30 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Policy & Quality Assurance Analyst

Salary:
£300 - £375 depending on experience
Location:
London
Job Type:
Contract/Temp
Date Posted:
30-Jan-2015 16:42Save job

Our client, a leading Investment Bank based in the City is looking to recruit a talented Policy & Quality Assurance Analyst. The role will be... and trading, and asset management capabilities to clients... * Partner with Compliance to implement new... Skills/Experience: * AML Compliance or other risk assessment experience strongly preferred. * Previous experience in writing policies and procedures. * Ability...


Temp Investment Admin Support

Salary:
17-20 PER HOUR
Location:
Central London
Job Type:
Contract/Interim
Date Posted:
30-Jan-2015 15:45Save job

AN ESTABLISHED INTERNATIONAL BANK SEEKS TO ENGAGE A VERSATILE ENTHUSIASTIC CANDIDATE TO WORK IN ONE OF ITS SMALL SPECIALIST ASSET MANAGEMENT TEAMS.DUTIES WILL INCLUDE THE CHECKING AND MAINTENANCE OF CLIENT FEE INCOME AND CHARGES , COLLATING AND PREPARING COMPLIANCE DOCUMENTATION AND ASSISTING A SENIOR FUND MANAGER BY PREPARING SPECIALIST CUSTOMER REPORTS.SOME INVESTMENT ADMIN AND/OR FUND MANAGEMENT EXPERIENCE IS PREFERABLE AS IS EXPERIENCE...


CASS Compliance Analyst

Salary:
£200 - £250 p/day
Location:
City Of London
Job Type:
Temporary/Seasonal
Date Posted:
30-Jan-2015 09:53Save job

A leading Asset Management firm is looking for an experienced CASS Compliance Analyst to join their team. Your role will be to support the trust letters... an experienced CASS Compliance Analyst to join... Previous experience within Compliance, ideally within Investment Management. - Knowledge of CASS, IMA and ISDA - Excellent communication skills and the ability to work with a number of...


MI and Reporting Analyst Private Client Stockbroking

Salary:
£30k pa + Bens
Location:
West End
Job Type:
Permanent
Date Posted:
30-Jan-2015 00:00Save job

A well respected Stockbroker is looking to recruit an individual to work as part of a small team to create the business monitoring reports for... monitor the client accounts to ensure they meet with compliance standards and update... experience in an Asset management, Investment Management or Private Client Stockbroking environment. The candidate should be a self starter with excellent communication and...


Head of Product Development

Salary:
£Excellent - wide range depending on skills
Location:
London
Job Type:
Any
Date Posted:
30-Jan-2015 00:00Save job

Global Asset Manager require a Head of Product Development to manage their mutual fund range and have 4 direct reports ensuring the launch of new... marketing, sales, tax, compliance, legal, operations and technology... a multi product asset management firm. - Excellent grasp of the regulatory environment - Thorough understanding of the investment industry and appreciation of key product themes - Good...


Portfolio Compliance Analyst

Salary:
GBP300 - GBP300 p/day
Location:
City Of London
Job Type:
Temporary/Seasonal
Date Posted:
29-Jan-2015 15:30Save job

An immediate opportunity has arisen for an experienced Portfolio Compliance Analyst to join our client, multinational investment management company based in London Key responsibilities of... of the Portfolio Compliance Analyst will include:... coding reviews -New account on-boarding activities -Manual... enhancements -Maintenance of Legal & Compliance Restricted Lists The ideal Portfolio Compliance Core Associate will... monitoring -Experience of account coding using one...


Compliance Sanctions Contract

Salary:
£ Attractive
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
29-Jan-2015 15:29Save job

Prestigious Asset Manager is looking to recruit a compliance officer specialising in sanctions on a six month contract. The chosen candidate will act as a... sanctions from an Asset Management background, be able to communicate well with people of all levels both verbally and written and also have the ability to work upon your own initiative


Training & Competence Supervisor - Quality Assurance

Salary:
£70k - £85k pa + excellent benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
29-Jan-2015 10:57Save job

Looking for a supervisor within Training and Competence, at a global asset manager / private bank. This will encompass design and implementation of training and... banking and or asset management background Ability and... risks, KYC risks, Compliance risks Quality control... training courses The Compliance division at Cameron... trainees to Global Compliance Directors


Fund Accounting Manager - FTC to Perm

Salary:
Competitive
Location:
The City, London
Job Type:
Contract/Interim
Date Posted:
29-Jan-2015 08:49Save job

Leading City based Asset Manager is seeking a Qualified Accountant to proactively manage their Fund Accounting team. Duties include: Implement department strategy as necessary through... service delivery in compliance with all internal... with a fund accounting background and a... gained from an Asset Management or Custodian background.


