29 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Fee Consulting Analyst

Salary:
£40k - £45k pa + benefits
Location:
London
Job Type:
Permanent
Date Posted:
29-Apr-2016 16:52Save job

A Fee Consulting Analyst is required by a leading Asset Management business in London to provide pricing and fees consulting expertise on a global basis. The... areas of the Asset Management business, including Sales teams, legal and compliance, RFP & KYC teams. To be successful in this role, you will be commercially aware, possess a strong financial acumen, are very analytical, capable...


Compliance Manager

Salary:
£80k - £120k pa + Competitive Benefits
Location:
London
Job Type:
Permanent
Date Posted:
29-Apr-2016 15:03Save job

Compliance Manager opportunity to work for Established London based Asset Management firm * Our client is a well established and growing asset management firm based in London, ... Established London based Asset Management firm * Our... established and growing asset management firm based in... to expand its compliance capability. * They... hire a proven asset management compliance professional to carry... interesting and varied compliance position. * This...


Compliance Adviser

Salary:
Neg
Location:
City Of London
Job Type:
Permanent
Date Posted:
29-Apr-2016 11:02Save job

RLAM is one of the UK's leading fund management companies, managing investment, pension fund and other assets on behalf of a wide range of clients.... updates on key compliance related regulatory developments.... knowledge of the asset management industry. * Regulatory and asset management experience in a compliance/assurance role. * Experience and knowledge of CASS, Financial Crime and AML. * Working knowledge of...


Compliance Officer

Salary:
£55k - £60k pa
Location:
London
Job Type:
Permanent
Date Posted:
29-Apr-2016 10:28Save job

Top Global Asset Management firm seeks Compliance Officer to join exiting team based in London Role Details * An exciting opportunity has arisen to work for Officer to join... reputable London based asset management firm. It is... assist in various compliance areas and projects... * Strong proven compliance background with a... promotions and distribution compliance. * Strong proven... gained within the asset management sector. * Good...


Compliance Analyst

Salary:
£35k - £55k pa + Competitive Benefits
Location:
London
Job Type:
Permanent
Date Posted:
29-Apr-2016 10:28Save job

A leading Investment Manager is looking for an experienced compliance professional to join their compliance team; this is an advisory focussed role so the individual their compliance team; this is... advisory within the compliance department of an asset management firm. * Ability to review promotional material and ideally approve financial promotions. * A good understanding of regulatory environment * The ability...


Compliance Monitoring & Distribution Oversight Manager

Salary:
£70k.00 - £85k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
28-Apr-2016 18:13Save job

Compliance Monitoring Manager - City Of London - £70,000 - £85,000 Your new company This Compliance Monitoring Manager role is based in the City Of... new company This Compliance Monitoring Manager role... will be a Compliance Monitoring & Distribution... to build the Compliance Monitoring Team. There... experience in an Asset Management Firm. Ideally in a Generalist Compliance or Compliance Monitoring role. At-least...


Portfolio Monitoring

Salary:
£Attractive Package
Location:
London
Job Type:
Permanent
Date Posted:
28-Apr-2016 17:56Save job

Prestigious asset management house seeks a high calibre individual with excellent analytical ability, proven knowledge of the regulatory environment and a financial services background to join... restrictions into a compliance monitoring system. Sentinel... academics, an investment compliance background and good knowledge of the regulatory environment. The role will suit a confident self-starter with a pro-active approach, inquisitive mind and strong controls...


Regulatory Middle Office Analyst

Salary:
£200 - £250 p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
28-Apr-2016 17:52Save job

This Top Tier Investment Bank is looking for a Regulatory Middle Office Analyst to provide key subject matter expertise on areas affecting the firm's regulatory... across global Operations, Compliance, Legal, traders and various... Finance Industry, ideally Asset Management Operations - Recent... MiFID - Fund accounting experience - Risk management focus - Trade life cycle knowledge - Experience with change management or...


