25 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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RFP Specialist Retail Business (Surrey)

Salary:
£ Negotiable + Bens
Location:
Surrey
Job Type:
Permanent
Date Posted:
23-Aug-2014 00:00Add to My Shortlist

Well regarded Asset Manager wishes to recruit an individual with experience of RFP production and good knowledge of a wide range of investment products ideally gained within an asset management firm or investment consultancy. Responsibilities will be to complete first class RFPs, pre-tenders, other written materials, liaising with sales team to fully understand requirements; ensuring documents meet with all compliance requirements....


Investment Data Manager

Salary:
£60, 000
Location:
London
Job Type:
Permanent
Date Posted:
22-Aug-2014 17:21Add to My Shortlist

A global investment management company is looking to extend their Data services team. This global asset management company deal with a wide variety of clients and... internal departments including compliance and legal * Main point... experience within the asset management industry, comprehensive understanding of static data and market data ideally within the investment management industry * Ability to demonstrate business analysis skills...


Senior Performance Data Analyst

Salary:
£50, 000
Location:
London
Job Type:
Permanent
Date Posted:
22-Aug-2014 17:21Add to My Shortlist

A global investment management company is looking to extend their Data services team. This global asset management company deal with a wide variety of clients and... internal departments including compliance and legal * Main point... experience within the asset management industry, comprehensive understanding of performance data ideally within the investment management industry * Ability to demonstrate business analysis skills and numerical skills...


Executive Director Alt' Investment Funds & Asset Management Ratings

Salary:
Upon Application
Location:
Berlin
Job Type:
Permanent
Date Posted:
22-Aug-2014 11:41Add to My Shortlist

My client a German headquartered Ratings Agency seeks an Executive Director Alternative Investment Funds & Asset Management Ratings based in Berlin and the UK. Tasks &... based bonds and asset management companies * Development... with regard to compliance and regulation Professional... large rating agency, asset management or risk-management firm * Expert knowledge of real asset funds (tangible and intangible assets) as well as...


Fund Controller - maternity cover to start in October

Salary:
£80k - £85k pa
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
21-Aug-2014 15:57Add to My Shortlist

This position is a maternity cover contract to start early October. A global property investment management business is looking to recruit a Fund Controller for... all elements of accounting, financial reporting and... statutory / fiscal compliance for 10 direct... in fund structuring/set-up, bank financing and liquidations as... in the loan asset management function managed internally... Management of the accounting, consolidation and reporting...


Sanctions Assistant Manager

Salary:
GBP250 - GBP250 p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
21-Aug-2014 09:28Add to My Shortlist

An immediate opportunity has arisen for an experienced Sanctions Assistant Manager to join our client, a leading investment bank based in London Key responsibilities of... the wider AML Compliance Function. -Supporting decisions... investments, transaction services, asset management, private banking and insurance -Some understanding of the FCA rules (e.g. Systems and Controls) and all other relevant legislation and guidance, particularly in relation...


Compliance & Legal Analyst

Salary:
Market Leading
Location:
London
Job Type:
Permanent
Date Posted:
20-Aug-2014 18:06Add to My Shortlist

Specialist West-end based asset management firm have an exciting new opening for an Analyst to join their Compliance & Legal team. A varied role that will... to join their Compliance & Legal team. A varied... of the firm's compliance programme and also... a variety of legal work and projects... a bright, driven legal graduate ideally with proven generalist compliance experience together with...


Compliance Officer

Salary:
Market Leading
Location:
London
Job Type:
Permanent
Date Posted:
20-Aug-2014 18:01Add to My Shortlist

The investment management arm of a well-established private bank have a new opening for a Compliance Officer to join their west end office. Assisting the... European Head of Compliance in all matters... Maintaining awareness of regulatory/compliance developments * Investment... individual with proven compliance experience with an asset management firm or regulator... broad range of compliance activities. Mason Blake acts as an...


