26 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Group Economist

Salary:
£60k - £61k pa + BONUS + BENEFITS
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-Dec-2014 14:40Save job

Group Economist £60,000 + Bonus + Benefits City The Company They are an independent, international specialist investment and corporate banking group that provides its clients with asset management, broking, investment banking... internal operating and compliance procedures and FCA rules relevant to the duties undertaken


Senior Compliance Officer

Salary:
GBP600 - GBP600 p/day
Location:
West End
Job Type:
Temporary/Seasonal
Date Posted:
22-Dec-2014 14:24Save job

One of our Institutional Asset Management clients are looking for an experience compliance generalist to join them on a long term contract. The role reports into... for an experience compliance generalist to join... the Head of compliance and will be... of the Senior Compliance Officer will include:... Global Head of Compliance in ensuring consistency... and - Assisting Compliance team in relation...


Senior Data Specialist

Salary:
£50, 000
Location:
London
Job Type:
Permanent
Date Posted:
20-Dec-2014 00:00Save job

A global investment management company is looking to extend their Data services team. This global asset management company deal with a wide variety of clients and... internal departments including compliance and legal * Main point... experience within the asset management industry, comprehensive understanding of static data and market data ideally within the investment management industry * Ability to demonstrate business analysis skills...


AVP Financial crime advisory - Global Asset Management Firm

Salary:
£50k.00 - £60k.00 pa
Location:
London
Job Type:
Permanent
Date Posted:
19-Dec-2014 17:10Save job

AVP Financial crime advisory - Global Asset Management Firm A global Asset Manager is looking for an AML analyst to join their London team and provide... with the wider compliance team in analysing, ... has financial crime asset management experience. Experience dealing with hedge funds, private equity funds, trusts, LLCs and partnerships will be beneficial given the sector. For full details of the...


Product Marketing Associate - Asset Management

Salary:
£40k - £45k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
19-Dec-2014 11:09Save job

My client is a global Asset Manager looking to recruit a Product Marketing Associate. The role is an integral part of the EMEA Retail Marketing... relevant departments, including compliance, creative services, country... of collateral within asset management is essential Excellent writing skillset, including the ability to write/adapt materials for various client types and levels of investment sophistication and to explain complex...


Compliance Legal

Salary:
£65k - £75k pa
Location:
London
Job Type:
Permanent
Date Posted:
18-Dec-2014 17:57Save job

Compliance Top tier asset management client is looking to enhance their compliance function with the addition of a qualified lawyer with demonstrated financial services exposure and client is looking... to enhance their compliance function with the... or for a compliance professional to add... Ensure that the compliance programme in-line with... the firms global compliance programme. * Taking... in the wider compliance function by assisting...


Compliance Generalist

Salary:
£50k - £55k pa
Location:
London
Job Type:
Permanent
Date Posted:
18-Dec-2014 17:50Save job

Compliance Generalist This is an excellent opportunity for an experienced compliance professional to join an established asset manager in their compliance function in a very... for an experienced compliance professional to join... manager in their compliance function in a very broad compliance role giving exposure... you develop your compliance experience in a... as regards to Compliance issues and develop Compliance relationships across the...


Compliance Monitoring

Salary:
£45k - £55k pa
Location:
London, Edinburgh
Job Type:
Permanent
Date Posted:
18-Dec-2014 17:49Save job

Compliance Monitoring Top Tier Global Asset Manager is looking to add to their Monitoring team a self-motivated and analytical individual with a specific thematic monitoring... senior management within Legal and Compliance as well as... of executing deep-dive compliance or regulatory reviews... experience in the asset management sector. * A... relevant to the asset management space. * Have... please contact the compliance team on [Phone...


Business Analyst/ Project Manager

Salary:
50-65k
Location:
London
Job Type:
Permanent
Date Posted:
18-Dec-2014 10:39Save job

Our Asset Management Client based in London are looking for a mid level BA/PM ideally from a consultancy background. The Project Manager/Business Analyst ("PM/BA") will report... portfolio management, trading, compliance, legal, Institutional and Financial... activities of an asset management firm and not... on-boarding for new account mandates *Regulatory-driven process change implementation *Department-wide project collection, prioritization and review Qualifications: The successful candidate will...