Assistant Compliance Manager

Salary:
£40k.00 - £55k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
28-Apr-2016 09:56Save job

A global fund management firm requires an exceptional Compliance Analyst. Your new company A global fund management firm requires an exceptional Compliance Analyst to join... requires an exceptional Compliance Analyst to join... in the EMEA compliance team offering a... for a junior Compliance Analyst with circa... + experience in Asset management Compliance to join a... will focus upon Compliance monitoring, carrying out...


Loan Portfolio Asset Manager

Salary:
£300 - £350 p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
28-Apr-2016 08:41Save job

This Top Tier Investment Bank is looking for a Loan Portfolio Asset Manager to join the Deleveraging and Lending Group Team. The role holder will... of assets and compliance with transaction terms... - Experience of asset management for loans - Experience in structured products or real estate origination / trading / risk / credit - Strong communication skills - Strong technical...


Compliance Monitoring - Asset Manager

Salary:
£50,000 - £60,000
Location:
London
Job Type:
Permanent
Date Posted:
27-Apr-2016 15:59Save job

My client, a leading global asset manager, is looking to hire within their compliance monitoring team, who are responsible for monitoring the European side of... execution of the compliance monitoring program. It... gain in the asset management sector - Able... execution of the Compliance monitoring programme, including... industry standards and Compliance best practices Advisory for front office for equity, fixed Income...


Regulatory Compliance-4 Days & Opportunity To Work From Home

Salary:
£40k - £41k pa
Location:
London
Job Type:
Permanent
Date Posted:
27-Apr-2016 15:37Save job

My client is a niche compliance regulatory consultancy. Its business is thriving and the firm has exciting plans for further expansion. Its clients are chiefly... for an experienced compliance professional to join... *Providing a regulatory compliance service to a... this *Ideally some asset management compliance experience *Self-starter * Responsive to client requests *Adaptable to the needs of a young , growing...


Events Manager - Investment / Asset / Wealth Management experience

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
27-Apr-2016 12:22Save job

Events Manager An exciting opportunity has arisen within a top UK investment management house for an Events Manager. You will be responsible for planning and... retail, IFA, intermediary, asset management or wealth management... order to ensure legal compliance according to FCA guidelines. If you feel you possess the relevant experience for the role please submit your application for careful consideration. Mason...


Retail Pension Associate

Salary:
20k-25k
Location:
Surrey
Job Type:
Contract/Interim
Date Posted:
27-Apr-2016 08:31Save job

An international Asset Management firm is hiring a Retail Pensions Associate to join their team based in Surrey. You will be a team player and have... ensuring that all legal and compliance requirements have been satisfied Skills: * Proven SIPP/DC/DB administration experience essential * Excellent knowledge of HMRC rules which govern pension transfers and benefit payments * CF1 & FA2 or...


Product Controller

Salary:
Competitive Salary
Location:
London
Job Type:
Permanent
Date Posted:
26-Apr-2016 17:15Save job

Product Controller London - City Permanent £50,000 - £60,000 I'm looking for a Product Controller to join a financial services provider in London on a... moves. - Ensuring compliance with all relevant accounting and regulatory rules.... reporting of hedge accounting transactions are accurate.... Investment Banking or Asset Management. - Product experience across Interest Rate, FX, Credit and Funding Portfolios - Solid...


Business Analyst

Salary:
Negotiable DOE
Location:
City Of London
Job Type:
Permanent
Date Posted:
26-Apr-2016 14:45Save job

Business Analyst Role: Business Analyst Location: Warnford Court , 29 Throgmorton Street, London , EC2N 2AT Salary: Negotiable - depending on experience. Please indicate salary... solutions to the asset management industry. Our clients... fund administration or asset management industry today in... Due Diligence and Compliance) throughout the entire organization Key Attributes and Qualifications: - At least 5 years of Business/Technical Analysis or...


Compliance Monitoring Associate

Salary:
£50,000k - £60,000
Location:
London
Job Type:
Permanent
Date Posted:
25-Apr-2016 18:14Save job

A leading Investment Management firm in London is looking for a Compliance Monitoring candidate to join their growing Compliance Team. The ideal candidate should have... join their growing Compliance Team. The ideal... Reviews. As the Compliance Monitoring Officer you... and ideally within asset management, preferably in a Compliance role - Proven... successfully conducting a Compliance monitoring programme. Including resolution of issues...


