23 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Data Analyst (Asset Management)

Salary:
£ Negotiable + Bens
Location:
City Of London
Job Type:
Permanent
Date Posted:
28-Apr-2015 00:00Save job

Highly regarded Asset Management Institution wish to recruit an additional member of staff to work as part of their Operations team. Key responsibilities will involve daily... with Front Office, Compliance, Risk, Client Reporting... gained within the asset management/investment management environment and enjoy the nature of this work as well as understand the importance of accuracy and communication when working in this business


Asset Management, Head of Advisory

Salary:
£110k - £120k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
27-Apr-2015 17:56Save job

Head of Compliance Advisory Compliance London My client, a tier one Investment Manager, is currently recruiting for a Head of Compliance Advisory. The job holder My client, ... a Head of Compliance Advisory. The job... Duties Managing the Compliance advisory team for... the Head of Compliance in their absence Responsibilities Previously compliance advisory experience Strong UCITS experience


Junior Portfolio Compliance Analyst

Salary:
£200pd
Location:
London
Job Type:
Contract/Interim
Date Posted:
27-Apr-2015 11:23Save job

An exciting opportunity has arisen for an entry level Portfolio Monitoring Analyst within a large asset management firm based in the City. You will incorporate the... to get into Compliance. An interest in Compliance and the regulatory framework along with strong Excel skills (macros, pivot tables, etc.), as well as a hard-working diligent attitude is needed for this role. The responsibilities...


Asset Management Internal Audit Manager - Contract

Salary:
up to £75,000 pro rata
Location:
London
Job Type:
Contract/Interim
Date Posted:
27-Apr-2015 09:32Save job

Our client is an investment management group with a global presence, working in both the institutional and retail space. They are currently looking to recruit... sound experience of Asset Management and the regulations... knowledge of relevant compliance issues would be... player with sound Asset Management experience Qualified with a relevant accountancy qualification, eg ACCA Knowledge of relevant regulations, eg UCITS V and...


Internal Auditor - Asset Management

Salary:
up to £60,000
Location:
Edinburgh
Job Type:
Permanent
Date Posted:
27-Apr-2015 09:24Save job

Our client is an investment management group with a global presence, working in both the institutional and retail space. They are currently looking to fill... sound experience of Asset Management and the regulations... knowledge of relevant compliance issues would be... player with sound Asset Management experience Part of fully qualified relevant accountancy qualification Knowledge of relevant regulations, eg UCITS V and Solvency


Investment Marketing, RFP, Product & Fund Marketing - Asset Managemen

Salary:
€Excellent
Location:
Paris
Job Type:
Permanent
Date Posted:
26-Apr-2015 00:00Save job

ADVERT Investment Marketing (RFP) The team collaborates with investment management to build, develop and maintain a strong presence internationally. Marketing efforts ensure that we identify... of the international asset management business and exposure... various functions (sales, legal, compliance, investment management, marketing, ... investment teams, BDU, legal, compliance and finance in... and put through compliance review. Skills requirement Understanding of asset management business and of...


Business Analyst

Salary:
Negotiable - depending on experience
Location:
London
Job Type:
Permanent
Date Posted:
25-Apr-2015 00:00Save job

Business Analyst April 2015 Role: Business Analyst Location: London, 1 Royal Exchange Avenue London, EC3V 3LT Salary: Negotiable - depending on experience. Please indicate salary... solutions to the asset management industry. Our clients... fund administration or asset management industry today in... Due Diligence and Compliance) throughout the entire organization Key Attributes and Qualifications: *At least 5 years of Business/Technical Analysis or related...


Director, Business Operations Advisory & CASS

Salary:
£90k - £120k pa + Bonus, Pension, other Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
24-Apr-2015 18:16Save job

A Market Leading Global Asset Manager are looking to add an experienced professional with strong knowledge of Legal & Compliance, as a Director to the a Director... will have extensive Legal & Compliance knowledge and direct... cross over between Compliance and operations. The... matter expert within Legal and Compliance - Support the EMEA Compliance function in relation... Head of Institutional Compliance - Work alongside...


Communications Analyst; Presentations in Asset Management

Salary:
£35k - £40k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
24-Apr-2015 16:17Save job

A Communications Analyst is required for an exciting opportunity with a leading US asset manager in London. This is a growing business with a hard-working... - Coordinating with compliance to ensure all... marketing function in asset management, preferably DTP or Presentations - Very strong Excel skills and a good level at using PowerPoint - Excellent time-management, multi-tasking and organisation skills -...


Compliance Analyst - Advisory

Salary:
Up to £33,000
Location:
The City, London
Job Type:
Permanent
Date Posted:
24-Apr-2015 16:10Save job

Reputable City based Asset Manager is seeking a Compliance Analyst to support the Retail business, this is an excellent opportunity for someone to develop their... the field of compliance within a leading asset management organisation. Key responsibilities:... Party Administrators Preparing compliance reports and reporting... Outsourced providers Provide compliance and technical support... Experienced Required: Proven compliance experience coupled with... a banking or Asset Management background Good analytical...


Client On-Boarding Manager- (Operational Set-Up) VP or AVP level

Salary:
Highly Competitive + Bonus
Location:
London
Job Type:
Permanent
Date Posted:
24-Apr-2015 14:38Save job

A World Leading Investment Managers is currently expanding their Client On-boarding structure with the search for a VP or AVP level Client On-boarding/Implementation Manager who... teams such as compliance, risk, legal investment support, trade... all aspects of account opening. * Ensure... the function. Ensure compliance with relevant regulatory... Transition experience from asset management, banking or transition management useful. Skills/ Attributes *...


