30 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Compliance Advisory Manager - Premier Global Asset Manager

Salary:
£85,000 - £90,000
Location:
London
Job Type:
Permanent
Date Posted:
27-Nov-2014 00:00Save job

The Compliance Manager will assist the Senior Manager and Head of UK in the development and maintenance of the firm's compliance policies and processes. The... of the firm's compliance policies and processes.... least five years compliance experience, preferably within the Asset Management industry. In return, they are offering a starting salary of up to £90,000 per annum plus bonus and benefits....


Asset Management Compliance Analyst - Exclusive

Salary:
£40, 000
Location:
London
Job Type:
Contract/Interim
Date Posted:
27-Nov-2014 00:00Save job

A fantastic new opportunity has arisen in a premier London-based Asset Management Company for a 6 month contract Oversight Compliance Analyst. The purpose of the role... month contract Oversight Compliance Analyst. The purpose... Contributing to the compliance monitoring risk assessment... * Performing detailed compliance monitoring reviews *... support for technical/regulatory compliance by undertaking sign-offs... a leading Global Asset Management Company. To apply...


AML/ Financial Crime Associate - Immediate Start

Salary:
£40, 000-45, 000
Location:
London
Job Type:
Permanent
Date Posted:
26-Nov-2014 14:00Save job

* Salary£40/45,000 * LocationCity of London, London * SectorFund/Asset Management * Reference21002 * PublishedNovember 26th 2014 This long-established wealth manager has an immediate requirement for an... monitoring activities *Sundry compliance activities Experience Proiven AML & Financial Crime oversight experience from a FCA environment is essential The firm is looking to employ the right indvidual as soon as possible so please apply...


Head of Compliance

Salary:
£100k - £120k pa
Location:
London
Job Type:
Permanent
Date Posted:
26-Nov-2014 10:42Save job

Head of Compliance Our client is an asset management firm looking for an experienced professional to take on the position of the head of compliance. This an asset management firm looking for... the head of compliance. This is an... previous head of compliance of a senior compliance officer looking to... business and using compliance knowledge and expertise... advisor on various compliance matters. * Liaising...


Compliance Officer - Asset Management

Salary:
40 - 60k
Location:
London
Job Type:
Permanent
Date Posted:
25-Nov-2014 13:21Save job

Burrows & Grey are pleased to present an opportunity to join a rapidly growing asset management firm specialising in private markets. This firm is firmly global, ... now to add compliance officers to the... of the global compliance business team. This... work including full compliance lifecycle. Ideal candidates... 5 years specific asset management compliance experience would also be acceptable as long as the...


Compliance Analyst - 3rd Party Oversight

Salary:
Competitive
Location:
The City, London
Job Type:
Permanent
Date Posted:
25-Nov-2014 00:00Save job

Reputable City based Asset Manager is seeking an experienced Compliance Analyst with 3rd Party Oversight experience. This role is an excellent opportunity for compliance professional... excellent opportunity for compliance professional to continue... regulations * Provide compliance support to operational... role within the compliance function of an asset management firm * Experience... (IOC) qualification or Compliance Diploma * A knowledge of the...


Product Marketing Associate - Asset Management

Salary:
£40k - £45k pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
24-Nov-2014 18:39Save job

My client is a global Asset Manager looking to recruit a Product Marketing Associate. The role is an integral part of the EMEA Retail Marketing... relevant departments, including compliance, creative services, country... of collateral within asset management is essential Excellent writing skillset, including the ability to write/adapt materials for various client types and levels of investment sophistication and to explain complex...


Compliance Generalist Contract

Salary:
£300 - £500 p/day
Location:
London
Job Type:
Contract/Interim
Date Posted:
24-Nov-2014 10:29Save job

Compliance Generalist Contract A top tier sell-side firm is seeking a switched-on and experienced compliance professional to join their compliance department on a contracting basis... switched-on and experienced compliance professional to join their compliance department on a... very much generalist compliance position with some... in regards to Compliance issues affecting the... business. * develop Compliance relationships across the... with management of compliance risks. * Building...