Product Manager - Institutional

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
29-Jan-2015 00:00Save job

PRODUCT MANAGER - INSTITUTIONAL Reference number:7052Opening date:13.01.2015Contact:Barry McIntosh - [Email address removed]:Not disclosedType:Permanent - Full-timeLocation:LondonSector:Investment Management / Product Development Core-Asset Consulting's client, a specialist investment... significant exposure to asset management products within one... team. *Responsible for compliance with the regulatory... technical knowledge of asset management products within one... financial services and accounting & finance markets across Scotland.


Junior Investment Writer / Copywriter / Financial Journalist - Funds

Salary:
£Excellent - wide range depending on skills
Location:
London
Job Type:
Permanent
Date Posted:
29-Jan-2015 00:00Save job

-------> NEW ROLE <-------- EXCELLENT JUNIOR INVESTMENT WRITER ROLE - ASSET MANAGEMENT Junior Investment Writer / Copywriter / Financial Journalist - Fund & Asset Management - SICAVS, ... - Fund & Asset Management - SICAVS, OEICS, ... branded and successful fund/asset management company has a... sign off from Compliance on all written... Knowledge of the asset management industry desirable. The successful candidate will be a creative self-starter...


Compliance Officer, Financial Promotions, Fund Distribution, UK OEIC,

Salary:
£Excellent - wide range depending on skills
Location:
London
Job Type:
Permanent
Date Posted:
29-Jan-2015 00:00Save job

Compliance Officer, Compliance Manager, Compliance Assistant, Compliance Executive, Compliance Associate Financial Promotions, Fund Distribution, UK OEIC, LUX SICAV, UCITS Fin Prom finprom, Global Fund Manager, Compliance Assistant, Compliance Executive, Compliance Associate Financial Promotions, ... Fund Manager, Global Asset Management ** NEWLY CREATED... / Entrepreneurial Environment Compliance Officer, Compliance Manager, Compliance Assistant, Compliance Executive, Compliance Associate Financial Promotions, ... Fund Manager, Global Asset Management Accountabilities: * Responsible...


Presentation / PitchBook / Marketing Specialist - Temp / Contract

Salary:
£Excellent - Fit to skills
Location:
London
Job Type:
Contract/Interim
Date Posted:
29-Jan-2015 00:00Save job

Presentation / Pitch Books / Sales Aids / Asset Management / Fund Management / Asset Manager / Marketing Exec / Marketing Assistant / pitchbooks French /... with the appropriate compliance disclosures so as... Communications team, the Compliance team, the Reporting... tool platform. Obtain compliance approval for all... book content Qualifications: Asset management experience preferably in an international distribution environment, with a focus...


Operational Risk Manager

Salary:
£400 - £500 p/day
Location:
Surrey
Job Type:
Temporary/Seasonal
Date Posted:
28-Jan-2015 14:30Save job

I am currently recruiting for a Financial Services organisation based in Surrey. They are seeking a hands on Operational Risk manager for a 6 month... other oversight departments (Compliance / Audit /... and particularly in asset management Degree educated. Strong influencing skills, proven experience and success in identifying key stakeholders and building and maintaining strong relationships. Strong presentation skills with the...


Operations - Liquidity & Collateral - Margin, Valuations & Prici

Salary:
to 800 per day
Location:
London
Job Type:
Contract/Interim
Date Posted:
28-Jan-2015 14:21Save job

our client has immediate need for contractors with this experience 500-800 will also consider perms? Job Summary & Responsibilities Operations is a dynamic, multi-faceted division... and trading and asset management capabilities to clients... Interest Rates, Repo, Insurance/Pensions and bespoke structured... respective business areas, legal agreements, technology flows... Credit Risk Management, Legal and Compliance, Sales, Trading, Risk Management and other Operations Departments....


Guideline Management Analyst (GMA) - Asset Management

Salary:
£50k + Bonus/Benefits
Location:
London
Job Type:
Permanent
Date Posted:
28-Jan-2015 00:00Save job

Our client is a global market leading and prestigious asset management firm looking to expand their Operational Compliance Unit. The GMA will be responsible for: *... expand their Operational Compliance Unit. The GMA... for all mandated accounts, including cover for... River or other compliance monitoring systems * Guideline monitoring and exception reporting experience * Experience of working with all asset classes...


