30 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Compliance Monitoring Adviser

Salary:
£30,000 - £35,000 + Bens
Location:
West Sussex
Job Type:
Permanent
Date Posted:
01-Oct-2014 12:39Add to My Shortlist

This exciting investment and wealth management company is looking to recruit an equally dynamic individual to join its existing compliance team. Working with the Senior the Senior Compliance Manager you will... monitor the company's Asset Management and Unit Trust... and whilst previous compliance exposure would be... sufficient understanding of Asset Management and Unit Trusts... their career into compliance. This is one of...


Regional Compliance Manager

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
30-Sep-2014 18:09Add to My Shortlist

Our client is the Asset Management arm of one the UK's most recognised Financial Service Groups and they are looking for a Regional Compliance Manager to... for a Regional Compliance Manager to be the Compliance lead in respect... assist in the compliance support/monitoring of the... - Provide ongoing compliance advice, support and... Advisors to ensure compliance standards, both internal... of the required compliance training and testing...


RFP Manager

Salary:
£35k - £45k pa + Bonus and Benefits
Location:
London
Job Type:
Permanent
Date Posted:
30-Sep-2014 16:21Add to My Shortlist

My client, a Global Asset Management company, is looking for an RFP Manager to join their RFP Team. The successful candidate will be assisting in the... off process with compliance, CRMs and product... business development, performance, legal & compliance to obtain information.... RFP experience within Asset Management including Retail is desirable Familiarity with public tender process and procedure is desirable RFP software...


Compliance Generalist

Salary:
£60k - £70k pa
Location:
London
Job Type:
Contract/Interim
Date Posted:
30-Sep-2014 15:42Add to My Shortlist

Compliance Generalist A renowned asset management institution is seeking an experienced compliance professional to join their compliance department on a long-term contracting basis. Your responsibilities will asset management institution is seeking an experienced compliance professional to join their compliance department on a... as regards to Compliance issues and develop Compliance relationships across the... with management of compliance risks. * Liaising... Develop and implement compliance policies and frameworks....


Risk & Controls Consultant

Salary:
£44400 - £66600 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
30-Sep-2014 15:14Add to My Shortlist

RLAM is one of the UKs leading fund management companies, managing investment, pension fund and other assets on behalf of a wide range of clients.... Internal Audit or Compliance experience within a... industry. Experience within Asset Management would be advantageous. Excellent Communication skills, both written and oral. Excellent knowledge of Microsoft applications i.e. Word, Excel, and PowerPoint. Ability to manipulate date, ...


Asset Management Operations

Salary:
£40k - £50k pa
Location:
London
Job Type:
Permanent
Date Posted:
30-Sep-2014 11:02Add to My Shortlist

This leading Global Asset Manager, are currently looking for an experience Operations analyst, to joint their busy London team. The candidate will ideally have good... including Fund Managers, Legal, Risk, Control, Distribution... Collaborate with Operations, Compliance, Risk and IT... such as portfolio accounting systems and industry standard infrastructure (such as OMGEO Connect, SWIFT and DTC) as well as excellent Microsoft...


Risk and Compliance Analyst

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
30-Sep-2014 09:42Add to My Shortlist

This globally recognised Asset Manager has a brilliant opportunity for a new Risk and Compliance Analyst to come into the business and identify regulatory changes... operational incidents and compliance breaches within their Central Compliance division. Key responsibilities: - Compliance monitoring and reporting... assisting with operational compliance activities. - AML... and updating of Compliance policies and procedures.... affecting a UK asset management and wealth management...


Compliance Advisory Manager

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
30-Sep-2014 09:37Add to My Shortlist

An exciting opportunity has arisen in a major Asset Manager's Compliance Team on the Advisory team as a Compliance Manager. The candidate will be involved... team as a Compliance Manager. The candidate... directed - Provide compliance advice in regards... An experience of Compliance best practice within the asset management industry is ideal, ... more opportunities within compliance, please contact Agi Heale on...