Communications Analyst; Presentations in Asset Management

Salary:
£35k - £40k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
23-Apr-2015 18:43Save job

A Communications Analyst is required for an exciting opportunity with a leading US asset manager in London. This is a growing business with a hard-working... - Coordinating with compliance to ensure all... marketing function in asset management, preferably DTP or Presentations - Very strong Excel skills and a good level at using PowerPoint - Excellent time-management, multi-tasking and organisation skills -...


Investment Marketing, RFP, Product & Fund Marketing - Asset Managemen

Salary:
£Excellent
Location:
Paris
Job Type:
Permanent
Date Posted:
23-Apr-2015 16:56Save job

Full French Language Skill Required Full English Language Skill Required Investment Marketing (RFP) The team collaborates with investment management to build, develop and maintain a... of the international asset management business and exposure... various functions (sales, legal, compliance, investment management, marketing, ... investment teams, BDU, legal, compliance and finance in... and put through compliance review. Skills requirement Understanding of asset management business and of...


Compliance Officer (Asset Management)

Salary:
55000-65000
Location:
Canary Wharf
Job Type:
Permanent
Date Posted:
23-Apr-2015 16:45Save job

The ideal candidate will have a few years compliance experience at an Asset manager, ideally covering monitoring and surveillance. A good understanding of the FCA... aspects of the Compliance Programme including reviewing... the preparation of Compliance management information and... the risk based compliance programme and regulatory... processes to ensure compliance with laws, rules, ... * Support the Compliance department with delivery...


Global IT Regulatory Programme Manager

Salary:
competitive
Location:
London
Job Type:
Permanent
Date Posted:
23-Apr-2015 10:46Save job

Programme Manager - Global IT Regulatory An exciting new role has come to light working as a Global IT Regulatory Programme Manager for one of... of Regulatory and Compliance Change IT, and... regulatory initiatives impacting asset management business on a... the Regulatory and Compliance portfolio (circa dozen... Good knowledge of asset management or Investment Banking... key regulations impacting asset management. * Track record...


Regulatory Compliance

Salary:
£Attractive Package
Location:
London
Job Type:
Permanent
Date Posted:
23-Apr-2015 00:00Save job

Leading Asset Management house seeks to recruit high calibre individuals with, strong regulatory knowledge and exposure to a wide range of investment products to work within their regulatory thresholds reporting team. The role focusses on large shareholdings disclosures and involves threshold reporting, the collation of investments across a wide range of global funds, calculating large aggregate exposures to issuers, and reporting...


Financial Crime Consultant

Salary:
£60,000-£85,000 basic & package
Location:
London
Job Type:
Permanent
Date Posted:
22-Apr-2015 16:38Save job

Our client, a globally renowned professional services firm is expanding their financial services offering which will enable them to provide governance, risk & compliance support to a... of a larger compliance team. *Ability to... monitoring * Sanctions compliance Ideal Candidate The... within a Banking, Insurance or Asset Management institution *Relevant technical knowledge of how anti-money laundering and financial crime impacts the...


Compliance Officer- Asset Management- City- London

Salary:
£50-70k
Location:
London
Job Type:
Permanent
Date Posted:
22-Apr-2015 16:22Save job

Compliance Officer- Asset Management- City- London. Our client, a global Asset Management firm, is looking to identify a compliance officer to join the team. The role... client, a global Asset Management firm, is looking... to identify a compliance officer to join... and more generalist compliance activities. An understanding... experience within a compliance function in the asset management space. For more info, please send


Group Compliance Monitoring Manager

Salary:
£55k.00 - £75k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-Apr-2015 08:02Save job

Regularly voted one of the best places to work in the city, a banking group with an unrivalled culture are looking to make a key... hire into its compliance team to focus... this means the compliance team are now... in the group compliance team covering the... Services business the compliance team now have... the Head of Compliance monitoring and aid...


Regulatory Compliance Officer - Asset Management

Salary:
Competitive Salary
Location:
London
Job Type:
Permanent
Date Posted:
22-Apr-2015 00:00Save job

Regulatory Compliance Officer - Asset Management London Competitive Salary Our client, a leading Asset Management company are looking to hire a Regulatory Compliance Officer on a permanent London Competitive Salary... client, a leading Asset Management company are looking... hire a Regulatory Compliance Officer on a... of the Regulatory Compliance Officer will include:... Regulatory Affairs and Compliance on all regulatory and compliance oversight duties. *...


Compliance Officer - Private Wealth

Salary:
£50,000 - £60,000
Location:
London
Job Type:
Permanent
Date Posted:
21-Apr-2015 18:19Save job

Our client is a niche boutique private wealth company based in the West End. Due to growth they urgently seek an experienced compliance officer who has worked within either private wealth, asset management or custody experience. Working in a small team of 4 the role will be supporting the London office and regional offices in Europe. Strong FCA monitoring, clear communication...


Compliance Executive

Salary:
£50k - £60k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-Apr-2015 10:08Save job

The Company A leading, highly respected, International Investment Management organisation is seeking a Compliance Executive to join their London based team. The Role As the... Role As the Compliance Executive you will... side two other compliance professionals, reporting directly... As an experienced compliance monitoring professional with an Investment/Asset management/Hedge Fund background you... ask for our Compliance division. This is... include employee benefits, compliance, legal, pensions, group...


Compliance Monitoring Manager - £70K - City - Wrap Platform

Salary:
£70k pa
Location:
London
Job Type:
Permanent
Date Posted:
21-Apr-2015 09:56Save job

Our client is an established and market leading Wrap Platform Service Provider with in excess of 100,000 registered portfolios. They are currently seeking to appoint an experienced compliance professional to take... ownership of the compliance monitoring programme. The... Role "As the Compliance monitoring Manager you... operations of the Compliance Monitoring Team. You... whether identified through Compliance Monitoring or otherwise.... Maintain an effective Compliance Monitoring function with...


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