26 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

Jobs by Email

Sort by

Fund Controller

Salary:
Up to £80,000
Location:
London
Job Type:
Contract/Interim
Date Posted:
28-May-2015 16:01Save job

My client is an international property fund, due to a planned change in personnel they require a Fund Controller to join them for a fixed... * Quarterly management accounts for SPVs under... Calculate and analyse asset management fees * Quarterly... * Debt covenant compliance reporting * Prepare/review... end statutory format accounts under UK GAAP... * Prepare quarterly accounts summaries for board...


Compliance Advisory

Salary:
£450 - £500 p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
28-May-2015 00:00Save job

A London based Asset Manager is looking to fill a Compliance Advisory role at their City based office. The Compliance Advisory function is responsible for... based office. The Compliance Advisory function is... responsible for providing compliance advice to various... to provide qualitative compliance advice and support... properly escalated; -Ensuring compliance advisory support to... and support on compliance matters related to...


Project Manager Charles River - Portfolio Management

Salary:
65000 to 100000
Location:
London
Job Type:
Any
Date Posted:
27-May-2015 21:56Save job

The role is for a Project Manager to join the a vibrant team is aligned as the principle technology partner for the Global Investments &... the Wealth or Asset management businesses, including the... out in full compliance with regulatory requirements, ... a wealth or asset management environment, a good... those across IT, Compliance and Operations. Excellent... of Wealth or Asset Management businesses - Experience...


Product Development Manager / Contract / Asset Management

Salary:
Market Rate
Location:
London
Job Type:
Contract/Interim
Date Posted:
27-May-2015 17:45Save job

The Role: The successful candidate will work alongside the Global Head of Proposition on overall business strategy and commercial developments, contributing to defining and developing... full range of asset management products An in... environment associated with asset management activities in order to ensure compliance with regulatory and capital requirements. Ability to interpret and evaluate information and make authoritative recommendations. Good Relationship building, ...


Head of Client Services, Asset Management

Salary:
£70k.00 - £75k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
27-May-2015 15:37Save job

Our client, a highly reputable global asset manager has an opportunity for an accomplished Head of Client Services requiring proven team management experience. The remit... wide - Client Account Management, Client Reporting... be conversant with legal and compliance requirements relating to... sector, spanning Institutional asset management, retail & private client wealth, Hedge Funds and PE/VC houses. Our extensive Investment sector expertise...


Quantitative Analyst

Salary:
GBP - GBP pa
Location:
West End
Job Type:
Permanent
Date Posted:
27-May-2015 10:27Save job

Our client, a asset management company, currently seeks a Quantitative Analyst, to be based in London. The Quantitative Analyst will be part of the Risk Management, ... company. - Monitor compliance with risk parameters... agents, taking into account the portfolio risk... relation and the Compliance in the definition... - Work with Compliance and Middle Office... for review of compliance with regulatory/contractual requirements...


Chief Compliance Officer- UK Hedge Fund

Salary:
£100k - £125k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
27-May-2015 10:19Save job

Badenoch & Clark are currently representing a UK multi strategy hedge fund with a focus on the equities markets. They are seeking to appoint a Chief Compliance Officer. The role... mentoring the junior compliance officer. -Project management/working... and managing the compliance monitoring programme. -Drafting compliance policies. -Keeping the... meetings and quarterly compliance committee meetings. -Monthly compliance reporting to the... daily and periodic compliance tasks undertaken by...


Business Operations Advisory, Client Money and Assets

Salary:
£100, 000
Location:
London
Job Type:
Permanent
Date Posted:
27-May-2015 00:00Save job

My Client a Leading Global Investment Manager firm are currently recruiting within their Compliance Advisory function. The primary function of the position is to be... of excellence' with Legal and Compliance. *Support compliance in overseas jurisdictions... *To be the Compliance lead on Business... Head of Instituional Compliance Advisory *To help... assist with general compliance advice on investment... understanding of general compliance regulations and will...


Equity Implementation Analyst

Salary:
£40,000 - £50,000
Location:
London
Job Type:
Any
Date Posted:
27-May-2015 00:00Save job

One of the world's most prestigious institutional fund management houses is seeking to recruit a portfolio implementation analyst to join the team in London. Acting... office, operational and compliance teams, you will... fund and client account and mandate level... how to restructure accounts as needed *... Your profile: * Investment/Asset Management experience/background is a MUST - applications from outside of this...