AML Analyst

Salary:
£55k - £65k pa
Location:
London
Job Type:
Permanent
Date Posted:
24-Nov-2014 10:27Save job

AML Position A reputable asset management house is seeking to make a junior hire to its AML space and is therefore searching for an individual with... experience in the asset management space who is... in the wider compliance function by assisting... Experience in an asset management setting is also... understanding on the asset management space is also... please contact the compliance team on 020...


Compliance Legal

Salary:
£65k - £75k pa
Location:
London
Job Type:
Permanent
Date Posted:
24-Nov-2014 10:25Save job

Compliance Top tier asset management client is looking to enhance their compliance function with the addition of a qualified lawyer with demonstrated financial services exposure and client is looking... to enhance their compliance function with the... or for a compliance professional to add... Ensure that the compliance programme in-line with... the firms global compliance programme. * Taking... in the wider compliance function by assisting...


Compliance Monitoring

Salary:
£50k - £70k pa
Location:
London
Job Type:
Permanent
Date Posted:
24-Nov-2014 10:03Save job

Compliance Monitoring Top Tier Global Asset Manager is looking to add to their Monitoring team a self-motivated and analytical individual with a broad monitoring skillset... senior management within Legal and Compliance as well as... of executing deep-dive compliance or regulatory reviews... experience in the asset management sector. * A... relevant to the asset management space. * Have... please contact the compliance team on 020...


Compliance - Distribution

Salary:
£60k - £80k pa
Location:
London
Job Type:
Permanent
Date Posted:
24-Nov-2014 09:57Save job

Compliance A top tier sell-side firm is seeking a switched-on and experienced compliance professional to join their compliance department in a very much generalist compliance... switched-on and experienced compliance professional to join their compliance department in a... very much generalist compliance position with some... in regards to Compliance issues affecting the... business. * Develop Compliance relationships across the... with management of compliance risks. * Building...


Vice President - Senior Analyst

Salary:
Neg
Location:
London
Job Type:
Permanent
Date Posted:
22-Nov-2014 02:30Save job

Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that contribute to transparent and integrated financial markets.... a financial institution, asset management or public accounting firm, or proven... is contingent upon compliance with the Policy, ... a financial institution, asset management or public accounting firm, or proven equivalent * Extensive understanding of Northern European financial...


Compliance Assurance Analyst at FTSE100 Firm

Salary:
Competitive
Location:
Scotland
Job Type:
Permanent
Date Posted:
22-Nov-2014 00:00Save job

A leading global asset manager is looking for a new member of their Compliance Assurance team. The Compliance Assurance Consultant will work to ensure that Compliance Assurance Consultant will... management and regulatory compliance are promoted to... and experience of risk/compliance/assurance methodologies and practices.... a leading Global Asset Management Company. To apply please send us your CV or call Priya Sinha at


Compliance Officer - Hedge Funds

Salary:
£30k - £50k pa + Bens
Location:
City Of London
Job Type:
Permanent
Date Posted:
22-Nov-2014 00:00Save job

Excellent opportunity for a highly motivated individual to join this City based hedge fund organisation. The role will suit an innovative and proactive compliance professional with a... demonstrate some relevant trading/compliance experience ideally gained... from buy-side / asset management side and have... a risk based compliance programme, regulatory and statutory reporting and dealing with individual registrations. The role will involve liaison...


Asset Management Compliance Assurance Analyst - URGENT

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
22-Nov-2014 00:00Save job

A FTSE100 firm is looking for a Compliance Assurance Analyst who will ensure that the business is equipped with timely, efficient and value added support... management and regulatory compliance are promoted to... and experience of risk/compliance/assurance methodologies and practices.... a leading Global Asset Management Company and therefore we need responses ASAP. To apply please send us your CV or call Priya...


Client On-Boarding / Operations Analyst - Top Asset Manager

Salary:
Highly Competitive
Location:
London
Job Type:
Permanent
Date Posted:
21-Nov-2014 17:18Save job

One of the Worlds largest institutional Asset Management Firms is currently looking for a high quality graduate with a demonstrated track record of On-Boarding and implementing... and Fund Products. (Asset Management backgrounds are preferred... all aspects of account opening. * Ensure... completion of all legal administration including KYC/AML.... teams such as compliance, risk, legal investment support, trade support, and reconciliations.


