21 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Head of UK Real Estate Accounting

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
01-Apr-2015 00:00Save job

Are you a qualified accountant with proven experience of working in the real estate accounting sector. This is a brand new role created at a... global award winning Asset Management house as they... the UK Fund Accounting teams. Our client, ... of the fund accounting service Ensuring adequate... of the fund accounting role Actively participate... controls and fund accounts reviews are performed...


Compliance Assistant - Stockbroking/ Asset Management Experience

Salary:
£35,000 - £40,000k per annum
Location:
London
Job Type:
Permanent
Date Posted:
01-Apr-2015 00:00Save job

My client an expanding financial services group based in London are currently recruiting for a Compliance Assistant to work closely with and support the Compliance... and support the Compliance Officer. The role... directly into the Compliance Officer and ultimately... initially on the compliance monitoring programme, but... all areas of compliance. The main responsibilities... and updating the compliance programme to ensure...


Business Development Manager

Salary:
Negotiable plus commission and bonus
Location:
Sw1w, London, Victoria
Job Type:
Permanent
Date Posted:
01-Apr-2015 00:00Save job

Company Overview: Lawson Conner is one of the leading fund management platforms and compliance incubations for the asset management and financial advisory industries. As part of the Sapia Partners group, we support over 200 clients and run our own in-house Investment Management and Private Equity investment strategies. Our clients are of institutional nature and range from fund management start-ups to large...


Client On-Boarding Manager- (Operational Set-Up) VP or AVP level

Salary:
Highly Competitive + Bonus
Location:
London
Job Type:
Permanent
Date Posted:
31-Mar-2015 15:51Save job

A World Leading Investment Managers is currently expanding their Client On-boarding structure with the search for a VP or AVP level Client On-boarding/Implementation Manager who... teams such as compliance, risk, legal investment support, trade... all aspects of account opening. * Ensure... the function. Ensure compliance with relevant regulatory... Transition experience from asset management, banking or transition management useful. Skills/ Attributes *...


Client On-Boarding / Operations Analyst - Top Asset Manager

Salary:
Highly Competitive
Location:
London
Job Type:
Permanent
Date Posted:
31-Mar-2015 15:49Save job

One of the Worlds largest institutional Asset Management Firms is currently looking for a high quality graduate with a demonstrated track record of On-Boarding and implementing... and Fund Products. (Asset Management backgrounds are preferred... all aspects of account opening. * Ensure... completion of all legal administration including KYC/AML.... teams such as compliance, risk, legal investment support, trade support, and reconciliations.


RFP Specialist

Salary:
£35k - £45k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
30-Mar-2015 18:33Save job

An experienced RFP specialist is required to join a US asset management firm in London. This growing business can offer excellent career progression and a supportive... content responses including compliance, legal, operations etc. - Sourcing quantitative information and acting as proxy for the RFP Editor in the delegation of outputs to data suppliers - Identifying and researching SMEs on questions associated...


Compliance Analyst

Salary:
£32k - £38k pa + Benefits
Location:
Docklands
Job Type:
Contract/Interim
Date Posted:
30-Mar-2015 15:53Save job

Compliance Analyst Maldon Partners have been engaged by a Real Estate Investment Management firm to assist in their search for a Compliance Analyst on a... search for a Compliance Analyst on a... such assistance as Compliance Manager may require... furtherance of ensuring compliance with internal policies... * Perform regulatory compliance review (e.g. AML... on revised bank account mandates. * Ensure...


Institutional Marketing Manager, , Wholesale, Asset Management

Salary:
£Excellent
Location:
London
Job Type:
Permanent
Date Posted:
28-Mar-2015 00:00Save job

The purpose of the position is to support Institutional and Funds Distribution business by conceiving, executing and managing integrated marketing and communication activities. The role's... of investments and asset management. He or she... update and ensure compliance ofcontent for marketing materials including sales flyers, brochures, micro-sites, conference materials, email campaigns, thought pieces, placed articlesand other types of written marketing collateral · Participate...


Compliance Policy Officer

Salary:
£65k - £85k pa
Location:
London
Job Type:
Permanent
Date Posted:
27-Mar-2015 17:51Save job

Compliance Policy Officer An exciting opportunity in a globally renowned financial services firm, seeking an advisory compliance officer. Key Responsibilities: * Provide support to the... seeking an advisory compliance officer. Key Responsibilities:... affecting a UK asset management and wealth management... business. * Proven compliance experience. * Ability... please contact the compliance team on [Phone number removed] or [Email address removed]


Compliance Generalist

Salary:
£60k - £70k pa + Competitive benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
27-Mar-2015 17:05Save job

Compliance Generalist - London - Permanent Summary: Compliance manager, Wealth management, Permanent, London. A brand new opportunity has arisen for a compliance professional to join... - Permanent Summary: Compliance manager, Wealth management, ... arisen for a compliance professional to join... world, within the Compliance function of their... Wealth Management and Asset Management. Our Wealth Management Compliance function is seeking... to Wealth Management Compliance issues and develop...