Business Assurance Officer - Onshore

Salary:
£50,000 circa
Location:
London, West End
Job Type:
Permanent
Date Posted:
28-Jan-2015 00:00Save job

My London based client is currently recruiting within their Private Banking business for a Business Assurance Officer. The role will be a front office based... records to ensure compliance policies are adhered... of Retail client compliance. - Control of... financial services or asset management threshold qualification. This role would be ideal for candidates with a retail or business assurance background with...


AML/ Financial Crime Associate - Immediate Start

Salary:
£40, 000-45, 000
Location:
London
Job Type:
Permanent
Date Posted:
28-Jan-2015 00:00Save job

* Salary£40/45,000 * LocationCity of London, London * SectorFund/Asset Management * Reference21002 * PublishedNovember 26th 2014 This long-established wealth manager has an immediate requirement for an... monitoring activities *Sundry compliance activities Experience Proiven AML & Financial Crime oversight experience from a FCA environment is essential The firm is looking to employ the right indvidual as soon as possible so please apply...


Manager, Investment Compliance

Salary:
£Attractive Package
Location:
London
Job Type:
Permanent
Date Posted:
28-Jan-2015 00:00Save job

Leading Asset Management house seeks to recruit a high calibre individual with proven people management skills, strong regulatory knowledge and exposure to a wide range of... from a recognised asset management house.


Regulatory Compliance Officer.

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
27-Jan-2015 10:28Save job

Our client a leading Asset Manager is currently recruiting for a Regulatory Compliance Officer. Duties include but are not limited to: * A firm grasp... supervising the Firm's compliance with policies and... timely-execution of the compliance monitoring program, including... the Manager, International Legal and Compliance. * Provide senior... Regulatory Affairs and Compliance with assessment and... and maintenance of compliance documentation. Experience: Ideally...


Head of Compliance UK

Salary:
£135k - £150k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
27-Jan-2015 09:59Save job

My client, a global investment management firm are looking to recruit a Head of Compliance to be based in London. The main responsibilities of the... Management of the Compliance and CDD teams... Islands * Ensuring compliance with the FCA... and development of Compliance policies and procedures... regional Heads of Compliance. * Participation in... depth understanding of Compliance and Regulation from...


Fund Oversight

Salary:
Competitive
Location:
The City, London
Job Type:
Permanent
Date Posted:
27-Jan-2015 00:00Save job

Reputable City based Asset Manager is seeking an experienced Compliance Analyst with 3rd Party Oversight experience. This role is an excellent opportunity for compliance professional... excellent opportunity for compliance professional to continue... regulations * Provide compliance support to operational... role within the compliance function of an asset management firm * Experience... (IOC) qualification or Compliance Diploma * A knowledge of the...


Regulatory Compliance Officer - Asset Management

Salary:
Competitive Salary
Location:
London
Job Type:
Permanent
Date Posted:
27-Jan-2015 00:00Save job

Regulatory Compliance Officer - Asset Management London Competitive Salary Our client, a leading Asset Management company are looking to hire a Regulatory Compliance Officer on a permanent London Competitive Salary... client, a leading Asset Management company are looking... hire a Regulatory Compliance Officer on a... of the Regulatory Compliance Officer will include:... Regulatory Affairs and Compliance on all regulatory and compliance oversight duties. *...


Client On-Boarding / Fund Set Up Implementation - Top Asset Manager

Salary:
Very Competitive
Location:
London
Job Type:
Permanent
Date Posted:
26-Jan-2015 18:24Save job

One of the Worlds largest institutional Asset Management Firms is currently looking for a high quality graduate with a demonstrated track record of On-Boarding and implementing... and Fund Products. (Asset Management backgrounds are preferred... all aspects of account opening. * Ensure... completion of all legal administration including KYC/AML.... teams such as compliance, risk, legal investment support, trade support, and reconciliations.


Senior Treasury Analyst

Salary:
£350 - £450 p/day
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
26-Jan-2015 18:04Save job

Maternity cover contract for a Financial Services firm in Central London. This opportunity is a key role within the business looking after all aspects of... You must have Insurance or Asset Management experience to apply... line with the Asset Management Policy * Maintain Investment Portfolio Compliance rules * Support... outsourced investment fund accounting provider and the... Treasury experience from Asset Management or Insurance and...


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