50 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Compliance Manager 65-70K London

Salary:
65k - 70k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
20-Oct-2014 16:14Add to My Shortlist

A leading, highly respected, UK investment management organisation is seeking a Compliance Manager to join their newly created advisory team. The Role As Compliance Manager... The Role As Compliance Manager you will... and supporting this asset management company on regulatory... fundamental. Financial promotion compliance experience covering both... acquired within an asset management firm is highly... with a strong legal background within an...


Government Relations Specialist

Salary:
GBP - GBP p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
20-Oct-2014 16:14Add to My Shortlist

An immediate opportunity has arisen for an experienced Government Relations specialist to join our client, a leading asset management company based in London Key responsibilities of... traders, risk managers, legal and compliance officers and product... the publication process (Legal and Compliance review & sign-off, ... government relations / Compliance Policy focused role - Detailed knowledge of European regulations and policies - Self-starter, ...


Temp Investment Admin Support

Salary:
16-20 PER HOUR
Location:
Central London
Job Type:
Contract/Interim
Date Posted:
20-Oct-2014 11:20Add to My Shortlist

AN ESTABLISHED INTERNATIONAL BANK SEEKS TO ENGAGE A VERSATILE ENTHUSIASTIC CANDIDATE TO WORK IN ONE OF ITS SMALL SPECIALIST ASSET MANAGEMENT TEAMS.DUTIES WILL INCLUDE THE CHECKING AND MAINTENANCE OF CLIENT FEE INCOME AND CHARGES , COLLATING AND PREPARING COMPLIANCE DOCUMENTATION AND ASSISTING A SENIOR FUND MANAGER BY PREPARING SPECIALIST CUSTOMER REPORTS.SOME INVESTMENT ADMIN AND/OR FUND MANAGEMENT EXPERIENCE IS PREFERABLE AS IS EXPERIENCE...


Risk and Compliance Advisory Manager

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
18-Oct-2014 00:00Add to My Shortlist

RISK AND COMPLIANCE ADVISORY MANAGER (LONDON) Reference number: 6053 Opening date: 03/10/2014 Contact: Barry McIntosh - [Email address removed] Employment type: Permanent Location: London Sector:... Middle Office Specialism: Compliance Description: Our client, ... a major global asset management firm is looking... a Risk and Compliance Advisory Manager to... based risk and compliance team. Reporting into... the Risk and Compliance Advisory Manager will...


Institutional Cash Sales/ Client Relationship Manager

Salary:
Competetive
Location:
London
Job Type:
Permanent
Date Posted:
18-Oct-2014 00:00Add to My Shortlist

Excellent opportunity for a Relationship Manager with solid knowledge and experience of Transaction Banking and Cash Management Services (for Asset Managers) to join the Transaction... financial institution and asset management clients in optimising... levels. * Ensuring compliance with all the... bank's procedures regarding Compliance, Know Your Customer and Anti-Money Laundering. * Working with Institutional Cash Product colleagues to prepare detailed proposals...


Compliance Analyst - Asset Management

Salary:
35k.00 - 60k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
17-Oct-2014 17:48Add to My Shortlist

A reputable and well regarded US fund manager with over $600 billion AUM and with a large global presence is seeking a compliance analyst to join... is respected throughout asset management and has demonstrated... emphasis on generalist compliance experience though this... aspect of distribution compliance due to the... nature offering core compliance coverage. However key... information to address compliance and corporate governance...


Advisory Compliance Manager

Salary:
50k.00 - 75k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
17-Oct-2014 17:48Add to My Shortlist

As a result of a restructuring a UK-Based global asset management firm is looking to incorporate a new compliance advisory manager into their team. The new... incorporate a new compliance advisory manager into... strong emphasis on compliance and believe it... to : Provide compliance advisory support to... relevant front office compliance policies and procedures... for the quarterly compliance board report Assist...


Distribution Compliance Manager - Investment Management

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
17-Oct-2014 17:41Add to My Shortlist

Our market leading Investment Management client is looking for a Senior Compliance Manager to join their Distribution compliance team. Your responsibilities: Ensure that the distribution their Distribution compliance team. Your responsibilities:... the application of compliance policies) which may... business. Ensure that Compliance policies and procedures... advice to global compliance teams on distribution... should have solid compliance experience of retail asset management with strong knowledge...


