22 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Hedge Fund Compliance Officer

Salary:
To £50K + Bonus + Benefits
Location:
London
Job Type:
Permanent
Date Posted:
02-Mar-2015 15:16Save job

Do you have 1 - 4 years Financial Services Compliance experience ideally from the buy-side/asset management sector? Interested in mid/long term prospect of CF10 position? Are the buy-side/asset management sector? Interested in... with starting new compliance projects and seeing... is expanding its compliance department. As a Compliance Officer your duties... - Enhancing the compliance monitoring programme - Providing compliance reports to regulatory...


Head of UK Real Estate Accounting

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
02-Mar-2015 15:06Save job

Are you a qualified accountant with proven experience of working in the real estate accounting sector. This is a brand new role created at a... global award winning Asset Management house as they... the UK Fund Accounting teams. Our client, ... of the fund accounting service Ensuring adequate... of the fund accounting role Actively participate... controls and fund accounts reviews are performed...


Compliance Consultant - Regulatory Applications (Contract)

Salary:
Competitive
Location:
London
Job Type:
Contract/Interim
Date Posted:
02-Mar-2015 09:03Save job

Compliance Consultant - Regulatory Applications (Contract) London Competitive Rate Our client, a provider internationally of professional services to clients are looking to hire a Compliance... to hire a Compliance Consultant to join... their risk & compliance team on a... Responsibilities of the Compliance Consultant (Contract) will... in conjunction with legal advisers, for an... To assist the compliance team in carrying...


Financial Risk Manager

Salary:
£90k - £100k pa + Car / Bonus / Package
Location:
City Of London
Job Type:
Permanent
Date Posted:
01-Mar-2015 17:19Save job

Financial Risk Manager I am working exclusively with a global Financial Services business who are looking to appoint an experienced Financial Risk Manager to join... incisive input Group Asset Management Committee and other... controls and ensuring compliance in a regulated environment If you would like to hear more about this opportunity please get in touch on [Phone number removed] or you...


Portfolio Management Analyst

Salary:
Upon Application
Location:
London
Job Type:
Permanent
Date Posted:
28-Feb-2015 00:00Save job

My client a renewable energy focused bank seeks a Portfolio Management Analyst to join their team in London. The offshore wind fund is targeting to... maintained (e, g, management accounts, finance reports and... and transaction documentation compliance (incl. on fees... fund, or in asset management; *Strong equity documentation experience; *Financial modelling experience; *Economic valuation and returns calculation experience; *Strong interpersonal and teamwork...


Institutional Marketing Manager, , Wholesale, Asset Management

Salary:
£Excellent
Location:
London
Job Type:
Permanent
Date Posted:
27-Feb-2015 10:52Save job

The purpose of the position is to support Institutional and Funds Distribution business by conceiving, executing and managing integrated marketing and communication activities. The role's... of investments and asset management. He or she... update and ensure compliance ofcontent for marketing materials including sales flyers, brochures, micro-sites, conference materials, email campaigns, thought pieces, placed articlesand other types of written marketing collateral · Participate...


Compliance Advisory Analyst

Salary:
GBP400 - GBP400 p/day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
27-Feb-2015 10:40Save job

An immediate opportunity has arisen for an experienced Compliance Advisory Analyst to join our client, a leading Investment Management firm based in Canary Wharf Key... responsibilities of the Compliance Advisory Analyst include:... attributes/skills: - Extensive Compliance advisory experience in asset management - Expert knowledge... retail and institutional asset management knowledge - comfortable in presenting and liaising with senior management and external parties...


Regulatory Development Analyst

Salary:
GBP250 - GBP250 p/day
Location:
City Of London
Job Type:
Temporary/Seasonal
Date Posted:
27-Feb-2015 10:38Save job

An immediate opportunity has arisen for an experienced Regulatory Developments Analyst to join our client, a leading financial services company based in London Key responsibilities... EMIR, MAD - Legal background or experience... Capital Markets and Wealth/Asset Management businesses and experience... a major investment bank/Compliance department If you have similar experience to that outlined above and are looking for a temporary opportunity...


Asset Management Compliance - One Year Contract

Salary:
£Negotiable
Location:
London
Job Type:
Contract/Interim
Date Posted:
27-Feb-2015 00:00Save job

This exciting and varied role is within a highly succesful boutique asset manager based in the heart of London's West-End The Compliance Manager ensures the... overall culture of compliance. *Manages compliance issues through regular... development of improved compliance processes; *Manages risk... continuous improvement. 1. Compliance *Ensures the principals... a culture of compliance; *Implements and develops compliance policies, in particular, ... the company's detailed compliance manual; *Develops and...


Proposal Specialist/ RFP

Salary:
pro rata
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
27-Feb-2015 00:00Save job

An exciting new opportunity has become available within an Investment management company for a Proposal Specialist The Proposal Specialist is a highly-interactive RFP role with... consistency, accuracy and compliance with clients' original... partners (e.g. Performance, Legal, Compliance) to prepare RFP... financial services / asset management experience highly desirable. * Thorough understanding of the institutional and retail investment management businesses and the...


Fund Oversight

Salary:
Competitive
Location:
The City, London
Job Type:
Permanent
Date Posted:
26-Feb-2015 17:21Save job

Reputable City based Asset Manager is seeking an experienced Compliance Analyst with 3rd Party Oversight experience. This role is an excellent opportunity for compliance professional... excellent opportunity for compliance professional to continue... regulations * Provide compliance support to operational... role within the compliance function of an asset management firm * Experience... (IOC) qualification or Compliance Diploma * A knowledge of the...