Assistant Fund Controller

Salary:
£55,000 - 65,000 plus 40 - 50% (discr. bonus)
Location:
London
Job Type:
Permanent
Date Posted:
30-Sep-2014 09:32Add to My Shortlist

Excellent Opportunity for a qualified Accountant to join a small team within an expanding boutique Private Equity business focussed on investments within frontier markets. The... administrators to ensure compliance with listing requirements, ... of monthly management accounts for the Investment... Experience of Fund Accounting, carried interest structures... an established alternative asset management business in a broad role with frequent liaison with the...


Compliance Manager - Asset Management

Salary:
£65k - £70k pa
Location:
West End
Job Type:
Permanent
Date Posted:
29-Sep-2014 19:51Add to My Shortlist

Our client, a market leading Asset Management firm, is looking to recruit a Compliance Manager to support their Group Compliance Officer in a generalist role to... to recruit a Compliance Manager to support their Group Compliance Officer in a... product knowledge of Asset Management, the FSA Handbook... the Head of Compliance, this role covers... elements of oversight, compliance advice and monitoring, ... all levels of Compliance procedures within the...


Business Manager

Salary:
£75,000 per year plus bonus
Location:
London
Job Type:
Permanent
Date Posted:
29-Sep-2014 18:08Add to My Shortlist

A fantastic opportunity has arisen for a Business Manager to join a leading, global asset management business based in London. The Business Manager will be primarily... and liaison with Risk/Compliance on regulatory and... Change Manager within Asset Management. Process improvement experience, knowledge of working across a breadth of disciplines including investments, trading, sales, client services or technology would all be distinct advantages....


Business Manager

Salary:
£75,000 per year plus bonus
Location:
London
Job Type:
Permanent
Date Posted:
29-Sep-2014 18:08Add to My Shortlist

A fantastic opportunity has arisen for a Business Manager to join a leading, global asset management business based in London. The Business Manager will be primarily... and liaison with Risk/Compliance on regulatory and... Change Manager within Asset Management. Process improvement experience, knowledge of working across a breadth of disciplines including investments, trading, sales, client services or technology would all be distinct advantages....


Senior Performance Data Analyst

Salary:
£50, 000
Location:
London
Job Type:
Permanent
Date Posted:
29-Sep-2014 17:12Add to My Shortlist

A global investment management company is looking to extend their Data services team. This global asset management company deal with a wide variety of clients and... internal departments including compliance and legal * Main point... experience within the asset management industry, comprehensive understanding of performance data ideally within the investment management industry * Ability to demonstrate business analysis skills and numerical skills...


Investment Data Manager

Salary:
£60, 000
Location:
London
Job Type:
Permanent
Date Posted:
29-Sep-2014 17:12Add to My Shortlist

A global investment management company is looking to extend their Data services team. This global asset management company deal with a wide variety of clients and... internal departments including compliance and legal * Main point... experience within the asset management industry, comprehensive understanding of static data and market data ideally within the investment management industry * Ability to demonstrate business analysis skills...


Compliance Executive - Charles River

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
26-Sep-2014 08:31Add to My Shortlist

A leading Global Asset Manager is searching for a new Compliance Executive, focusing on pre- and post- trade guideline surveillance. This includes: * Investment guideline... working in an asset management compliance function. Knowledge of Charles River or a similar guideline monitoring tool would be desirable. In return, the firm are offering a competitive salary plus bonus and excellent benefits, including 25-27...


Asset Management Compliance Analyst - Exclusive

Salary:
£40, 000
Location:
London
Job Type:
Contract/Interim
Date Posted:
26-Sep-2014 08:31Add to My Shortlist

A fantastic new opportunity has arisen in a premier London-based Asset Management Company for a 6 month contract Oversight Compliance Analyst. The purpose of the role... month contract Oversight Compliance Analyst. The purpose... Contributing to the compliance monitoring risk assessment... * Performing detailed compliance monitoring reviews *... support for technical/regulatory compliance by undertaking sign-offs... a leading Global Asset Management Company. To apply...


Investment Compliance Executive

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
26-Sep-2014 08:31Add to My Shortlist

A great new role has opened up for a Compliance Executive at a premier Global Asset Management firm in London. This role will focus on pre- premier Global Asset Management firm in London.... working in an asset management compliance function. Knowledge of Charles River or a similar guideline monitoring tool would be desirable. In return, the firm are offering a competitive salary plus...