Client On-Boarding / Implementation Analyst - Top Asset Manager

Salary:
Competitive + Benefits
Location:
London
Job Type:
Permanent
Date Posted:
17-Oct-2014 16:12Add to My Shortlist

One of the Worlds largest institutional Asset Management Firms is currently looking for a high quality graduate with a demonstrated track record of On-Boarding and implementing... and Fund Products. (Asset Management backgrounds are preferred... all aspects of account opening. * Ensure... completion of all legal administration including KYC/AML.... teams such as compliance, risk, legal investment support, trade support, and reconciliations.


Senior Compliance & Operational Risk Analyst - Asset Management

Salary:
70k - 75k pa
Location:
London
Job Type:
Permanent
Date Posted:
17-Oct-2014 15:27Add to My Shortlist

My client, a leading Life & Pensions company, is offering a fantastic opportunity for a driven Senior Compliance & Operational Risk Analyst to join their... to join their Investments/Asset Management arm after a... Role As Senior Compliance & Operational Risk... promoting a positive compliance culture. As Senior Compliance & Operational Risk... the risk based Compliance Monitoring Programme, to... provide assurance of compliance with regulatory requirements, ...


Compliance Manager Advisory (sales & financial promotions)

Salary:
60, 000-90, 000
Location:
London
Job Type:
Permanent
Date Posted:
17-Oct-2014 11:48Add to My Shortlist

Eximius Operations is currently recruiting for a London based Asset Manager who require a Compliance Manager. The responsibilities of the individual in this position include:... of the EMEA Compliance Advisory team, determine... emerging regulatory and legal requirements pertaining to... activities of the Compliance Advisory component of the EMEA Compliance Function. * Contribute... to the EMEA-wide compliance policies and procedures... comprise the EMEA Compliance Framework and take...


Portfolio Management Control and Support, Wealth Management

Salary:
Highly competitive base + bonus & exc bens
Location:
City Of London
Job Type:
Permanent
Date Posted:
17-Oct-2014 00:00Add to My Shortlist

Leading Wealth Management Firm | Front Office |Portfolio Management Control & Compliance | My client is one of the world's largest independent financial advisory groups, ... support, risk and compliance oriented role is... and post trade compliance of the Portfolio... investment and investment compliance reviews of the... CANDIDATE PROFILE * Compliance, business control /... least 3+ years asset management, wealth management or...


Advisory Compliance Manager

Salary:
50k.00 - 75k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-Oct-2014 18:16Add to My Shortlist

As a result of a restructuring a UK-Based global asset management firm is looking to incorporate a new compliance advisory manager into their team. The new... incorporate a new compliance advisory manager into... strong emphasis on compliance and believe it... to : Provide compliance advisory support to... relevant front office compliance policies and procedures... for the quarterly compliance board report Assist...


Compliance Analyst - Asset Management

Salary:
35k.00 - 60k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-Oct-2014 18:12Add to My Shortlist

A reputable and well regarded US fund manager with over $600 billion AUM and with a large global presence is seeking a compliance analyst to join... is respected throughout asset management and has demonstrated... emphasis on generalist compliance experience though this... aspect of distribution compliance due to the... nature offering core compliance coverage. However key... information to address compliance and corporate governance...


Retail Funds Compliance Advisory

Salary:
75k.00 - 95k.00 pa + bonus + benefits
Location:
London
Job Type:
Permanent
Date Posted:
16-Oct-2014 16:53Add to My Shortlist

This role will provide a fantastic opportunity for someone to be involved one of the most interesting areas of the firm's Compliance activities, joining its successful Compliance Advisory team. The... to provide qualitative compliance advice and support... areas * Provide Compliance Advice and guidance... business areas: Portfolio Compliance, Group, Risk and... timely advice on compliance matters *Liaising with... and application of compliance policies * Reviewing...


Compliance Legal

Salary:
65k - 75k pa
Location:
London
Job Type:
Permanent
Date Posted:
16-Oct-2014 15:40Add to My Shortlist

Compliance Top tier asset management client is looking to enhance their compliance function with the addition of a qualified lawyer with demonstrated financial services exposure and client is looking... to enhance their compliance function with the... or for a compliance professional to add... Ensure that the compliance programme in-line with... the firms global compliance programme. * Taking... in the wider compliance function by assisting...


AML/ Financial Crime administrator- Contract-Essex

Salary:
Attractive
Location:
Essex
Job Type:
Contract/Interim
Date Posted:
16-Oct-2014 14:20Add to My Shortlist

Prestigious Asset Management Company wishes to recruit an individual within the AML verification and prevention of Financial Crime team. The main responsibilities are to administer Anti-money Laundering controls and the associated follow-up with suspicious activities/transactions; and monitoring Sanctioned and Politically Exposed individuals. The incumbent is to ensure all department procedures are followed, that operational controls are maintained, full compliance with client...


