Role Profile This is a great opportunity to work for a major international investment bank. Historically Operational Risk Management for UK has been organised along functional lines within the company. In line with the approved operating model for ORM a dedicated UK ORM function has been established with the remit to cover all UK Business/Services and Functions units. UK business...
The Company: We are recruiting for an organisation whose business covers all areas of the financial services arena from financial advice to pension's administration and investment consultancy to discretionary investment management services. The Position: As a result of a restructuring within their specialist investment division brought about by its on going business success and continued expansion, they are now looking...
A US based global asset management firm that manages institutional portfolios, mutual funds, unit trusts, insurance products, retirement pension plans, alternative investments, and separately managed accounts for institutional and individual investors is looking for Compliance Specialist. In London the firm employs some 45 people and concentrates on three principal areas: sales and marketing to institutional clients, international equity research and...
Role Profile This is a great opportunity to work for a leading global asset management business, offering a comprehensive suite of investment management services to global investors in equity, fixed-income, derivatives, asset allocation and alternative investment products including private equity, venture capital and real estate opportunities on a worldwide basis. The position is a key position within the Compliance team, ...
This leading W End based Asset Management company is looking to recruit a New Issue Products Specialist. Responsibilities: - Responsible for leading development of structured products across principal asset classes (equity, fixed income, FX, commodities and hedge funds) through the following phases: -Idea generation -Product selection -Gauging demand and placement potential -Pricing -Preparing marketing materials -Deal execution and booking -After...
Working in partnership with our client, the asset management arm of a bulge bracket US investment bank, we are searching for a Fund Administration Executive with a broad range of relevant fund accounting and administration skills. Candidates for consideration will have a detailed understanding of fund accounting and fund administration for European fund structures domiciled in Luxembourg, and Ireland. Experience...
This leading Asset Management company is looking to recruit a New Issue Products Specialist. Responsibilities: - Responsible for leading development of structured products across principal asset classes (equity, fixed income, FX, commodities and hedge funds) through the following phases: Idea generation, Product selection, Gauging demand and placement potential, Pricing, Preparing marketing materials, Deal execution and booking and After sales service...
Compliance Specialist - US Global Asset Manager London West-End £Negotiable Our client is a US based global asset management firm that manages a broad variety of institutional and retail portfolios for a blue-chip client base. In London the firm employs close to fifty people and concentrates on three principal areas: sales and marketing to institutional clients, international equity research and...
This is an excellent opportunity to join an exciting and entrepreneurial Financial Institution based in the City to undertake a hands on role in a forward thinking and progressive company covering a wide range of products. This includes equity products, equity structured products, debt products, investment banking and finance and international business including proprietary trading and broker dealer activities. You...
THE COMPANY: My client a leading investment management house with advisory services is currently recruiting for a legal and compliance associate to join their dynamic and commercially focused Legal team. Your specific responsibilities will include: Compliance control and provision of compliance advice. Focus on deal and investor related matters( KYC/AML) Liaison with external legal counsels. Drafting legal documentation, support my...
An eminent international investment bank requires a manager for the retail structured products group. The successful candidate will be part of the retail structured products team, responsible for life cycle events on all products issued under this programme, including certificates and ELNS. The candidate will be responsible for exotic note, swap and option issuance, fund transaction management, understanding market practice, ...
Compliance Officer: CF10, CF11 c£70k This is an excellent opportunity to join entrepreneurial Financial Institution to undertake a hands on role in a progressive company. You will gain exposure to fixed income & equity products (domestic & international), derivatives, structured products, FX, repos and swaps with a large concentration within emerging markets. You will be responsible for the day to...
Investment Compliance Analyst - Equities £45k This is an excellent opportunity to join one of the top Global Fund Management companies to provide a wide range of compliance advice and support to the Equities business unit. Working as part of a successful and ambitious team within the Investment Compliance Department, you will monitor investment guidelines for all institutional and retail...