28 jobs

Channel Page: Asset Management

Specialism: Legal Compliance

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Junior Compliance Analyst, Financial Crime Monitoring (Fund Mgmt)

Salary:
35,000 to 45,000 + Bonus
Location:
London
Job Type:
Permanent
Date Posted:
31-Oct-2014 18:06Save job

A leading Asset Management firm with an excellent reputation and strong UK presence requires a junior Financial Crime Analyst to join their highly regarded compliance team.... their highly regarded compliance team. Reporting directly into the Compliance Manager, you will... of Financial Crime Compliance and with hands-on... accordance with the compliance monitoring programme. *... findings to the Compliance Manager * Assisting... administration support to Compliance Manager Competencies Required...


Business Manager

Salary:
75,000 per year plus bonus
Location:
London
Job Type:
Permanent
Date Posted:
31-Oct-2014 17:37Save job

A fantastic opportunity has arisen for a Business Manager to join a leading, global asset management business based in London. The Business Manager will be primarily... and liaison with Risk/Compliance on regulatory and... Change Manager within Asset Management. Process improvement experience, knowledge of working across a breadth of disciplines including investments, trading, sales, client services or technology would all be distinct advantages....


Business Manager

Salary:
75,000 per year plus bonus
Location:
London
Job Type:
Permanent
Date Posted:
31-Oct-2014 17:37Save job

A fantastic opportunity has arisen for a Business Manager to join a leading, global asset management business based in London. The Business Manager will be primarily... and liaison with Risk/Compliance on regulatory and... Change Manager within Asset Management. Process improvement experience, knowledge of working across a breadth of disciplines including investments, trading, sales, client services or technology would all be distinct advantages....


Senior Compliance Analyst

Salary:
Neg
Location:
City Of London
Job Type:
Permanent
Date Posted:
31-Oct-2014 16:45Save job

Senior Compliance Analyst London Excellent My client, a global Investment Manager, is currently recruiting for a Senior Compliance Analyst to join their existing compliance... for a Senior Compliance Analyst to join their existing compliance team. The job... out in the compliance monitoring programme, to... provide assurance of compliance with regulatory requirements, ... checks Experience * Compliance monitoring experience, regulatory... of pre/post trade compliance monitoring, with experience...


Senior Fund Accountant

Salary:
Up to 375 per day, depending on experience
Location:
London
Job Type:
Any
Date Posted:
31-Oct-2014 11:09Save job

Our client, an industry leading Asset Management firm are currently recruiting a Senior Fund Accountant to join their London based Finance Team. This is an initial... a range of accounting and operational responsibilities... and funds * Compliance and AIFMD *... Investran and Sun Accounts Skills/Experience: * A... (or equivalent) * Accounting qualification (ACA, ACCA, ... equity or Infrastructure accounting * Previous experience...


Regulatory Affairs Manager, London

Salary:
80-90k + Bonus & Benefits
Location:
London
Job Type:
Permanent
Date Posted:
30-Oct-2014 11:09Save job

Our Client, a leading Investment Manager is looking to identify a Regulatory Affairs Manager. Situated in Compliance (London) the role will be responsible for providing... from a Regulatory, Legal and Compliance background will be considered. Asset Management experience is preferred but not essential. Please send CV for further details.


Asset Management Compliance Analyst - Exclusive

Salary:
40, 000
Location:
London
Job Type:
Contract/Interim
Date Posted:
30-Oct-2014 00:00Save job

A fantastic new opportunity has arisen in a premier London-based Asset Management Company for a 6 month contract Oversight Compliance Analyst. The purpose of the role... month contract Oversight Compliance Analyst. The purpose... Contributing to the compliance monitoring risk assessment... * Performing detailed compliance monitoring reviews *... support for technical/regulatory compliance by undertaking sign-offs... a leading Global Asset Management Company. To apply...


Financial Promotions Compliance Advisory Analyst

Salary:
50,000-75,000 depending upon experience
Location:
London
Job Type:
Permanent
Date Posted:
30-Oct-2014 00:00Save job

A Leading Global Asset Management firm is looking for a Compliance Analyst specialising in Financial Promotions and Distribution. The long-term purpose of the role is to for a Compliance Analyst specialising in... UK Distribution and Compliance for all technical... * Assisting the Compliance monitoring team with periodic compliance monitoring reviews relevant... of 3 years asset management compliance experience gained from... leading UK retail asset management firm, with a...