Trade Surveillance- Compliance- Asset management- London

Salary:
£50-70k
Location:
London
Job Type:
Permanent
Date Posted:
27-Mar-2015 17:02Save job

Trade Surveillance- Compliance- Asset management- London. Our client, a leading asset management firm, is looking to identify a compliance officer to join the team. The role will broadly cover trade surveillance, with scope to get involved in other areas of compliance more generally. For more info, please send CV.


Compliance Associate

Salary:
£50k - £55k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
27-Mar-2015 16:59Save job

Compliance Associate needed for London based Asset Management firm with a European presence * This is a newly created role to work for this established firm London based Asset Management firm with a... the London based Compliance Manager and will... day to day compliance duties in the... will support the Compliance Manager on a... at the following: compliance monitoring and testing, ... Dealing, approved persons, compliance training, etc. *...


Regulatory Compliance Officer

Salary:
£60k - £90k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
27-Mar-2015 16:59Save job

Regulatory Compliance Officer vacancy with Top Tier Global Asset Management firm * An exciting opportunity has arisen with a top tier, highly reputable, global asset manager.... Top Tier Global Asset Management firm * An... join the established compliance team in a broad ranging compliance role. * This... focus on regulatory compliance issues, including: *... them accordingly; * Compliance relating to the... Assisting with the compliance monitoring and reporting...


Compliance Monitoring Manager

Salary:
£35-55k
Location:
South East London, Zone 4
Job Type:
Permanent
Date Posted:
27-Mar-2015 00:00Save job

I am currently working with a financial services organisation based in Beckenham (London Zone 4) who are looking to recruit a Compliance Monitoring Manager or an Assistant Compliance Monitoring Manager with... and approximately 30% compliance advisory, regulatory change... of the annual Compliance Monitoring programme *... monitor and assess compliance breaches, complaints and... * Review the Compliance, other manuals and... Matter Expert in compliance tasks as periodically...


RFP Writer

Salary:
GBP - GBP pa
Location:
West End
Job Type:
Permanent
Date Posted:
26-Mar-2015 11:33Save job

Our client, a leading investment management company, currently seeks a RFP Writer, to be based in London The RFP team is responsible for providing quantitative... levels (Relationship Managers, Compliance, Legal, Risk) - Assisting... Writing position within Asset Management. If you have similar experience to that outlined above and are looking for a permanent opportunity within a progressive and dynamic environment, please...


Compliance Associate - Asset Management

Salary:
£35k - £60k pa + Full benefits package
Location:
City Of London
Job Type:
Permanent
Date Posted:
26-Mar-2015 11:17Save job

My client is an modern, innovative investment management firm and are looking for a compliance professional to join them at the associate level. This role... assistance to the Compliance Team. The role... initially support the Compliance Team to undertake risk and compliance monitoring and provide... divisions (Alternative Investments, Asset Management, Corporate Finance); - Team player with an outward going approach; -...


Institutional Client Manager (Germany/ KVG) - Asset Management

Salary:
£60k.00 - £70k.00 pa + Bonus and Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
26-Mar-2015 10:42Save job

Ambition are thrilled to be recruiting for one of the best names in Asset Management. This is a business that looks after all of their staff, ... setting up all accounts needed - Has... close links to legal, compliance and other departments who are needed for the set up and day to day business of new mandates where we outsource portfolio management...


Fund Accountant - Boutique Investment Fund - Deal Exposure

Salary:
£60K + benefits + bonus
Location:
London
Job Type:
Permanent
Date Posted:
25-Mar-2015 17:38Save job

Unique opportunity for a Financial Accountant or Fund Accountant to join a boutique Investment Fund, working directly for the CFO, senior partners and team members... of the day-to-day accounting and reporting functions... will include: Fund accounting and control *... of the fund accounting process and, working... - quarterly fund accounts and investors reporting;... Manage the tax compliance process and: -...


Compliance Manager

Salary:
£75,000 - £95,000 + Bens
Location:
London
Job Type:
Permanent
Date Posted:
25-Mar-2015 14:32Save job

Our client is an established and widely respected global wholesale asset management firm, which is looking to recruit an experienced and capable individual to join the... the talented existing compliance team. Working within... Global Head of Compliance and Senior Management;... In addition to compliance experience gained within an Alternative Asset Manager and thorough knowledge of the FCA handbook; most specifically COBS, ...


Compliance Manager

Salary:
£45,000-£55,000 per annum
Location:
Central London
Job Type:
Permanent
Date Posted:
25-Mar-2015 09:35Save job

Compliance Manager Contract - Permanent Salary - £45,000-£55,000 per annum Hours - 40 hours per week Reports to - Senior Manager Location - Central London... recruiting for a Compliance Manager to join... operation of the Compliance Program and its... etc.) to direct compliance issues to appropriate... to resolve difficult legal compliance issues. Responds to... to ensure that compliance Issues/concerns within the...


Compliance Auditor - Asset Management

Salary:
£60,000 - £75,000
Location:
London
Job Type:
Permanent
Date Posted:
25-Mar-2015 08:19Save job

Compliance Auditor - Asset Management THE COMPANY * Asset Management * London THE RESPONSIBILITIES: As an Internal Auditor you will: * Lead the planning of Internal Audit Reviews through business engagement, developing and agreeing scope, identifying key risks for each review and detailed fieldwork plans and time budgets for each review * Report on Internal Audit Reviews * Monitoring the progress of...


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