21 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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AML Team Leader

Salary:
£120,000 + Benefits + Bonus
Location:
London
Job Type:
Permanent
Date Posted:
04-Jul-2015 00:00Save job

Summary Reporting to the Head of AML for EMEA, you'll ensure the timely implementation of AML policies and programs and the provision of advice to... in anti-money laundering compliance across a broad... financial services including asset management, banking and trading. - Capable of leading teams and producing high quality and/or final work product and solutions under strict regulatory or management deadlines...


Software Supplier License Manager

Salary:
c£35, 000
Location:
City Of London
Job Type:
Permanent
Date Posted:
04-Jul-2015 00:00Save job

This highly regarded City based International bank are currently looking to strengthen their IT Service Support team. To be considered for this role candidates must... include:- Software license compliance reporting. Obtaining quotes... Any LANDesk Software Asset Management/reporting would be advantageous. Full banking benefits apply: REF: DMB


Head of Front Office Advisory Compliance

Salary:
£90,000k - £95,000k per annum
Location:
London
Job Type:
Permanent
Date Posted:
04-Jul-2015 00:00Save job

An opportunity has arisen with a Global Asset Management Firm for an experienced compliance professional to join the Compliance function as Head of Front Office Advisory. experienced compliance professional to join the Compliance function as Head... office on regulatory compliance matters. The role... personnel on technical compliance queries as they... of the Investment Compliance Function namely the... a front office compliance environment including significant...


Client Services Analyst

Salary:
£45, 000
Location:
London
Job Type:
Permanent
Date Posted:
04-Jul-2015 00:00Save job

Our client, a large asset management business are currently seeking a client services analyst to join their busy London office. Due to the nature of this... experience within an asset management firm is essential... regulatory and company compliance standards are met. * Pro-actively identifying enhancements for the clients and communicating these internally. * Processing and verification of clients' orders, interacting with Portfolio...


Presentations, PowerPoint, Sales Support, Marketing Executive - Asset

Salary:
£Market Rate, Excellent Bonus and Benfits
Location:
London
Job Type:
Permanent
Date Posted:
03-Jul-2015 18:26Save job

Globally renowned Asset Management firm has a unique and exciting Marketing/Presentations opportunity available for a bright, driven and ambitious individual who would like to forge a... team, fund managers, compliance and marketing heads.... of a renowned Asset Management company who promotes excellent career progression in a fast paced working environment. You will have the chance to work closely with senior stakeholders and...


Global RFP Specialist - Asset Management

Salary:
Competitive/excellent package
Location:
London
Job Type:
Permanent
Date Posted:
03-Jul-2015 16:58Save job

Our well renowned and highly reputable Asset Management client is looking for an experienced RFP Specialist to join their growing team in London. You will be... brand/style guidelines and compliance regulations. * Liaison with investment managers on their investment process in order to improve RFP answers, ensure key messages are consistent and present the company's capabilities at all times * Excellent...


Senior RFP Writer

Salary:
£50,000 - £55,000
Location:
London
Job Type:
Permanent
Date Posted:
03-Jul-2015 16:54Save job

Our leading asset management client is seeking a Senior RFP specialist to join their busy team. Responsibilities will include: * Produce accurate and customised RFPs and... procedure and local compliance rules * Lead... experience at an asset management house * Excellent... at this well-established asset management house, please apply with a copy of your CV. "Mason Blake acts as an employment agency for...


Thematic Monitoring

Salary:
£40k - £60k pa
Location:
London
Job Type:
Permanent
Date Posted:
03-Jul-2015 15:54Save job

Compliance Monitoring Top Tier Global Asset Manager is looking to add to their Monitoring team a self-motivated and analytical individual with a specific thematic monitoring... senior management within Legal and Compliance as well as... of executing deep-dive compliance or regulatory reviews... experience in the asset management sector. * A... relevant to the asset management space. * Have... please contact the compliance team on [Phone...


Equity Fund Compliance Advisory

Salary:
£70k - £100k pa
Location:
London
Job Type:
Permanent
Date Posted:
03-Jul-2015 15:39Save job

Equity Fund Compliance Advisory A world leading buy-side firm is looking to hire an equity fund compliance specialist to join their established compliance advisory team.... an equity fund compliance specialist to join their established compliance advisory team. This... in the wider compliance function by assisting... experience in a compliance advisory position, ideally... Experience in an asset management setting is vital... please contact the compliance team on [Phone...


Head of Advisory - Asset Management Compliance

Salary:
£80k - £120k pa
Location:
London
Job Type:
Permanent
Date Posted:
03-Jul-2015 12:26Save job

Head of Investment Management Advisory Our client is a leading top tier global financial services firm. This vacancy will sit within the asset management division and will... head up the compliance advisory area. The... for managing the Compliance advisory function for... SYSC, COBS, Fund Compliance (UCITS & AIFs), ... context; * Provide Compliance Advice on relevant... well as cross-company compliance groups as appropriate....


Front Office Compliance Advisory

Salary:
£50k - £70k pa
Location:
London
Job Type:
Permanent
Date Posted:
03-Jul-2015 11:39Save job

Top Global Asset Manager seeks proven Compliance Advisory candidate to work as part of the existing compliance advisory division, facing off to the business *... of the existing compliance advisory division, facing... assist in proving compliance advice to the... Companies Act 1940, Insurance rules and other... working within the compliance division of an asset management firm; * Excellent communication skills, both...