Asset Management Compliance Assurance Analyst - URGENT

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
30-Oct-2014 00:00Save job

A FTSE100 firm is looking for a Compliance Assurance Analyst who will ensure that the business is equipped with timely, efficient and value added support... management and regulatory compliance are promoted to... and experience of risk/compliance/assurance methodologies and practices.... a leading Global Asset Management Company and therefore we need responses ASAP. To apply please send us your CV or call Priya...


Investment Compliance Executive

Salary:
Negotiable
Location:
London
Job Type:
Permanent
Date Posted:
30-Oct-2014 00:00Save job

A great new role has opened up for a Compliance Executive at a premier Global Asset Management firm in London. This role will focus on pre- premier Global Asset Management firm in London.... working in an asset management compliance function. Knowledge of Charles River or a similar guideline monitoring tool would be desirable. In return, the firm are offering a competitive salary plus...


Compliance Associate- Wealth Manager

Salary:
Up to 40,000
Location:
London
Job Type:
Permanent
Date Posted:
30-Oct-2014 00:00Save job

A leading European Discretionary Wealth Manager is seeking a Compliance Associate for their London Office. The Compliance Associate will assist the Head of Monitoring in... London Office. The Compliance Associate will assist... to ensure regulatory compliance throughout the company.... To implement the Compliance Monitoring Programme *... management issues and account openings * To... who has relevant compliance experience in an...


Compliance Assurance Analyst at FTSE100 Firm

Salary:
Competitive
Location:
Scotland
Job Type:
Permanent
Date Posted:
30-Oct-2014 00:00Save job

A leading global asset manager is looking for a new member of their Compliance Assurance team. The Compliance Assurance Consultant will work to ensure that Compliance Assurance Consultant will... management and regulatory compliance are promoted to... and experience of risk/compliance/assurance methodologies and practices.... a leading Global Asset Management Company. To apply please send us your CV or call Priya Sinha at


Compliance Assistant

Salary:
COMPEITIVE
Location:
London
Job Type:
Permanent
Date Posted:
29-Oct-2014 13:15Save job

An exciting opportunity has arisen for a junior Guideline Monitoring role within a large asset management firm based in London. The successful candidate will support the... and updating the compliance policies and procedures... issues identified by compliance monitoring reviews are... knowledge of an asset management house. The ideal candidate would have excellent interpersonal skills, and a strong personality, combining energy, enthusiasm, resilience, ...


Compliance Advisory Manager - Premier Global Asset Manager

Salary:
85,000 - 90,000
Location:
London
Job Type:
Permanent
Date Posted:
29-Oct-2014 10:22Save job

The Compliance Manager will assist the Senior Manager and Head of UK in the development and maintenance of the firm's compliance policies and processes. The... of the firm's compliance policies and processes.... least five years compliance experience, preferably within the Asset Management industry. In return, they are offering a starting salary of up to 90,000 per annum plus bonus and benefits....


Client Reporting Analyst - Investment Management

Salary:
Competitive
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
28-Oct-2014 17:48Save job

A Client Reporting Analyst is wanted to join the team at a leading UK Asset Management houses. As the role will entail providing efficient and effective... Ensuring that all compliance requirements are met Experience of reporting within the investment management industry is essential for this role, and the successful candidate will need to demonstrate track record of dealing and building rapports...


Compliance Generalist Contract

Salary:
350 - 450 p/day
Location:
London
Job Type:
Permanent
Date Posted:
28-Oct-2014 16:38Save job

Compliance Generalist Contract A top tier sell-side firm is seeking a switched-on and experienced compliance professional to join their compliance department on a contracting basis... switched-on and experienced compliance professional to join their compliance department on a... very much generalist compliance position lasting circa... in regards to Compliance issues affecting the... business. * develop Compliance relationships across the... with management of compliance risks. * Building...


Regulatory Manager

Salary:
Competitive
Location:
Newcastle Upon Tyne
Job Type:
Permanent
Date Posted:
28-Oct-2014 10:36Save job

EMEIA FSO Regulatory Manager - Managed Services - Newcastle - Upon-Tyne - NEW00ASN EY supports a diverse range of clients, from entrepreneurs to global multinationals, ... Managed Services Regulatory Compliance team in Newcastle... team, providing technical compliance advice on regulatory... of financial sector compliance to help our... a variety of compliance matters including anti-money... whilst expanding your compliance and regulatory knowledge, ...


