33 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Compliance Manager- Surrey based

Salary:
dependant on experience up to 75k +bonus+benefits
Location:
Surrey
Job Type:
Permanent
Date Posted:
24-Oct-2014 10:52Add to My Shortlist

A leading boutique financial services firm based in Surrey who are seeking a Compliance Manager within their Compliance Team. Salary dependant on experience and bonus Compliance Team. Salary dependant... to run the compliance monitoring and to... To manage the compliance monitoring programme, and... of Risk & Compliance. Detail 1. To manage the compliance monitoring programme for... review of the compliance monitoring programme to...


Desktop Publishing Designer- Fixed Term Contract

Salary:
45k - 55k pa + Bonus & Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
24-Oct-2014 10:34Add to My Shortlist

A well-known Asset Manager is looking for a Desktop Publishing Designer to join the Global Investment Services team on a fixed term contract. POSITION PURPOSE:... Marketing Managers and Legal to create, update... corporate branding, regulatory compliance, data and content... Required: Financial services (Asset Management) background Degree educated with demonstrable related work experience Advanced technical skills in InDesign, PowerPoint, Adobe PDF Professional, ...


Compliance Officer- Asset Management

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
23-Oct-2014 15:09Add to My Shortlist

UBS Global Asset Management is seeking to recruit an experienced Compliance professional to join the Business Aligned team of the Global AM UK Compliance Department. Compliance... recruit an experienced Compliance professional to join... Global AM UK Compliance Department. Compliance Officer will sit in Global Asset Management function within Corporate... and control (including compliance), finance and legal. It also provides... capital management. The Compliance team in the...


Audit Manager - Private Banking/ Wealth Management

Salary:
70k - 80k pa + Bonus and Benefits
Location:
West End
Job Type:
Permanent
Date Posted:
23-Oct-2014 11:33Add to My Shortlist

Maldon Partners has been engaged by the UK branch of a Global Private Banking Group to assist in their search for an Internal Audit Manager.... (i.e. FCA/PRA etc.) compliance requirements applicable to... private banking / asset management activities/brokerage operations. * Strong analytical and problem solving abilities. * Facilitate teamwork by contributing to team effort, sharing responsibility for team results, and exhibiting...


RFP Writer

Salary:
Competitive
Location:
London
Job Type:
Contract/Interim
Date Posted:
23-Oct-2014 10:06Add to My Shortlist

Our leading asset management client is seeking an RFP writer to join their marketing department. Responsibilities will include: * Produce accurate and customised RFPs and RFIs... procedure and local compliance rules * Lead... experience at an asset management house * Excellent... at this well-established asset management house, please apply with a copy of your CV. A consultant will be in touch for a...


Asset Management Compliance Analyst - Exclusive

Salary:
40, 000
Location:
London
Job Type:
Contract/Interim
Date Posted:
23-Oct-2014 00:00Add to My Shortlist

A fantastic new opportunity has arisen in a premier London-based Asset Management Company for a 6 month contract Oversight Compliance Analyst. The purpose of the role... month contract Oversight Compliance Analyst. The purpose... Contributing to the compliance monitoring risk assessment... * Performing detailed compliance monitoring reviews *... support for technical/regulatory compliance by undertaking sign-offs... a leading Global Asset Management Company. To apply...


Compliance Executive - Charles River

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
23-Oct-2014 00:00Add to My Shortlist

A leading Global Asset Manager is searching for a new Compliance Executive, focusing on pre- and post- trade guideline surveillance. This includes: * Investment guideline... working in an asset management compliance function. Knowledge of Charles River or a similar guideline monitoring tool would be desirable. In return, the firm are offering a competitive salary plus bonus and excellent benefits, including 25-27...


Financial Promotions Compliance Advisory Analyst

Salary:
50,000-75,000 depending upon experience
Location:
London
Job Type:
Permanent
Date Posted:
23-Oct-2014 00:00Add to My Shortlist

A Leading Global Asset Management firm is looking for a Compliance Analyst specialising in Financial Promotions and Distribution. The long-term purpose of the role is to for a Compliance Analyst specialising in... UK Distribution and Compliance for all technical... * Assisting the Compliance monitoring team with periodic compliance monitoring reviews relevant... of 3 years asset management compliance experience gained from... leading UK retail asset management firm, with a...


