28 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Office Manager - Asset Management - Maternity Cover

Salary:
£20 per hour
Location:
London
Job Type:
Contract/Interim
Date Posted:
14-Feb-2016 00:00Save job

We're recruiting for a small Private Bank in Mayfair. They are looking for an Office Manager to join them this month, this is a maternity cover contract for an initial six month period. The role will cover the Asset Management side of the business and focus on: supporting the asset management team (30%), compliance (10%) and office management (60%). Candidates will have...


Compliance Officer - Asset Management

Salary:
£55k-£75k
Location:
London
Job Type:
Permanent
Date Posted:
14-Feb-2016 00:00Save job

A large, independent asset management firm with over $50 billion under management based in the West End have created an exciting Compliance Officer opportunity. This is... created an exciting Compliance Officer opportunity. This... net worth individual asset management firm. The firm... join the London compliance team whilst also... working with the compliance function in the... focus on the Compliance Monitoring Programme (including...


Private Equity Fund Administrator, growing Venture Capital firm

Salary:
£30,000-£40,000 + benefits
Location:
London
Job Type:
Permanent
Date Posted:
14-Feb-2016 00:00Save job

Our client is a fast-growing, ambitious Venture Capital firm, based in the West End, specialising in the global Data and Security sectors. Due to increased... bank, lawyers, notary, compliance advisors, auditor and... CSSF reporting, various compliance reports and supporting... background or an Asset Management business Knowledge of other European languages would be a plus The Opportunity: To further your Private Equity...


Compliance Officer - Hedge Fund

Salary:
£50k-£55k
Location:
London
Job Type:
Permanent
Date Posted:
14-Feb-2016 00:00Save job

A diversified asset management and hedge fund business in the heart of the City have a new Compliance Officer opportunity. The firm has over $5 billion... have a new Compliance Officer opportunity. The... working alongside another Compliance Officer and the Head of Compliance. Duties will span Compliance Monitoring, Marketing &... Due Diligence, Regulatory Compliance, Regulatory Reporting and... would suit a compliance professional with generalist...


Operational Risk Consultant

Salary:
£0.00 pa
Location:
London
Job Type:
Contract/Interim
Date Posted:
12-Feb-2016 08:54Save job

Operational Risk Consultant An investment bank based in London are searching for an Operational Risk Consultant on a 6 month rolling contract paying £690 per... corporate banking and/or asset management companies - exposure... Execution, Settlement, Trade Compliance, Matching etc.) * Strong understanding of regulatory requirements such as EMIR, MiFID, Dodd-Frank etc. * Knowledge of financial products of common asset classes such...


Compliance Analyst - Asset Management

Salary:
£55,000 + benefits
Location:
Central London
Job Type:
Permanent
Date Posted:
12-Feb-2016 00:00Save job

A global investment management business with three high-profile brands has created a Compliance Analyst opportunity within their City-based, luxurious London offices. Joining a high-calibre team, ... range of generalist compliance activities. The role... teams (product, marketing, legal, compliance, operations and finance).... will have broad compliance experience from an Asset Management, Mutual Fund or Financial Services environment. Exposure to Financial Promotions, Sales and...


Financial Controller (Property Finance)

Salary:
TO £50k + BONUS
Location:
Central London
Job Type:
Permanent
Date Posted:
12-Feb-2016 00:00Save job

Property Finance company with extensive plans for growth in 2016 based in Central London is seeking to recruit a Financial Controller. Applicants will ideally be... Oversee all bank accounts · Prepare monthly cashflow, management accounts for Board Preparation... and group management accounts · Compliance and statutory reporting... Prepare year end accounts in accordance with... set out in asset management agreements · Forecasting, ...


Investment Support / Graduate - Asset Management (Alternatives)

Salary:
£28k-£32k Basic
Location:
London
Job Type:
Permanent
Date Posted:
11-Feb-2016 18:22Save job

Graduate / Investment Support / Investment Support Analyst / Reporting / Data / Alternatives The Company: A dynamic and growing investment management company serving institutional... ensuring the correct compliance and data sign... financial markets, specifically asset management Some Asset Management experience, ideally around reporting, data or business operations Computer literate with knowledge of Windows NT and Microsoft suite of systems, with ability...