Equities Desk Fund Manager's Assistant

Salary:
£200 - £250 per day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
27-May-2015 00:00Save job

One of Europe's leading fund management houses is looking to recruit an Equities FMA into their London office on a contract basis. This role is... of an Equities asset management desk with exposure... - investigate Sentinel (compliance) warnings. * Pro-actively... on any delayed account openings which restricts... a front office asset management firm * High attention to detail / accuracy * Effective...


Marketing Executive, Investment Reporting

Salary:
£Excellent
Location:
London
Job Type:
Permanent
Date Posted:
26-May-2015 17:04Save job

Investment Reporting Team This role sits in the Investment Reporting team within Marketing. The Investment Reporting team is responsible for a wide range of reporting... tailored to local compliance requirements and reflect... Marketing, Sales and Compliance departments. Secondly, the... Fund Managers, IT, Compliance, Data Services, Investment... either in an Asset Management firm or for a Data Publication organisation (e.g. Mornigstar, Lipper)....


RFP, Product & Fund Marketing and reporting - Asset Management

Salary:
€Excellent
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
26-May-2015 17:04Save job

ADVERT Investment Marketing (RFP) The team collaborates with investment management to build, develop and maintain a strong presence internationally. Marketing efforts ensure that we identify... of the international asset management business and exposure... various functions (sales, legal, compliance, investment management, marketing, ... investment teams, BDU, legal, compliance and finance in... and put through compliance review. Skills requirement Understanding of asset management business and of...


Advisory Compliance - SME - Asset Management

Salary:
GBP800 - GBP800 p/day
Location:
City Of London
Job Type:
Temporary/Seasonal
Date Posted:
26-May-2015 15:39Save job

A fantastic opportunity has arisen for an Advisory Compliance SME - Asset Management to join our client, a leading financial services company based in London Key to join our... of the Advisory Compliance SME will include:... functions to find compliance solutions to business... questions; -Global AM Compliance contact for Takeover... existing businesses. -Representing Compliance to the business... to regulations and compliance related matters; -Liaising...


CASS Manager

Salary:
£100k - £110k pa + benefits
Location:
England
Job Type:
Permanent
Date Posted:
26-May-2015 11:09Save job

My client, a leading global investment manager, are seeking a senior CASS manager to provide direct support to the CF10a and in the day to... controls to ensure compliance with CASS rules... knowledge of the asset management industry. * Extensive familiarity of operational processes, process improvements and third party operating models. * Good educational backgrouns and with formal qualifications, ideally to...


Head of FMA - Equities

Salary:
Competitive
Location:
The City, London
Job Type:
Permanent
Date Posted:
22-May-2015 17:51Save job

Reputable City based Asset Manager is seeking a supervisor to have oversight of the Fund Managers' Assistants supporting the Equity Fund Managers. The primary function... including trade generation, compliance monitoring, cashflow monitoring... capacity. * Strong asset management business experience, particularly fund management disciplines and the transactional lifecycle * Knowledge of multiple asset classes including, equities, bonds and derivatives inclusive of corporate...


Compliance Associate

Salary:
Market Rate/Competitive
Location:
London
Job Type:
Contract/Interim
Date Posted:
22-May-2015 16:30Save job

Our top tier Investment Management client is looking for a Compliance Associate to start immediately in the London office on a contract. Key responsibilities: *... the identification of compliance risk, and its... the company's risk-based compliance monitoring programme *... timely completion of compliance monitoring programme *... and maintain the compliance manual and related... on and present compliance issues to the...


Finance Manager - Private Equity Firm

Salary:
£60k - £70k pa + Bonus, Benefits
Location:
West End
Job Type:
Permanent
Date Posted:
22-May-2015 15:15Save job

Maldon Partners are currently recruiting on behalf of a boutique Pan-European Private Equity Fund Manager based in the West End. Our client are looking for... for the statutory account and management accounts including audit (planning... budgeting. - Fund accounting including statutory and management accounts, tax including K1's... managing UK bank accounts, maintaining cash book... equity, venture capital, asset management, fund-of-fund, hedge fund)...