Investment Compliance Executive

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
23-Oct-2014 00:00Add to My Shortlist

A great new role has opened up for a Compliance Executive at a premier Global Asset Management firm in London. This role will focus on pre- premier Global Asset Management firm in London.... working in an asset management compliance function. Knowledge of Charles River or a similar guideline monitoring tool would be desirable. In return, the firm are offering a competitive salary plus...


Compliance Assurance Analyst at FTSE100 Firm

Salary:
Competitive
Location:
Scotland
Job Type:
Permanent
Date Posted:
23-Oct-2014 00:00Add to My Shortlist

A leading global asset manager is looking for a new member of their Compliance Assurance team. The Compliance Assurance Consultant will work to ensure that Compliance Assurance Consultant will... management and regulatory compliance are promoted to... and experience of risk/compliance/assurance methodologies and practices.... a leading Global Asset Management Company. To apply please send us your CV or call Priya Sinha at


Compliance Associate- Wealth Manager

Salary:
Up to 40,000
Location:
London
Job Type:
Permanent
Date Posted:
23-Oct-2014 00:00Add to My Shortlist

A leading European Discretionary Wealth Manager is seeking a Compliance Associate for their London Office. The Compliance Associate will assist the Head of Monitoring in... London Office. The Compliance Associate will assist... to ensure regulatory compliance throughout the company.... To implement the Compliance Monitoring Programme *... management issues and account openings * To... who has relevant compliance experience in an...


Asset Management Compliance Assurance Analyst - URGENT

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
23-Oct-2014 00:00Add to My Shortlist

A FTSE100 firm is looking for a Compliance Assurance Analyst who will ensure that the business is equipped with timely, efficient and value added support... management and regulatory compliance are promoted to... and experience of risk/compliance/assurance methodologies and practices.... a leading Global Asset Management Company and therefore we need responses ASAP. To apply please send us your CV or call Priya...


Senior Performance Data Analyst

Salary:
50, 000
Location:
London
Job Type:
Permanent
Date Posted:
22-Oct-2014 17:31Add to My Shortlist

A global investment management company is looking to extend their Data services team. This global asset management company deal with a wide variety of clients and... internal departments including compliance and legal * Main point... experience within the asset management industry, comprehensive understanding of performance data ideally within the investment management industry * Ability to demonstrate business analysis skills and numerical skills...


On- Boarding Manager

Salary:
60, 000
Location:
London
Job Type:
Permanent
Date Posted:
22-Oct-2014 17:31Add to My Shortlist

A well established wealth Management firm are looking to extend their Product team, managing the client and account on boarding process. This role is gain... of projects incorporating compliance, transitions, client services... Extensive experience within asset management/ investment management * Awareness of the UK regulatory environment * Experience managing the entire on boarding process of new clients and amending product changes...


Investment Data Manager

Salary:
60, 000
Location:
London
Job Type:
Permanent
Date Posted:
22-Oct-2014 17:31Add to My Shortlist

A global investment management company is looking to extend their Data services team. This global asset management company deal with a wide variety of clients and... internal departments including compliance and legal * Main point... experience within the asset management industry, comprehensive understanding of static data and market data ideally within the investment management industry * Ability to demonstrate business analysis skills...


Product Development Manager / Asset Management

Salary:
80, 000-100, 000
Location:
London
Job Type:
Permanent
Date Posted:
22-Oct-2014 13:48Add to My Shortlist

The Role: Contribute to the defining and development of the investment product strategy. Manage the product development pipeline and coordinate the product priorities across all... full range of asset management products An in... environment associated with asset management activities in order to ensure compliance with regulatory and capital requirements. Ability to interpret and evaluate information and make authoritative recommendations. Good Relationship building, ...


Compliance Manager - CF10 - Outside of London location

Salary:
60k - 70k pa + bonus and benefits
Location:
Guildford
Job Type:
Permanent
Date Posted:
21-Oct-2014 18:25Add to My Shortlist

Ambition are delighted to be recruiting a Compliance Manager for one of the UK's most exciting independent asset managers. The primary function of the Compliance... function of the Compliance Manager is to manage the compliance monitoring programme, and... review of the compliance monitoring programme. Providing... of Risk & Compliance and the COO, ... review of the Compliance Manual and Procedures... of Risk & Compliance and the COO...