Senior Investment writer/ Fixed Income/ Alternatives/ Asset Management

Salary:
£Excellent + Bonus and Benefits
Location:
London
Job Type:
Permanent
Date Posted:
11-Feb-2016 18:17Save job

This role sits within the small, busy Investment Writing team of a Global Asset Manager, providing analysis of the Group's investment funds and providing administrative... sign off from Compliance on all written... Knowledge of the asset management industry desirable. - The successful candidate will be a creative self-starter with a good understanding of and interest in the fund management industry and...


Senior Compliance Analyst - Asset Manager

Salary:
Salary: £50-70k + bonus
Location:
London
Job Type:
Permanent
Date Posted:
11-Feb-2016 09:46Save job

Senior Compliance Analyst - Asset Manager Salary: £50-70k + bonus Avenell Search has been instructed to find a switched-on Compliance professional to join this successful... find a switched-on Compliance professional to join... with 5+ years' compliance, potentially someone coming... executing the firm's Compliance Monitoring Programme -... enhancements to current Compliance Processes, Policies and... changes - Providing Compliance training on various...


Product Compliance Manager

Salary:
£75-90k depending on experience
Location:
London
Job Type:
Permanent
Date Posted:
11-Feb-2016 00:00Save job

Product Compliance Manager (alternative investments) Our client, a global asset manager, is seeking a compliance manager with specialist alternatives knowledge to act as Product Compliance... is seeking a compliance manager with specialist... act as Product Compliance Manager responsible for... the rest of compliance operation. Overview: *... of day-to-day focused compliance advice across Global... the provision of compliance advice and approval...


ETF Sales - German

Salary:
£50,000 - £70,000
Location:
London
Job Type:
Permanent
Date Posted:
11-Feb-2016 00:00Save job

Overview An exciting opportunity has arisen for an experienced ETF sales person with knowledge of the client landscape, distribution network and client requirements with respect... ensure the Company's compliance manual and procedures... sales role in asset management, investment banking, broking... business, economics, finance, accounting or any relevant degree


Project Manager - Capital Markets

Salary:
£Exc + Bens
Location:
London
Job Type:
Permanent
Date Posted:
11-Feb-2016 00:00Save job

Company Overview My client is an independent provider of project/programme management services to the financial services sector (banking, asset management, insurance and market infrastructure). They have infrastructure).... Risk and Regulatory Compliance (incl. MiFID, EMIR, Basel, KYC, FATCA etc.) - Finance Transformation & CFO Agenda - Risk Management (including Market Risk and Credit Risk) - Treasury - Front Office and Operations -...


Sales Content & Implementation Manager

Salary:
Competitive Package
Location:
City Of London
Job Type:
Permanent
Date Posted:
11-Feb-2016 00:00Save job

Background The firm is a leading asset manager offering individual investors and institutional clients' complementary asset management disciplines through the firm's global distribution network. The company... systems. - Manage compliance approvals for all... materials with the compliance team in London and legal where necessary. - Work closely with the public relations team to ensure core messages are channelled through the press...


Sales Support, Europe

Salary:
Competitive Package
Location:
City Of London
Job Type:
Permanent
Date Posted:
11-Feb-2016 00:00Save job

Role The GKA Sales Support position will work within the Global Key Accounts team on all aspects of sales and client servicing activities within the... monitor sales per account v target -... on queries (Finance, Legal, Compliance, Marketing Investment) -... - Experience in Asset Management Industry - Strong written and communication skills


Compliance Manager - Optional 4 day week

Salary:
£75-90k depending on experience
Location:
London
Job Type:
Permanent
Date Posted:
11-Feb-2016 00:00Save job

Career opportunity to work as sole compliance manager for a successful asset manager in London Mayfair. This is a small and profitable business that will... days per week. Compliance Manager Reporting to... Good understanding of asset management business from a compliance perspective Good understanding... distribution requirements and compliance with local regulation... and systems within asset management business Operational risk... and fund related compliance activity in conjunction...