Client Services, Client Account Transitions

Salary:
£40k.00 - £55k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-May-2015 13:24Save job

This highly reputable asset manager has an opportunity for an accomplished new Client Transitions Specialist to facilitate end-to-end transitions across the business. A rare opportunity... from an institutional asset management firm ensuring the... come from an asset management background requiring prior... end client on-boarding, account closures, account changes, asset transfers, ... successful integration. Your compliance and regulatory knowledge... sector, spanning Institutional asset management, retail & private...


Manager - Investor Relations/ Client Services

Salary:
Competitive
Location:
South West London, Sw13
Job Type:
Permanent
Date Posted:
22-May-2015 00:00Save job

Manager - Investor Relations/Client Services Salary: Competitive Phoenix is a boutique investment manager based in South West London with circa 10 people, looking for an... for fund administration, compliance, risk management, marketing... reports for managed account clients Liaise with... financial services Specific asset management experience not required... Steve Tatters, Phoenix Asset Management Partners, 64-66 Glentham Road, Barnes, London, SW13 9JJ. Applicants should...


Client Onboarding Lead / Client Implementation Lead / Asset Manager

Salary:
£70-80,000 + bonus
Location:
London
Job Type:
Permanent
Date Posted:
21-May-2015 18:19Save job

A Global Asset Manager are looking for a Client Onboarding & Implementation lead to act as the lead for all client on boarding activities. Responsibilities... opening of new accounts in numerous investment... process Deal with compliance matters such as... understanding of fund accounting, transfer agency and... role within the asset management business. Experience in... + experience in Asset Management Excellent stakeholder management...


Junior Compliance Manager

Salary:
£45k.00 - £65k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2015 18:13Save job

One of the highest regarded global Asset Management businesses based in the EU is looking to make a key hire into its compliance team. The business... hire into its compliance team. The business... fund management. The compliance team is a... have experience across asset management compliance, focusing on UCITS, ... of years in Asset Management Compliance looking to broaden... sector, spanning Institutional asset management, retail & private...


Fixed Income Fund Managers Assistant - Performance Background

Salary:
£40k.00 - £55k pa + Benefits and Bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-May-2015 17:28Save job

Ambition are genuinely delighted to recruiting for this Fixed Income Fund Managers Assistant position at one of the most recognised names in Global Asset Management. This is a... client servicing and compliance needs are met.... portfolio make up, compliance restrictions, investment strategy, ... groups (e.g., Performance, Accounting, Pricing, Corporate Actions, Client Services, Sales, Marketing, Reporting teams, etc.) in response to questions and...


Model Validation - Senior Actuary (Financial & Investment Risk)

Salary:
competitive package
Location:
London
Job Type:
Permanent
Date Posted:
21-May-2015 17:13Save job

Originally established in the UK our client is an international financial services group with significant operations in Asia and the US as well as its... of Solvency II, legal governance and regulatory... Life Assurance and/or Asset Management sector. Being a... ask for our Compliance division This is... include employee benefits, compliance, legal, pensions, group risk, paraplanners, sales support, T&C etc. We...


Risk Consultant - Actuary (Financial & Investment Risk)

Salary:
competitive package
Location:
London
Job Type:
Permanent
Date Posted:
21-May-2015 17:12Save job

Originally established in the UK our client is an international financial services group with significant operations in Asia and the US as well as its... of Solvency II, legal governance and regulatory... Life Assurance and/or Asset Management sector. Being a... ask for our Compliance division. This is... include employee benefits, compliance, legal, pensions, group risk, paraplanners, sales support, T&C etc. We...


Equity Portfolio Implementation and Compliance Analyst

Salary:
£65,000 + Bonus
Location:
London
Job Type:
Permanent
Date Posted:
21-May-2015 17:03Save job

The client one of the buy sides leading Asset managers with a global presence this is an exciting opportunity for anyone wishing to build a career in asset management. A role has... Portfolio Implementation and Compliance Analyst , Your... end-to-end for Funds/clients' accounts to ensure they... and remain in compliance with established guidelines.... at the Funds/client account and mandate level... cash-flows, facilitates new account start-up/closures) * Reviews...


Jobs by Email
Page:   1   2   Next