Head of Compliance

Salary:
Neg
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-Oct-2014 15:25Add to My Shortlist

Head of Compliance London Competitive My client, a global Investment Manager, is currently recruiting for a Head of Compliance. The job holder will be... a Head of Compliance. The job holder... * Lead the compliance department and manage... activities of the compliance policy and compliance monitoring divisions *... procedures to ensure compliance with all relevant... * Ensure all compliance policies, procedures and...


Compliance Generalist Contract

Salary:
300 - 500 p/day
Location:
London
Job Type:
Contract/Interim
Date Posted:
21-Oct-2014 11:43Add to My Shortlist

Compliance Generalist Contract A top tier sell-side firm is seeking a switched-on and experienced compliance professional to join their compliance department on a contracting basis... switched-on and experienced compliance professional to join their compliance department on a... very much generalist compliance position with some... in regards to Compliance issues affecting the... business. * develop Compliance relationships across the... with management of compliance risks. * Building...


Compliance Monitoring Contractor

Salary:
250.00 - 300.00 pa
Location:
City Of London
Job Type:
Temporary/Seasonal
Date Posted:
21-Oct-2014 11:05Add to My Shortlist

Fantastic Interim role for 3 months in the Monitoring team of an established Asset Management business. Previous experience essential - joining friendly, hands on team with good work ethic and environment. * Minimum 3 years compliance experience gained ideally in an asset management firm * Good knowledge of FCA framework and rules such as COBS and COLL * Sound experience of both...


Compliance Advisory Manager - Premier Global Asset Manager

Salary:
85,000 - 90,000
Location:
London
Job Type:
Permanent
Date Posted:
21-Oct-2014 10:55Add to My Shortlist

The Compliance Manager will assist the Senior Manager and Head of UK in the development and maintenance of the firm's compliance policies and processes. The... of the firm's compliance policies and processes.... least five years compliance experience, preferably within the Asset Management industry. In return, they are offering a starting salary of up to 90,000 per annum plus bonus and benefits....


Project Manager/ Business Analyst - Cadis/ thinkFolio

Salary:
Excellent
Location:
London
Job Type:
Contract/Interim
Date Posted:
21-Oct-2014 00:00Add to My Shortlist

This top asset management organisation is undertaking a major programme of work to implement a number of back office systems and to integrate these with existing... and back office Asset Management systems and processes... to risk or compliance systems would be useful. Please send your CV together with your day rate to Beverley Phillips


Government Relations Specialist

Salary:
GBP - GBP p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
20-Oct-2014 16:14Add to My Shortlist

An immediate opportunity has arisen for an experienced Government Relations specialist to join our client, a leading asset management company based in London Key responsibilities of... traders, risk managers, legal and compliance officers and product... the publication process (Legal and Compliance review & sign-off, ... government relations / Compliance Policy focused role - Detailed knowledge of European regulations and policies - Self-starter, ...


Compliance Manager 65-70K London

Salary:
65k - 70k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
20-Oct-2014 16:14Add to My Shortlist

A leading, highly respected, UK investment management organisation is seeking a Compliance Manager to join their newly created advisory team. The Role As Compliance Manager... The Role As Compliance Manager you will... and supporting this asset management company on regulatory... fundamental. Financial promotion compliance experience covering both... acquired within an asset management firm is highly... with a strong legal background within an...


Temp Investment Admin Support

Salary:
16-20 PER HOUR
Location:
Central London
Job Type:
Contract/Interim
Date Posted:
20-Oct-2014 11:20Add to My Shortlist

AN ESTABLISHED INTERNATIONAL BANK SEEKS TO ENGAGE A VERSATILE ENTHUSIASTIC CANDIDATE TO WORK IN ONE OF ITS SMALL SPECIALIST ASSET MANAGEMENT TEAMS.DUTIES WILL INCLUDE THE CHECKING AND MAINTENANCE OF CLIENT FEE INCOME AND CHARGES , COLLATING AND PREPARING COMPLIANCE DOCUMENTATION AND ASSISTING A SENIOR FUND MANAGER BY PREPARING SPECIALIST CUSTOMER REPORTS.SOME INVESTMENT ADMIN AND/OR FUND MANAGEMENT EXPERIENCE IS PREFERABLE AS IS EXPERIENCE...


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