Deputy Head of Compliance - Asset Management

Salary:
£100k plus benefits
Location:
London
Job Type:
Permanent
Date Posted:
25-Apr-2016 15:30Save job

A fast growing Investment Management firm in the City have created a Deputy Head of Compliance opportunity. The firm has over $3 billion under management... the Head of Legal & Compliance in time. You... and run the compliance function on a... candidate will have asset management, hedge funds and an operations background (although operations experience is not a pre-requisite). Salary circa...


Accounts Controller

Salary:
£35,000 - £40,000
Location:
London
Job Type:
Permanent
Date Posted:
25-Apr-2016 12:21Save job

Our client, a global Private Equity Advisory firm, is currently looking for an Accounts Receivable Controller to join their established team. It is likely that... in Private Equity, Asset Management (or similar) and... accuracy of the Accounts Receivable function. -... of Fund loan accounts. - Rebillnotice management.... the review of account balances. - Journal... Studying towards an accounting qualification would be...


Compliance Analyst

Salary:
£35k - £55k pa + Competitive Benefits
Location:
London
Job Type:
Permanent
Date Posted:
25-Apr-2016 11:33Save job

A leading Investment Manager is looking for an experienced compliance professional to join their compliance team; this is an advisory focussed role so the individual their compliance team; this is... advisory within the compliance department of an asset management firm. * Ability to review promotional material and ideally approve financial promotions. * A good understanding of regulatory environment * The ability...


FCA Compliance - 4 Days Plus Opportunity To Work From Home

Salary:
£40k - £41k pa
Location:
London
Job Type:
Permanent
Date Posted:
25-Apr-2016 11:03Save job

My client is a niche compliance regulatory consultancy. Its business is thriving and the firm has exciting plans for further expansion. Its clients are chiefly... an experienced FCA compliance professional to join... *Providing a regulatory compliance service to a... this *Ideally some asset management compliance experience *Self-starter * Responsive to client requests *Adaptable to the needs of a young , growing...


Personal Tax Consultant/ AM - London - £30-50k

Salary:
£30k - £50k pa + Bonus + Benefits
Location:
London
Job Type:
Permanent
Date Posted:
25-Apr-2016 10:44Save job

Job objective * Manage a portfolio of clients (largely in the asset management sector) many of whom are non-domiciled to ensure all personal tax requirements are... from annual tax compliance needs (SA Returns... also the wider accounting and regulatory practice. Main Responsibilities Tax technical work * The role offers a good learning experience for an ATT qualified person with support available...


Compliance Officer

Salary:
£55k - £60k pa
Location:
London
Job Type:
Permanent
Date Posted:
25-Apr-2016 09:50Save job

Top Global Asset Management firm seeks Compliance Officer to join exiting team based in London Role Details * An exciting opportunity has arisen to work for Officer to join... reputable London based asset management firm. It is... assist in various compliance areas and projects... * Strong proven compliance background with a... promotions and distribution compliance. * Strong proven... gained within the asset management sector. * Good...


Senior Compliance Monitoring - Asset Management

Salary:
£60k - £70k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
23-Apr-2016 07:48Save job

To help ensure that the firm's activities are in compliance with the principles, rules and guidance of the FCA and other relevant regulatory bodies. This... of the group compliance monitoring programme and... and changes within Compliance as appropriate. *... to support the Compliance Team * Assessment... assessing and monitoring compliance issues in an asset management firm * Over 4 years' experience...


Project Manager - Capital Markets

Salary:
£80,000 - £105,000
Location:
London
Job Type:
Permanent
Date Posted:
23-Apr-2016 00:00Save job

Company Overview My client is an independent provider of project/programme management services to the financial services sector (banking, asset management, insurance and market infrastructure). They have infrastructure).... Risk and Regulatory Compliance (incl. MiFID, EMIR, Basel, KYC, FATCA etc.) - Finance Transformation & CFO Agenda - Risk Management (including Market Risk and Credit Risk) - Treasury - Front Office and Operations -...


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