Compliance Manager Contract

Salary:
£ Attractive
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
18-Dec-2014 00:00Save job

Prestigious Asset Manager based in the City is looking to recruit an Internal Compliance Manager on a contract basis. The role will be focused on... areas including, KYC, compliance monitoring and financial... have all round compliance knowledge; have an understanding of asset management, have strong analytical skills and have working knowledge of UK AML regulations and JMLSG Guidance Notes.


Client Documentation Specialist

Salary:
£Attractive Package
Location:
London
Job Type:
Permanent
Date Posted:
17-Dec-2014 09:06Save job

High calibre individual with a strong legal background/qualification and practical experience of the investment management industry sought by this leading global house. The role is... operations, risk and compliance teams to ensure... documentation within an asset management environment, to include IMAs and the role will involve maintaining the firms contractual documentation database and participating in research initiatives and projects as requested...


Fund Oversight

Salary:
Competitive
Location:
The City, London
Job Type:
Permanent
Date Posted:
17-Dec-2014 00:00Save job

Reputable City based Asset Manager is seeking an experienced Compliance Analyst with 3rd Party Oversight experience. This role is an excellent opportunity for compliance professional... excellent opportunity for compliance professional to continue... regulations * Provide compliance support to operational... role within the compliance function of an asset management firm * Experience... (IOC) qualification or Compliance Diploma * A knowledge of the...


Business Development & Client Service Associate

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
17-Dec-2014 00:00Save job

THE COMPANY We are an established independent asset management company in the leverage finance market. Our clients include leading global institutional investors. With our head office... aspects of client's accounts or fund investments... Research, Trading and Compliance. This role also... performance updates, commentaries, compliance certifications, etc; liase with compliance, fund accounting, bank office and... experience working in asset management * Broad understanding...


Head of Compliance - Asset Management

Salary:
£100k.00 - £160k.00 pa
Location:
London
Job Type:
Permanent
Date Posted:
16-Dec-2014 18:02Save job

An excellent European Fund Manager who require a Head of Compliance for its recently launched London Business. The business are a very successful firm with... Group Head of Compliance. This role will... and advise on compliance with the FCA... CF10 · Analyse compliance risk in the... · Manage the Compliance Handbook · Central... contact for all compliance matters across the...


Corporate Trust Administrator Contract

Salary:
£ Attractive
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
16-Dec-2014 09:20Save job

An exciting opportunity has arisen with a prestigious Asset Management house to work as a Senior Administrator for the Corporate Trust team initially on a 10... in an operational compliance role.


Legal Documentation Manager

Salary:
£70-85, 000
Location:
London
Job Type:
Permanent
Date Posted:
16-Dec-2014 09:12Save job

Twenty Recruitment Group are currently recruiting for a Legal Documentation Manager for one of the most interesting Banks in London. Main responsibilities are working on... institutional investors, banks, insurance companies, governments and... advice regarding our legal appointments towards relationship... managers, group special asset management team, commodities, structured... external and internal legal counsel and customers.... managed through our compliance wall thereby supporting...


Regulatory Compliance Officer

Salary:
Competitive Salary
Location:
London
Job Type:
Permanent
Date Posted:
16-Dec-2014 09:06Save job

Regulatory Compliance Officer London Competitive Salary Our client, a leading Asset Management company are looking to hire a Regulatory Compliance Officer on a permanent basis, the... client, a leading Asset Management company are looking... hire a Regulatory Compliance Officer on a... of the Regulatory Compliance Officer will include:... Regulatory Affairs and Compliance on all regulatory and compliance oversight duties. *... supervising the Firm's compliance with policies and...


Compliance Analyst - 3rd Party Oversight

Salary:
Competitive
Location:
The City, London
Job Type:
Permanent
Date Posted:
16-Dec-2014 08:38Save job

Reputable City based Asset Manager is seeking an experienced Compliance Analyst with 3rd Party Oversight experience. This role is an excellent opportunity for compliance professional... excellent opportunity for compliance professional to continue... regulations * Provide compliance support to operational... role within the compliance function of an asset management firm * Experience... (IOC) qualification or Compliance Diploma * A knowledge of the...


