Warnford Court , 29 Throgmorton Street, London , EC2N 2AT Salary: Negotiable - depending on experience. Please... solutions to the asset management industry. Our clients... fund administration or asset management industry today in... Due Diligence and Compliance) throughout the entire organization Key Attributes and Qualifications: - At least 5 years of Business/Technical Analysis or...


VP Compliance Advisory - Retail Funds

Salary:
£75,000 per annum plus
Location:
London
Job Type:
Permanent
Date Posted:
27-Aug-2015 00:00Save job

My client a Global Leading Investment Management firm based in the City are currently recruiting for a VP within their Compliance Advisory function to work... Funds Business. The Compliance Advisory function is... the Luxembourg based Compliance Officer to provide compliance advice and support... business. - Provide compliance advice and guidance... business areas: Portfolio compliance Group, Risk and... timely advice on compliance matters. - Liasing...


CASS Regulation Specialist

Salary:
£Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
27-Aug-2015 00:00Save job

High profile role offered by this prestigious global asset manager. Situated within a small, specialist team the role carries responsibility for ensuring compliance with the FCA's... ove4rsight of CASS compliance, CASS reporting and... working with both compliance and operational teams... an operations or compliance environment. A pro-active... areas of the asset management community are essential.


Senior Business Process Analyst

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
26-Aug-2015 13:57Save job

SUMMARY Build a career at one of the world's largest and successful global asset management companies. Our client employs outstanding people who not only fit in... and risk & compliance. ROLE REQUIREMENTS ∑... Operations/ Risk & Compliance) DESIRABLE SKILLS AND... Understanding of the asset management industry and more specifically the Institutional business ∑ A genuine interest in how organisations tick and how...


Senior Data Governance Analyst

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
26-Aug-2015 13:51Save job

SUMMARY Build a career at one of the world's largest and successful global asset management companies. Our client employs outstanding people who not only fit in... Knowledge of the asset management business environment, products... Management, Trade Execution, Compliance, Risk, Regulatory Reporting, etc.). ∑ Knowledge of data warehouses, portfolio and order management systems ∑ The ability to manage projects following an agile methodology?...


Management Accountant / Financial Accountant

Salary:
£50k - £65k pa + BONUS + BENEFITS
Location:
London
Job Type:
Permanent
Date Posted:
26-Aug-2015 11:40Save job

Management Accountant / Financial Accountant £50,000 - £65,000 + bonus + benefits Central London The Company They are an award winning alternative asset manager focused... smaller medium sized asset management environment, they wish... Produce monthly management accounts including profit and loss accounts, budgets, cash flows, ... annual UK statutory accounts for the UK... FCA reporting and compliance with all financial... on the fund accounting side of the...


Client Onboarding / Implementation Supervisor - Buy-Side

Salary:
Excellent + Bonus
Location:
London
Job Type:
Permanent
Date Posted:
25-Aug-2015 20:16Save job

One of the Worlds largest institutional Asset Management Firms is currently looking for a high quality graduate with a demonstrated track record of Client On-Boarding and... and Fund Products. (Asset Management backgrounds are preferred... all aspects of account opening. * Ensure... completion of all legal administration including KYC/AML.... teams such as compliance, risk, legal investment support, trade support, and reconciliations.


Front Office Compliance Advisory

Salary:
£50k - £70k pa
Location:
London
Job Type:
Permanent
Date Posted:
25-Aug-2015 14:40Save job

Top Global Asset Manager seeks proven Compliance Advisory candidate to work as part of the existing compliance advisory division, facing off to the business *... of the existing compliance advisory division, facing... assist in proving compliance advice to the... Companies Act 1940, Insurance rules and other... working within the compliance division of an asset management firm; * Excellent communication skills, both...


Compliance Risk and Monitoring Manager

Salary:
£65k - £75k pa + Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
25-Aug-2015 09:18Save job

The main responsibilities of the Compliance Risk and Monitoring Manager are as follows: * Development of the annual Compliance Monitoring Plan (CMP) and supporting two... of the annual Compliance Monitoring Plan (CMP)... and supporting two Compliance Monitoring Analysts. Part... * Ensure that Compliance Monitoring Programme (CMP)... in all other Compliance practises - e.g.... regime specific to asset management * Advanced stakeholder...


Institutional Client Associate - French and UK Clients

Salary:
£40,000 - £50,000
Location:
London
Job Type:
Contract/Interim
Date Posted:
25-Aug-2015 08:54Save job

This London based role is an excellent opportunity with a global Asset Management firm. This role is a central position in the middle office with the... transitions - Ensure compliance with client requirements, ... experience in the asset management industry, ideally in the institutional space. Fluent French language to business level is essential, as well as strong English language skills for liaison with...


Global RFP Specialist - Asset Management

Salary:
Competitive/excellent package
Location:
London
Job Type:
Permanent
Date Posted:
24-Aug-2015 17:55Save job

Our well renowned and highly reputable Asset Management client is looking for an experienced RFP Specialist to join their growing team in London. You will be... brand/style guidelines and compliance regulations. * Liaison with investment managers on their investment process in order to improve RFP answers, ensure key messages are consistent and present the company's capabilities at all times * Excellent...


Senior Compliance officer

Salary:
£70,000 - £85,000
Location:
London
Job Type:
Permanent
Date Posted:
24-Aug-2015 10:43Save job

Senior Compliance officer The Senior Compliance Officer will be focused on the distribution elements of the Global Distribution Europe (GDE) business working with similarly focused Compliance Officer will be... the Head of Compliance for GDE with; corporate Compliance matters, the oversight... participation in the compliance monitoring programme. ∑... Sales teams, for compliance with relevant regulatory... key contact for compliance matters relating to...


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