Senior Compliance Manager / Private Wealth / IFA

Senior Compliance Manager / Financial Planning / IFA

A well-established financial services firm require a senior manager in compliance, handling compliance activities across financial planning and investments business.

This is a fantastic role, with visibility across the business covering all areas of compliance with a dynamic, versatile team. Excellent exposure and company progression.

The Role:

* Overall responsibility for compliance issues in relation to Financial Planning
* Implementation of Compliance strategy as directed by the Compliance Director
* Deputise for the Compliance Director when required
* Speak concisely, effectively and coherently to all internal clients and external contact
* Strong communication and consultation skills
* Keep business and regulated advisers abreast of regulatory developments and changes
* Motivate individuals to meet established goals through effective team management and performance management
* Build effective working relationships at all levels of the organisation and gain credibility for self and the Compliance function
* Assist with compliance training and advice to colleagues.

The Opportunity:

Brilliant opportunity to build a career with a growing company
80k-85k basic + Benefits and Bonus.

The Candidate:

* Several years' compliance experience at a senior level
* A proven background in financial planning or private client wealth management
* Ideally some investment management experience
* Excellent handbook knowledge, notably COBS and COLL.
* Gravitas with excellent communication skills

Please apply for a detailed brief and meeting.

Job Type : Permanent

Location : London

Salary : 80k-85k basic

Date Advertised : 29 Oct 2012


Sorry, this position is no longer available.

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