Compliance Officer - Hedge Funds

Salary:
£30k - £50k pa + Bens
Location:
City Of London
Job Type:
Permanent
Date Posted:
16-Dec-2014 00:00Save job

Excellent opportunity for a highly motivated individual to join this City based hedge fund organisation. The role will suit an innovative and proactive compliance professional with a... demonstrate some relevant trading/compliance experience ideally gained... from buy-side / asset management side and have... a risk based compliance programme, regulatory and statutory reporting and dealing with individual registrations. The role will involve liaison...


Compliance Analyst- US regulation- Asset Manager- London.

Salary:
£40-50k
Location:
London
Job Type:
Permanent
Date Posted:
16-Dec-2014 00:00Save job

Compliance Analyst- US regulation- Asset Manager- London. Our client, a large asset management firm, are looking to identify a compliance analyst to join their US compliance team. All compliance operations is undertaken from the London office, and as such the ideal candidate will have broad experience with US regulation in regards to derivatives, marketing and distribution and operations of an alternative...


AVP Financial crime advisory - Global Asset Management Firm

Salary:
£50k.00 - £60k.00 pa
Location:
London
Job Type:
Permanent
Date Posted:
15-Dec-2014 18:00Save job

AVP Financial crime advisory - Global Asset Management Firm A global Asset Manager is looking for an AML analyst to join their London team and provide... with the wider compliance team in analysing, ... has financial crime asset management experience. Experience dealing with hedge funds, private equity funds, trusts, LLCs and partnerships will be beneficial given the sector. For full details of the...


Compliance Analyst / Due Diligence / Fund Management / Brighton

Salary:
35-40K
Location:
Brighton
Job Type:
Permanent
Date Posted:
15-Dec-2014 17:14Save job

The Company: A boutique asset management company, growing business with a good reputation. The Role: Work closely, and in co-ordination, with the Senior Compliance Manager and... with the Senior Compliance Manager and wider... various regulatory and legal requirements, establishing adequate... Preferably holding a Compliance qualification Understanding of... whether through current compliance role or through... devise a robust compliance monitoring and oversight...


Corporate Risk Auditor - Audit

Salary:
GBP75k - GBP75k pa
Location:
Docklands
Job Type:
Permanent
Date Posted:
15-Dec-2014 12:26Save job

Our client, a leading investment management company, currently seeks a Corporate Risk Auditor Audit, to be based in London The Corporate Risk Auditor Audit will... Bank, Consumer Bank, Asset Management, Technology) to ensure... control issues or compliance with best practice... Bachelor's degree in Accounting, Finance, or a... or in public accounting, with an appropriate level of exposure to and involvement with...


Junior Investment Writer / Copywriter / Financial Journalist - Funds

Salary:
£Excellent - wide range depending on skills
Location:
London
Job Type:
Permanent
Date Posted:
15-Dec-2014 12:06Save job

-------> NEW ROLE <-------- EXCELLENT JUNIOR INVESTMENT WRITER ROLE - ASSET MANAGEMENT Junior Investment Writer / Copywriter / Financial Journalist - Fund & Asset Management - SICAVS, ... - Fund & Asset Management - SICAVS, OEICS, ... branded and successful fund/asset management company has a... sign off from Compliance on all written... Knowledge of the asset management industry desirable. The successful candidate will be a creative self-starter...


Presentation / PitchBook / Marketing Specialist - Temp / Contract

Salary:
£Excellent - Fit to skills
Location:
London
Job Type:
Contract/Interim
Date Posted:
15-Dec-2014 10:18Save job

Presentation / Pitch Books / Sales Aids / Asset Management / Fund Management / Asset Manager / Marketing Exec / Marketing Assistant / pitchbooks French /... with the appropriate compliance disclosures so as... Communications team, the Compliance team, the Reporting... tool platform. Obtain compliance approval for all... book content Qualifications: Asset management experience preferably in an international distribution environment, with a focus...


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