On- Boarding Manager

Salary:
£60, 000
Location:
London
Job Type:
Permanent
Date Posted:
21-Nov-2014 17:02Save job

A well established wealth Management firm are looking to extend their Product team, managing the client and account on boarding process. This role is gain... of projects incorporating compliance, transitions, client services... Extensive experience within asset management/ investment management * Awareness of the UK regulatory environment * Experience managing the entire on boarding process of new clients and amending product changes...


Portfolio/ Investment Compliance Analyst

Salary:
£35k.00 - £60k.00 pa
Location:
City Of London
Job Type:
Permanent
Date Posted:
21-Nov-2014 12:10Save job

Following the increased requirement in pre and post trade analysis and the high value of fines resulting from breaches, a British Fund Manager with a... to the Senior Compliance Manager the successful... of experience in asset management and will ideally... the important of compliance for its business and clients. To find out more please call Jamie Boyd at Hays on 020...


Compliance Auditor - Asset Management

Salary:
£60,000 - £75,000
Location:
London
Job Type:
Permanent
Date Posted:
21-Nov-2014 10:55Save job

Compliance Auditor - Asset Management THE COMPANY * Asset Management * London THE RESPONSIBILITIES: As an Internal Auditor you will: * Lead the planning of Internal Audit Reviews through business engagement, developing and agreeing scope, identifying key risks for each review and detailed fieldwork plans and time budgets for each review * Report on Internal Audit Reviews * Monitoring the progress of...


Senior Compliance Monitoring Consultant

Salary:
£45000 to £58000
Location:
Midlands
Job Type:
Permanent
Date Posted:
21-Nov-2014 10:03Save job

Our client, a leading life insurance company, is looking to recruit a Senior Compliance Monitoring Consultant in the Midlands area. Sitting within their fund management... recruit a Senior Compliance Monitoring Consultant in... reporting into the Compliance Monitoring Manager. This... monitoring team with asset management experience you will... experience working with asset management in a compliance monitoring or internal audit capacity. Knowledge of...


Compliance manager with Charles River coding

Salary:
competitive
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
21-Nov-2014 00:00Save job

An exciting new opportunity has become available within a reputable investment manager or a Compliance manager. The role is to provide Assistance to the Head... the Head of Compliance (HoC) and/or the Director - Compliance (DC), in particular... role - the Compliance Manager is responsible... - responsible for Compliance related activities in... systems used by Compliance, including, but not limited to Compliance 11, Global Relay...


Compliance manager with Charles River coding

Salary:
£500 to 700 per day
Location:
London
Job Type:
Temporary/Seasonal
Date Posted:
21-Nov-2014 00:00Save job

An exciting new opportunity has become available within a reputable investment manager or a Compliance manager. The role is to provide Assistance to the Head... the Head of Compliance (HoC) and/or the Director - Compliance (DC), in particular... role - the Compliance Manager is responsible... - responsible for Compliance related activities in... systems used by Compliance, including, but not limited to Compliance 11, Global Relay...


Compliance Manager - Regulatory Change Asset Management

Salary:
£45k.00 - £60k.00 pa
Location:
London
Job Type:
Permanent
Date Posted:
20-Nov-2014 19:19Save job

A market leading global Asset Management firm requires a regulatory change specialist with experience in Asset management to join its compliance team. The role has a global... with experience in Asset management to join its compliance team. The role... to the Senior Compliance Manager who is... accordance with Group Compliance Policy. Under instruction... Head of Regulatory Compliance, assist line management... to resolve any Compliance problems Reporting significant...


Compliance Manager - Financial Promotions

Salary:
£45k.00 - £60k.00 pa
Location:
London
Job Type:
Permanent
Date Posted:
20-Nov-2014 19:13Save job

A global Asset Management firm require an experienced Financial Promotions Specialist to join their growing business. The role based in the heart of London's West End... and financial promotions compliance regulations. The company... and grow their compliance function. This role... in to the Compliance Advisory team, and... issued by the Asset Management business in the... accordance with Group Compliance Policy. ∑ Under...


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