Client On-Boarding Manager- (Operational Set-Up) VP or AVP level

Salary:
Highly Competitive
Location:
London
Job Type:
Permanent
Date Posted:
26-Feb-2015 16:50Save job

A World Leading Investment Managers is currently expanding their Client On-boarding structure with the search for a VP or AVP level Client On-boarding/Implementation Manager who... teams such as compliance, risk, legal investment support, trade... all aspects of account opening. * Ensure... the function. Ensure compliance with relevant regulatory... Transition experience from asset management, banking or transition management useful. Skills/ Attributes *...


Compliance Assistant - Hedge Fund

Salary:
£30k - £35k pa + Bonus and Benefits
Location:
West End
Job Type:
Permanent
Date Posted:
26-Feb-2015 14:16Save job

Compliance Assistant Maldon Partners have been engaged by a boutique Hedge Fund based in the West End to assist with their search for a compliance... search for a compliance assistant. Compliance Team: The assistant... the Head of Compliance. The firm is... all areas of compliance, according to the... elements of the Compliance Monitoring Programme, which... the Head of Compliance in preparing regulatory...


Asset managment, MiFID Transaction Reporting Compliance, Analyst

Salary:
£300 per day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
26-Feb-2015 00:00Save job

A respected and successful Private Banking and Wealth Management firm are seeking a new Compliance Analyst. This role will be working with the Head of... the Head of Compliance and the Deputy... the delivery of compliance services ( including... in respect of compliance, financial crimes and... to day regulatory compliance advice, support and... * provision of compliance support on conduct...


Operations Manager within Asset Management

Salary:
£55k - £62k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
25-Feb-2015 16:46Save job

An experience Operations Manager is required by a global asset manager to join their London office and take responsibility for Third Party Administration relationship management... stakeholders such as Legal, Compliance and Client Relations/Sales, ... knowledge of Fund Accounting and in particular oversight of NAV calculation, security level pricing and the application of pricing policy and procedures Ability to multitask and prioritise...


Client Onboarding / Asset Management

Salary:
£50-65,000 + Bonus
Location:
London
Job Type:
Permanent
Date Posted:
25-Feb-2015 14:29Save job

A Global Asset Manager are looking for a Client Onboarding Specialist to be responsible for managing client's transition into various investment vehicle offerings. Responsibilities Lead... opening of new accounts in numerous investment... process Deal with compliance matters such as... understanding of fund accounting, transfer agency and... role within the asset management business. Experience in... + experience in Asset Management Excellent stakeholder management...


Compliance Monitoring Officer

Salary:
£60k - £65k pa
Location:
City Of Westminster
Job Type:
Permanent
Date Posted:
25-Feb-2015 10:56Save job

Ambition are pleased to be working with a leading boutique asset managers based in the heart of the city of Westminster, this is a company... sits in the Compliance team which supports both the asset management and securities businesses.... already be a Compliance Monitoring Officer looking... the head of compliance and supporting two... timely and accurate compliance monitoring for the... of a risk-based compliance monitoring programme; -Ensure...


Financial Accountant - Fund Deal Exposure

Salary:
£50-55K + benefits + bonus
Location:
London
Job Type:
Permanent
Date Posted:
24-Feb-2015 17:58Save job

Working closely with the Managing Directors, you will have visibility on all investments and gain a unique insight in to fund structures. You will supervise... of the day-to-day accounting functions for an... will include: Fund accounting and control *... of the fund accounting process and, working... - quarterly fund accounts and investors reporting;... Manage the tax compliance process and: -...


Compliance Officer

Salary:
£55k - £65k pa
Location:
London
Job Type:
Permanent
Date Posted:
24-Feb-2015 16:32Save job

Compliance Officer A position has come up at a top asset management company seeking a compliance professional to work across several expanding functions dealing with both... at a top asset management company seeking a compliance professional to work... Carry out risk-based Compliance monitoring * Conduct... to day AML compliance activities such as... in leading a Compliance monitoring programme and... please contact the compliance team on [Phone...


Compliance Manager

Salary:
£600 - £750 p/day + competitive
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
23-Feb-2015 12:28Save job

This Compliance Manager role will be based in London at the Asset Management arm of an Investment bank. Previous experience of being a Compliance Manager in... London at the Asset Management arm of an... of being a Compliance Manager in an Asset Management institution is a... with the Group Compliance Head whilst working... constitutes the entire Asset Management arm so it... interested in this Compliance Manager position and...


Distribution Compliance Manager - Fund Manager

Salary:
£60k - £75k pa + great company sharescheme and bon
Location:
London
Job Type:
Permanent
Date Posted:
23-Feb-2015 09:25Save job

Compliance Manager Top Asset Management Firm City A top Investment Management firm in London with over £50 billion in assets under management is seeking an accomplished Firm City A... seeking an accomplished compliance professional to provide compliance advice and training... Head of Distribution Compliance, this is a... Global Head of Compliance and a variety... be to represent compliance in Retail and...


Senior Trade Surveillance Officer

Salary:
competitive
Location:
London
Job Type:
Permanent
Date Posted:
23-Feb-2015 08:36Save job

Senior Trade Surveillance Officer A senior Trade Surveillance Officer is required within a leading International Investment Management firm in the city with over £50 billion... of Investment Management Compliance, this is an... within either an asset management firm or investment bank and will have a strong awareness of the current regulatory landscape. A good knowledge of equities, fixed income and alternatives...


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