Head of Compliance

Salary:
Market Leading
Location:
London
Job Type:
Permanent
Date Posted:
20-Aug-2014 17:59Add to My Shortlist

Award-winning asset manager seek a new Head of Compliance for their London office to be accountable for the firm's overall compliance function. Managing one Compliance... the firm's overall compliance function. Managing one Compliance Officer, you will... staff on day-to-day compliance issues * Tracking... daily basis the compliance of trading on client accounts and investment funds... Carrying out the compliance review of marketing...


Compliance Analyst

Salary:
Market Leading
Location:
London
Job Type:
Permanent
Date Posted:
20-Aug-2014 17:58Add to My Shortlist

London-based global asset management firm have a new opening in their busy Compliance Advisory department. Working closely with the Senior Compliance Manager and other members of... in their busy Compliance Advisory department. Working... with the Senior Compliance Manager and other... include: * Proven compliance experience in investment... to develop their compliance career to the next level then please get in contact....


Compliance Manager - Distribution

Salary:
Market Leading
Location:
London
Job Type:
Permanent
Date Posted:
20-Aug-2014 17:56Add to My Shortlist

Our client is an international asset management firm with a strong reputation in the industry. A new opening has arisen for a Compliance Manager to provide... arisen for a Compliance Manager to provide compliance advice and training... will have proven compliance experience within asset management including significant work... step in your compliance career and are ready to join a forward thinking, results...


Portfolio/ Investment Compliance Analyst

Salary:
£45k.00 - £70k.00 pa + Bonus and Benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
20-Aug-2014 15:31Add to My Shortlist

Following the increased requirement in pre and post trade analysis and the high value of fines resulting from breaches, a British Fund Manager with a... to the Senior Compliance Manager the successful... of experience in asset management and will ideally... the important of compliance for its business and clients. To find out more please call Jamie Boyd at Hays on 020...


Product Control (Asset Management)

Salary:
£45k - £60k pa
Location:
London
Job Type:
Permanent
Date Posted:
20-Aug-2014 15:10Add to My Shortlist

Product Control Maldon partners is working with an investment manager who are looking for a recently Qualified ACA to join their investment team. This role... responsible for the accounting and oversight of... business. Responsibilities * Account and monitor for... positions, whether market, compliance or reputational risk... Month-end procedures preparing accounts for posting to the firms general ledger Requirements * Newly...


Advisory Compliance Manager

Salary:
£50k.00 - £75k.00 pa + Benefits and bonus
Location:
City Of London
Job Type:
Permanent
Date Posted:
20-Aug-2014 14:34Add to My Shortlist

As a result of a restructuring a UK-Based global asset management firm is looking to incorporate a new compliance advisory manager into their team. The new... incorporate a new compliance advisory manager into... strong emphasis on compliance and believe it... to : Provide compliance advisory support to... relevant front office compliance policies and procedures... for the quarterly compliance board report Assist...


Compliance Analyst - Asset Management

Salary:
£40k.00 - £48k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
20-Aug-2014 13:10Add to My Shortlist

A reputable and well regarded US fund manager with over $600 billion AUM and with a large global presence is seeking a compliance analyst to join... is respected throughout asset management and has demonstrated... emphasis on generalist compliance experience though this... aspect of distribution compliance due to the... nature offering core compliance coverage. However key... information to address compliance and corporate governance...


Investment Writer

Salary:
GBP - GBP p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
20-Aug-2014 11:34Add to My Shortlist

An immediate opportunity has arisen for an experienced Investment Writer to join our client, a leading asset management company based in London Key responsibilities of the... services, digital marketing, compliance and corporate communications... working in the asset management market, especially the... terminology related to asset management industry Native English language with fluency in a European language advantageous Degree in a relevant discipline If...


Compliance Monitoring Contractor

Salary:
£250.00 - £300.00 p/day
Location:
City Of London
Job Type:
Temporary/Seasonal
Date Posted:
20-Aug-2014 11:24Add to My Shortlist

Fantastic Interim role for 3 months in the Monitoring team of an established Asset Management business. Previous experience essential - joining friendly, hands on team with good work ethic and environment. * Minimum 3 years compliance experience gained ideally in an asset management firm * Good knowledge of FCA framework and rules such as COBS and COLL * Sound experience of both...