Compliance Monitoring Officer

Salary:
£50k - £70k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
02-Jul-2015 14:22Save job

RLAM is one of the UK's leading fund management companies, managing investment, pension fund and other assets on behalf of a wide range of clients.... manage for. RLAM Compliance Monitoring is central... deliverables. - Deliver compliance monitoring with effective... regulation applicable to asset management and authorised funds.... experience within the Asset Management industry. - Sound... and the expected compliance culture. - Practical...


UCITS and US regulations Senior Compliance Manager

Salary:
competitive daily rate
Location:
London
Job Type:
Contract/Interim
Date Posted:
01-Jul-2015 16:13Save job

An opportunity has become available for a Compliance Assistant based in a reputable Fund Management company in the West End. Duties to include: Covering some... elements of the Compliance Monitoring Programme, which... the Head of Compliance in preparing regulatory... maintenance of the Compliance procedures. ∑ Regulatory... the Head of Compliance (FSA, SEC, MAS, ... UK Financial Services compliance, in an asset management...


Client Portfolio Assistants

Salary:
GBP - GBP pa
Location:
West End
Job Type:
Permanent
Date Posted:
01-Jul-2015 12:09Save job

Our client, a boutique and fast growing asset management company, currently seeks a Client Portfolio Assistant, to be based in London, West End. The Client Portfolio... timetables, deadlines and compliance therewith - Ongoing modification and improvement of reports and reporting process - Maintenance and update of economic data, graphs etc. used in presentational material - Response to individual client requests -...


Compliance Advisory

Salary:
£60k - £100k pa + Bonus, Pension, Health, Life
Location:
London
Job Type:
Permanent
Date Posted:
01-Jul-2015 10:49Save job

This position sits very close to the Business and will be working primarily with the Equity funds, Front office personnel. The position will work alongside... responsibility for the Compliance Advisors will be... Participation in other compliance or business-driven projects... - Extensive - Compliance experience within Asset Management - Working and communicating with Front Office personnel - The ideal candidate would have...


UK Head of Compliance - International Asset Management firm

Salary:
£115-£130,000 + benefits + bonus
Location:
London, The City
Job Type:
Permanent
Date Posted:
30-Jun-2015 19:25Save job

Our client is a global Asset Management firm who are seeking a Head of Compliance to manage the UK arm and provide oversight for the Dubai... a Head of Compliance to manage the... day to day compliance for the UK... wide range of compliance support to the asset management and distribution activities... as the lead Compliance Officer for the... teams (product, marketing, legal, compliance, operations and...


Head of Compliance - CF10-CF11

Salary:
£115k+
Location:
London
Job Type:
Permanent
Date Posted:
30-Jun-2015 19:23Save job

We are interested in speaking with Senior Compliance Professionals with good management skills from the Investment Management industry who can offer a range of support... responsible for the compliance programme and act... working in an asset management regulatory role and offer good knowledge of UCITS, MiFID, FSA, AML and be open to international travel.


Manager - Investor Relations/ Client Services

Salary:
Competitive
Location:
South West London, Sw13
Job Type:
Permanent
Date Posted:
30-Jun-2015 16:40Save job

Manager - Investor Relations/Client Services Salary: Competitive Phoenix is a boutique investment manager based in South West London with circa 10 people, looking for an... for fund administration, compliance, risk management, marketing... reports for managed account clients Liaise with... financial services Specific asset management experience not required... Steve Tatters, Phoenix Asset Management Partners, 64-66 Glentham Road, Barnes, London, SW13 9JJ. Applicants should...


RFP Specialist

Salary:
£50,000 - £55,000
Location:
London
Job Type:
Permanent
Date Posted:
29-Jun-2015 17:26Save job

Our leading asset management client is seeking an RFP specialist to join their busy team. Responsibilities will include: ∑ Produce accurate and customised RFPs and RFIs... procedure and local compliance rules ∑ Lead... experience at an asset management house ∑ Excellent... at this well-established asset management house, please apply with a copy of your CV. "Mason Blake acts as an employment agency for...


MiFID II - Disclosures - Business Analyst

Salary:
£400 - £500 p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
29-Jun-2015 15:08Save job

The successful individual will form part of our clients MiFID II project group and specifically feed into the Organisational arrangements work stream. The role will... of the Business, Compliance Advisory teams and... multiple stakeholders across legal, compliance and the business... - Experience in asset management, consulting or regulatory experience - Strong end to end Regulatory Project experience - Strong working knowledge...


Client Account Transitions Coordinator, Asset Management

Salary:
£40k.00 - £55k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
29-Jun-2015 12:13Save job

A highly reputable asset manager has an opportunity for an accomplished Client Transitions Specialist to facilitate end-to-end transitions for institutional clients forging strong relationships across... from an institutional asset management firm ensuring the... come from an asset management background requiring prior... end client on-boarding, account closures, account changes, asset transfers, ... successful integration. Your compliance and regulatory knowledge... sector, spanning Institutional asset management, retail & private...


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