Funds Compliance Analyst

We are seeking a motivated and diligent candidate to implement review and maintain existing regulatory rule libraries in Sentinel and Thinkfolio across a multitude of fund structures. The role holder will be primarily responsible for ensuring the company's regulated mutual funds, which include SICAV, OEIC and 40 Acts fund complexes maintain regulatory compliance at all times.
Additional responsibilities include:

* Keeping up to date with all new regulatory changes relevant to the regulated mutual funds and ensure regulatory rule libraries reflect all relevant changes and requirements.
* Ensuring the integrity, completeness and accuracy of Sentinel and Thinkfolio rules and coding. Where errors or omissions are identified, the rules are to be amended or data obtained to allow automated rule monitoring.
* Providing trade approvals on trades held for Compliance Approval, with respect to regulated mutual funds.

There will be considerable internal and external liaison, so an individual comfortable and confident in communicating with various levels of management is essential.

Please speak to Andy on 0207 634 0148 for further detail and reply to this advert with your CV to be considered.

[URL removed] - Let's find the career that connects with your life.Badenoch & Clark is acting as an Employment Agency in relation to this vacancy. Badenoch & Clark is an Equal Opportunity Employer and a registered Disability Symbol User.

Job Type : Permanent

Location : City of London

Salary : 60k - 80k pa

Date Advertised : 11 Sep 2012


Sorry, this position is no longer available.

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