Financial Promotions Compliance Advisory Analyst

Salary:
£50,000-£75,000 depending upon experience
Location:
London
Job Type:
Permanent
Date Posted:
26-Sep-2014 08:31Add to My Shortlist

A Leading Global Asset Management firm is looking for a Compliance Analyst specialising in Financial Promotions and Distribution. The long-term purpose of the role is to for a Compliance Analyst specialising in... UK Distribution and Compliance for all technical... * Assisting the Compliance monitoring team with periodic compliance monitoring reviews relevant... of 3 years asset management compliance experience gained from... leading UK retail asset management firm, with a...


Asset Management Compliance Assurance Analyst - URGENT

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
26-Sep-2014 08:31Add to My Shortlist

A FTSE100 firm is looking for a Compliance Assurance Analyst who will ensure that the business is equipped with timely, efficient and value added support... management and regulatory compliance are promoted to... and experience of risk/compliance/assurance methodologies and practices.... a leading Global Asset Management Company and therefore we need responses ASAP. To apply please send us your CV or call Priya...


1 Year Maternity Cover - Compliance Monitoring URGENT

Salary:
£60, 000
Location:
London
Job Type:
Permanent
Date Posted:
26-Sep-2014 08:31Add to My Shortlist

*Salary£60,000 & Full Benefits Eligibility 29 Days Holiday , Pension Eligibility *Location: City of London, London *Sector: Fund/Asset Management *Reference: FH *Published: August 19th 2014 This... the Head of Compliance and other members... respected and valued compliance service for the... *Assist in amending/updating compliance monitoring programme to... special projects and compliance reviews, market news, ... with the relevant compliance input for progression...


Senior Compliance & Operational Risk Analyst - Asset Management

Salary:
£75k pa
Location:
London
Job Type:
Permanent
Date Posted:
25-Sep-2014 16:43Add to My Shortlist

My client, a growing Asset Management company, is offering a fantastic opportunity for a driven Senior Compliance & Operational Risk Analyst to join their team after... a driven Senior Compliance & Operational Risk... Role As Senior Compliance & Operational Risk... promoting a positive compliance culture. As Senior Compliance & Operational Risk... the risk based Compliance Monitoring Programme, to... provide assurance of compliance with regulatory requirements, ...


Compliance Generalist

Salary:
£30k - £40k pa
Location:
London
Job Type:
Permanent
Date Posted:
25-Sep-2014 14:39Add to My Shortlist

Compliance Associate needed for London based Asset Management firm with a European presence * This is a newly created role to work for this established firm London based Asset Management firm with a... the London based Compliance Manager and will... day to day compliance duties in the... will support the Compliance Manager on a... at the following: compliance monitoring and testing, ... Dealing, approved persons, compliance training, etc. *...


Senior Compliance Officer Advisory

Salary:
£105376.16 - £131720.20 pa + negotiable
Location:
ZüRich
Job Type:
Permanent
Date Posted:
24-Sep-2014 18:39Add to My Shortlist

For my client, a leading Insurance business, I am looking for a Senior Compliance Officer to join their Capital Markets division with a focus primarily... for a Senior Compliance Officer to join... implementing a strong compliance control environment including... best practice for Compliance Risk in the asset management industry * Responsible... to define the compliance framework for Treasury... in relation to Compliance Risk, design and...


Compliance Generalist

Salary:
£50k - £55k pa
Location:
London
Job Type:
Permanent
Date Posted:
24-Sep-2014 17:33Add to My Shortlist

Compliance Generalist This is an excellent opportunity for an experienced compliance professional to join an established asset manager in their compliance function in a very... for an experienced compliance professional to join... manager in their compliance function in a very broad compliance role giving exposure... you develop your compliance experience in a... as regards to Compliance issues and develop Compliance relationships across the...


Compliance Monitoring Contractor

Salary:
£250.00 - £300.00 p/day
Location:
City Of London
Job Type:
Temporary/Seasonal
Date Posted:
24-Sep-2014 14:31Add to My Shortlist

Fantastic Interim role for 3 months in the Monitoring team of an established Asset Management business. Previous experience essential - joining friendly, hands on team with good work ethic and environment. Please do get in contact for further information * Minimum 3 years compliance experience gained ideally in an asset management firm * Good knowledge of FCA framework and rules such as...


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