Fund Mandate Support/ Portfolio Construction

Salary:
Competitive
Location:
West End, London
Job Type:
Permanent
Date Posted:
20-Aug-2014 07:54Add to My Shortlist

Reputable West End based Asset Manager is seeking a Fund Mandate Support Analyst. This role works closely with the Portfolio Managers and is responsible for... cash management, portfolio compliance and implementation. Responsibilities... include: Ensures client accounts are properly constructed... activity at the account/fund and mandate level.... how to restructure accounts as needed. Ensures... mandates remain in compliance by reviewing the...


Compliance Officer

Salary:
£40 - £50 pa + benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
19-Aug-2014 17:35Add to My Shortlist

Key Responsibilities * Day to day relevant regulatory compliance monitoring * Accurately complete daily and periodic monitoring reviews assigned on a timely basis * Assist... with regards core compliance policies and procedures... Work with other Compliance staff in London, ... Curiosity about the asset management business * Good interpersonal and verbal and written communication skills * Flexible, deadline and quality focussed


1 Year Maternity Cover - Compliance Monitoring URGENT

Salary:
£60, 000
Location:
London
Job Type:
Permanent
Date Posted:
19-Aug-2014 15:22Add to My Shortlist

*Salary£60,000 & Full Benefits Eligibility 29 Days Holiday , Pension Eligibility *Location: City of London, London *Sector: Fund/Asset Management *Reference: FH *Published: August 19th 2014 This... the Head of Compliance and other members... respected and valued compliance service for the... *Assist in amending/updating compliance monitoring programme to... special projects and compliance reviews, market news, ... with the relevant compliance input for progression...


Compliance Analyst

Salary:
£200 - £250 p/day
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
19-Aug-2014 12:09Add to My Shortlist

You will ideally be from an Asset Management background (or Investment Banking) and will have worked within a compliance team before. My client would also like to see candidates who have experience of working with approved persons and FCA registrations.


Compliance Manager - UK Advisory

Salary:
£50k.00 - £75k.00 pa + bonus and benefits
Location:
City Of London
Job Type:
Permanent
Date Posted:
19-Aug-2014 09:42Add to My Shortlist

The Compliance Manager is involved in regulatory aspects of key business processes such as financial promotion, distribution agreements and product approval. OUTCOMES Responsible for providing... Responsible for providing compliance advice and approval... Provision of day-to-day compliance advice across UK... areas Ad hoc compliance and regulatory projects... Support UK Advisory Compliance Officer and other... Responsible for providing compliance advice and approval...


Compliance Monitoring

Salary:
£300.00 - £350.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
18-Aug-2014 19:46Add to My Shortlist

Compliance Monitoring Contractor Fantastic Interim role for 3 months in the Monitoring team of an established Asset Management business. Previous experience essential - joining friendly, hands on team with good work ethic and environment. * Minimum 3 years compliance experience gained ideally in an asset management firm * Good knowledge of FCA framework and rules such as COBS and COLL * Sound...


Sanctions Manager

Salary:
£200 - £250 p/day
Location:
City Of London
Job Type:
Temporary/Seasonal
Date Posted:
18-Aug-2014 18:43Add to My Shortlist

A top financial institution is looking for a Sanctions specialist to join their Compliance team. You will be responsible for Sanctions in relation to UK... at a client account level and manage... issued by Group Compliance. In order to... investments, transaction services, asset management, private banking and insurance. * Some understanding of the FCA rules (e.g. Systems and Controls) and all...


Loan Administration Analyst

Salary:
£200 - £250 p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
18-Aug-2014 14:43Add to My Shortlist

We are recruiting for one of our clients who are a tier one investment bank for a candidate who has a strong background in Loan... member of the Asset Management Team, responsible for the asset management of a dedicated... Office, Product Control, Compliance, and Internal Legal in relation to... an internal covenant compliance database ensuring overdue... fees are properly accounted for. Candidate Requirements...


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