Compliance Officer - Contract

Salary:
350 - 600 p/day
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
27-Oct-2014 15:14Save job

Compliance Officer (VP) for International plc with key business units including Corporate and Investment Banking to large European Corporate clients who have a financial interest... include: To provide compliance advisory services to... and the UK Asset management company Assist in... updating of the Compliance Monitoring programme Working with Legal to review legal advice, distribution and... providing training to Compliance team and the...


Risk and Compliance Advisory Manager

Salary:
Competitive
Location:
London
Job Type:
Permanent
Date Posted:
25-Oct-2014 00:00Save job

RISK AND COMPLIANCE ADVISORY MANAGER (LONDON) Reference number: 6053 Opening date: 03/10/2014 Contact: Barry McIntosh - [Email address removed] Employment type: Permanent Location: London Sector:... Middle Office Specialism: Compliance Description: Our client, ... a major global asset management firm is looking... a Risk and Compliance Advisory Manager to... based risk and compliance team. Reporting into... the Risk and Compliance Advisory Manager will...


Institutional Cash Sales/ Client Relationship Manager

Salary:
Competetive
Location:
London
Job Type:
Permanent
Date Posted:
25-Oct-2014 00:00Save job

Excellent opportunity for a Relationship Manager with solid knowledge and experience of Transaction Banking and Cash Management Services (for Asset Managers) to join the Transaction... financial institution and asset management clients in optimising... levels. * Ensuring compliance with all the... bank's procedures regarding Compliance, Know Your Customer and Anti-Money Laundering. * Working with Institutional Cash Product colleagues to prepare detailed proposals...


Business Analyst - Asset Management Operations

Salary:
Competitive
Location:
The City, London
Job Type:
Contract/Interim
Date Posted:
24-Oct-2014 16:32Save job

Prestigious City based Asset Manager is seeking an operations BA to successfully deliver the launch of a Tax Transparent fund by coordinating teams across Investment... service delivery in compliance with all internal... should have strong asset management operations experience. Strong project management disciplines and experience of successful deliverycoupled with proven track record of dealing with and influencing upwards to more senior


Product Analyst

Salary:
35,000 - 45,000
Location:
The City, London
Job Type:
Permanent
Date Posted:
24-Oct-2014 16:16Save job

Mayfair based Asset Manager is seeking a Product Analyst to join their team. This excellent opportunity has arisen due to an internal promotion. We are... (e.g., Product Development, Legal/Compliance, Operations, Marketing, and Fund Accounting). Help create new... working within an Asset Management experience. Ideally have UCIT, OEIC or SICAV exposure. German and/or Italian language skills a plus. The successful candidate should...


Compliance Associate

Salary:
Neg
Location:
City Of London
Job Type:
Contract/Interim
Date Posted:
24-Oct-2014 16:00Save job

My Client, a Leading Independent Global Asset Management firm, are seeking to appoint a Compliance Associate on an initial 3 month FTC. Responsibilities * Guideline monitoring... to appoint a Compliance Associate on an... in relation to compliance related matters. *... candidate should have asset management and compliance experience. * Able... members of the compliance function. * Ability... a leading global asset management firm. To apply...


Head of Legal & Compliance

Salary:
130k - 135k pa + Excellent Benefits
Location:
London
Job Type:
Permanent
Date Posted:
24-Oct-2014 15:52Save job

A boutique global investment office is seeking to hire a Head of Legal & Compliance to support the investment team in developing a robust compliance support the... developing a robust compliance function to support... oversight of all compliance activities and also head the legal area in acting... internal adviser for legal fund agreements. The... will include: Devising compliance procedures, including risk...


AML/ Financial Crime administrator- Contract-Essex

Salary:
Attractive
Location:
Essex
Job Type:
Contract/Interim
Date Posted:
24-Oct-2014 15:46Save job

Prestigious Asset Management Company wishes to recruit an individual within the AML verification and prevention of Financial Crime team. The main responsibilities are to administer Anti-money Laundering controls and the associated follow-up with suspicious activities/transactions; and monitoring Sanctioned and Politically Exposed individuals. The incumbent is to ensure all department procedures are followed, that operational controls are maintained, full compliance with client...


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