Regulatory Consultancy Associate Director

Salary:
70,000 - 95,000 + bens
Location:
London
Job Type:
Permanent
Date Posted:
16-Oct-2014 12:08Add to My Shortlist

This dynamic firm of compliance consultants is recognized as a market leader within their field and due to its continued success is looking to expand... Specializing within the asset management and securities industry;... possessing a broad compliance/regulatory background ideally gained within an asset management environment; educated to degree standard and ideally possessing Chartered Institute for Securities & Investment qualifications (or equivalent). This...


Compliance Assurance Analyst at FTSE100 Firm

Salary:
Competitive
Location:
Scotland
Job Type:
Permanent
Date Posted:
16-Oct-2014 00:00Add to My Shortlist

A leading global asset manager is looking for a new member of their Compliance Assurance team. The Compliance Assurance Consultant will work to ensure that Compliance Assurance Consultant will... management and regulatory compliance are promoted to... and experience of risk/compliance/assurance methodologies and practices.... a leading Global Asset Management Company. To apply please send us your CV or call Priya Sinha at


Asset Management Compliance Analyst - Exclusive

Salary:
40, 000
Location:
London
Job Type:
Contract/Interim
Date Posted:
16-Oct-2014 00:00Add to My Shortlist

A fantastic new opportunity has arisen in a premier London-based Asset Management Company for a 6 month contract Oversight Compliance Analyst. The purpose of the role... month contract Oversight Compliance Analyst. The purpose... Contributing to the compliance monitoring risk assessment... * Performing detailed compliance monitoring reviews *... support for technical/regulatory compliance by undertaking sign-offs... a leading Global Asset Management Company. To apply...


Asset Management Compliance Assurance Analyst - URGENT

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
16-Oct-2014 00:00Add to My Shortlist

A FTSE100 firm is looking for a Compliance Assurance Analyst who will ensure that the business is equipped with timely, efficient and value added support... management and regulatory compliance are promoted to... and experience of risk/compliance/assurance methodologies and practices.... a leading Global Asset Management Company and therefore we need responses ASAP. To apply please send us your CV or call Priya...


Financial Promotions Compliance Advisory Analyst

Salary:
50,000-75,000 depending upon experience
Location:
London
Job Type:
Permanent
Date Posted:
16-Oct-2014 00:00Add to My Shortlist

A Leading Global Asset Management firm is looking for a Compliance Analyst specialising in Financial Promotions and Distribution. The long-term purpose of the role is to for a Compliance Analyst specialising in... UK Distribution and Compliance for all technical... * Assisting the Compliance monitoring team with periodic compliance monitoring reviews relevant... of 3 years asset management compliance experience gained from... leading UK retail asset management firm, with a...


Compliance Executive - Charles River

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
16-Oct-2014 00:00Add to My Shortlist

A leading Global Asset Manager is searching for a new Compliance Executive, focusing on pre- and post- trade guideline surveillance. This includes: * Investment guideline... working in an asset management compliance function. Knowledge of Charles River or a similar guideline monitoring tool would be desirable. In return, the firm are offering a competitive salary plus bonus and excellent benefits, including 25-27...


Investment Compliance Executive

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
16-Oct-2014 00:00Add to My Shortlist

A great new role has opened up for a Compliance Executive at a premier Global Asset Management firm in London. This role will focus on pre- premier Global Asset Management firm in London.... working in an asset management compliance function. Knowledge of Charles River or a similar guideline monitoring tool would be desirable. In return, the firm are offering a competitive salary plus...


Compliance Monitoring Manager / Trade Monitoring / Asset Management

Salary:
300-400 per day
Location:
London
Job Type:
Contract/Interim
Date Posted:
15-Oct-2014 17:48Add to My Shortlist

The Company: A Leading Asset Manager are looking for a Compliance Monitoring/Trade Monitoring specialist on a 6 month contract to work with front office Role... programme. *Assist the Compliance to ensure that... satisfactorily. *Assist the Compliance Manager to re-assess... dates to the Compliance Manager in respect... annual and quarterly Compliance Monitoring Plans. *Ensure... *Previously experience in Compliance Monitoring/Trade Monitoring *Experience...


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