Compliance Monitoring

Salary:
£40k.00 - £60k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
10-Feb-2016 16:47Save job

Compliance Monitoring - £40,000 - £60,000 - City Of London Your new company This is a Compliance Monitoring opportunity based in the City Of London.... This is a Compliance Monitoring opportunity based... London. As a Compliance Officer at this... a highly regarded Compliance team. Based in... of London this Compliance Monitoring vacancy is... role Your new Compliance Monitoring role will...


Senior Compliance Monitoring - Asset Management

Salary:
Neg
Location:
City Of London
Job Type:
Permanent
Date Posted:
10-Feb-2016 14:36Save job

Our client is a leading global asset manager It now seeks an experienced individual to join its team Key Responsibilities will include : *Assist with and provide input to the compliance monitoring programme *Providing general compliance support *Training *Core compliance activities Candidates should have prior compliance monitoring experience


KYC Officer

Salary:
£27k - £35k pa + excellent bonus and benefits pack
Location:
London
Job Type:
Permanent
Date Posted:
09-Feb-2016 17:26Save job

KYC Officer - Asset Management - London - £30,000-£35,000 LMA are currently representing an International Asset Manager in their search for a KYC Officer, based in... all Group Client Compliance policies & procedures and monitor compliance of the same... Liaising with the Legal Team in respect... Jones Risk & Compliance screening report. * Other tasks that may be required by management...


Compliance Officer

Salary:
£50k - £60k pa + Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
09-Feb-2016 16:54Save job

The key responsibilities of this position include the following: * pre and post trade monitoring of client investment guidelines * work with the business to... experience gained within asset management and working an investment compliance system e.g. Charles River, Thinkfolio, LZ Sentinel, Aladdin, MIG 21 or similar. * Knowledge of fixed income, derivatives, UCITS and Dublin/Lux funds * able to work...


Financial Controller

Salary:
£45k - £55k pa + BONUS
Location:
London
Job Type:
Permanent
Date Posted:
09-Feb-2016 16:16Save job

PRIVATE EQUITY | FINANCIAL CONTROLLER | £55-65K | ACA 0-2 YRS' PQE MAX | PREVIOUS FINANCIAL SERVICES EXP. NECESSARY Our client is a leading Private... Preparation of Financial Accounts for four UK... (including UK consolidated accounts) for audit *... on tax various compliance matters * Assistance... Equity, Hedge Fund, Asset Management) * Extremely detail oriented * Good academic record (minimum ABB...


Content Marketing Manager

Salary:
Competitive Package
Location:
City Of London
Job Type:
Permanent
Date Posted:
09-Feb-2016 10:43Save job

Role - To lead the Content Marketing team to produce, define and articulate our proposition in sales materials, including tenders, RFPs, presentations and questionnaires, factsheets, Report & Accounts and KiiDs and... (KIIDS, Report and Accounts and factsheets): -... T&C. - Ensure compliance with all requirements... the risk and compliance policies as evidenced... environment within an asset management firm - Strong university...


Digital Marketing Manager

Salary:
Competitive Package
Location:
City Of London
Job Type:
Permanent
Date Posted:
09-Feb-2016 10:41Save job

Role - A key member of the Distribution team responsible for a broad range of marketing activities with a focus on digital related deliverables. Responsibilities... activities - Ensure compliance with Company policies, ... regulatory, professional & legal requirements Person specification... digital aspects of asset management industry - Experience... marketing experience within asset management with a sound understanding of relevant technical information - Excellent...


Marketing Communication Manager

Salary:
Competitive Package
Location:
City Of London
Job Type:
Permanent
Date Posted:
09-Feb-2016 10:39Save job

Responsibilities Content Development & Collateral support - Create and develop written content for the investment proposition including investment capabilities and investment funds - Develop a... activities - Ensure compliance with Company policies, ... regulatory, professional & legal requirements Person specification... experience in the asset management industry - Attention to detail essential - University degree or equivalent - Excellent communication skills - Self...


VP Internal Auditor

Salary:
£60k.00 - £100k.00 pa
Location:
London
Job Type:
Permanent
Date Posted:
08-Feb-2016 14:04Save job

Your new company One of the world's top asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... risk management, finance, legal, and compliance activities * Strong... Working knowledge of asset management products and asset... in finance, economics, accounting, or business management is preferred. BA/BS, or equivalent, is required * Strong drive and ambition...


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